SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DEMIRKAYA ONUR

(Last) (First) (Middle)
2520 RED HILL AVE.

(Street)
SANTA ANA CA 92705

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/29/2020
3. Issuer Name and Ticker or Trading Symbol
Foundation Building Materials, Inc. [ FBM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,194 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit(1) (1) (1) Common Stock 564 $0.00(1) D
Restricted Stock Unit(2) (2) (2) Common Stock 1,462 $0.00(2) D
Restricted Stock Unit(3) (3) (3) Common Stock 4,830 $0.00(3) D
Restricted Stock Unit(4) (4) (4) Common Stock 4,710 $0.00(4) D
Restricted Stock Unit(5) (5) (5) Common Stock 1,480 $0.00(5) D
Stock Option (Right to Purchase)(6) (6) 02/19/2030 Common Stock 7,850 $18.61 D
Stock Options (Right to Purchase)(7) (7) 12/24/2029 Common Stock 2,470 $18.84 D
Stock Options (Right to Purchase)(8) (8) 03/19/2028 Common Stock 3,069 $15.4 D
Stock Options (Right to Purchase)(9) (9) 02/09/2027 Common Stock 1,876 $14 D
Stock Options (Right to Purchase)(10) (10) 02/19/2029 Common Stock 10,730 $9.44 D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of Foundation Building Materials, Inc. ("FBM") or the cash equivalent based on the date of vesting. The RSUs were granted on February 9, 2017 and vest in four equal annual installments on each of February 9, 2018, February 9, 2019, February 9, 2020 and February 9, 2021, subject to continuous service.
2. Each RSU represents a contingent right to receive one share of FBM common stock or the cash equivalent based on the date of vesting. The RSUs were granted on March 19, 2018 and vest in four equal annual installments on each of March 12, 2019, March 12, 2020, March 12, 2021 and March 12, 2022, subject to continuous service.
3. Each RSU represents a contingent right to receive one share of FBM common stock or the cash equivalent based on the date of vesting. The RSUs were granted on February 19, 2019 and vest in four equal annual installments on each of March 12, 2020, March 12, 2021, March 12, 2022 and March 12, 2023, subject to continuous service.
4. Each RSU represents a contingent right to receive one share of FBM common stock or the cash equivalent based on the date of vesting. The RSUs were granted on February 19, 2020 and vest in four equal annual installments on each of March 12, 2021, March 12, 2022, March 12, 2023 and March 12, 2024, subject to continuous service.
5. Each RSU represents a contingent right to receive one share of FBM common stock or the cash equivalent based on the date of vesting. The RSUs were granted on December 24, 2019 and vest in four equal annual installments on each of November 15, 2020, November 15, 2021, November 15, 2022 and November 15, 2023, subject to continuous service.
6. The option to purchase common stock of FBM was granted on February 19, 2020 and vests in four equal installments on each of March 12, 2021, March 12, 2022, March 12, 2023 and March 12, 2024, subject to continuous service.
7. The option to purchase common stock of FBM was granted on December 24, 2019 and vest in four equal installments on each of November 15, 2020, November 15, 2021, November 15, 2022 and November 15, 2023, subject to continuous service.
8. The option to purchase common stock of FBM was granted on March 19, 2018 and vest in four equal installments on each of March 12, 2019, March 12, 2020, March 12, 2021 and March 12, 2022, subject to continuous service.
9. The option to purchase common stock of FBM was granted on February 9, 2017 and vest in four equal installments on each of February 9, 2018, February 9, 2019, February 9, 2020 and February 9, 2021, subject to continuous service.
10. The option to purchase common stock of FBM was granted on February 19, 2019 and vest in four equal installments on each of March 12, 2020, March 12, 2021, March 12, 2022 and March 12, 2023, subject to continuous service.
Remarks:
/s/ Richard Tilley, Attorney-in-Fact 05/08/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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