0001493152-17-009025.txt : 20170811
0001493152-17-009025.hdr.sgml : 20170811
20170811211309
ACCESSION NUMBER: 0001493152-17-009025
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170811
FILED AS OF DATE: 20170811
DATE AS OF CHANGE: 20170811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz Louis
CENTRAL INDEX KEY: 0001703555
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55821
FILM NUMBER: 171026617
MAIL ADDRESS:
STREET 1: 333 BRYANT STREET
STREET 2: SUITE 240
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Frankly Inc
CENTRAL INDEX KEY: 0001688667
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 981230527
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 BRYANT STREET, SUITE 240
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-861-9797
MAIL ADDRESS:
STREET 1: 333 BRYANT STREET, SUITE 240
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
3
1
form3.xml
X0206
3
2017-08-11
0
0001688667
Frankly Inc
FKLY
0001703555
Schwartz Louis
333 BRYANT STREET,
SUITE 310
SAN FRANCISCO
CA
94107
0
1
0
0
CFO & COO
Common Shares
11497
I
By Schwartz & Associates, PC
Stock options to purchase common shares
7.10
2025-08-25
Incentive Stock Option
5111
D
Stock options to purchase common shares
7.10
2026-02-10
Incentive Stock Option
12110
D
Stock options to purchase common shares
7.10
2027-03-03
Incentive Stock Option
10953
D
Restricted stock units convertible to common shares
0
Restricted Stock Unit
24677
D
Restricted stock units convertible to common shares
0
Restricted Stock Unit
6353
D
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
Out of the 5,111 options, 2,661 options will be vested and exercisable by 10/10/2017. The remaining options will be vested monthly by 1/48 of the issued amount after 10/10/2017.
Out of 12,110 options, 5,045 options will be vested and exercisable by 10/10/2017. The remaining options will be vested monthly by 1/48 of the issued amount after 10/10/2017.
1/4 of the issued amount will be vested at 3/3/2018, and the remainder will be vested monthly by 1/48 of the issued amount thereafter
2/3 of the issued amount will be vested at 9/8/2017 and the remaining 1/3 of the amount will be vested at 3/8/2018
The issued RSUs will be vested annually from 3/3/2017 until 2021 at equal amount vesting each time
/s/ Louis Schwartz______________
2017-08-11