Name
and Year of Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(3)
|
Other
Directorships Held by Trustee During the Past 5 Years |
Deborah A. DeCotis 1952 |
Chair of the Board, Trustee |
Since inception |
Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Member, Circle Financial Group (since 2009); Member, Council on Foreign Relations (since 2013); Trustee, Smith College (since 2017); and Director, Watford Re (since 2017). Formerly, Co-Chair Special Projects Committee, Memorial Sloan Kettering (2005-2015); Trustee, Stanford University (2010- 2015); Principal, LaLoop LLC, a retail accessories company (1999-2014); Director, Helena Rubenstein Foundation (1997-2010); and Director, Armor Holdings (2002-2010). |
29 |
Trustee, Allianz Funds
(2011-2021);
Trustee, Virtus Funds
(2021-Present). |
Sarah E. Cogan 1956 |
Trustee |
Since 2019 |
Retired Partner, Simpson Thacher & Bartlett LLP (law firm) (1989-2018); Director, Girl Scouts of Greater New York, Inc. (since 2016); and Trustee, Natural Resources Defense Council, Inc. (since 2013). |
29 |
Trustee, Allianz Funds
(2019-2021);
Trustee, Virtus Funds
(2021-Present). |
Joseph B. Kittredge, Jr. 1954 |
Trustee |
Since 2020 |
Trustee, Vermont Law School (since 2019); Director and Treasurer, Center for Reproductive Rights (since 2015); Formerly, Director (2013-2020) and Chair (2018-2020), ACLU of Massachusetts; General Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (2005-2018) and Partner (2007-2018); President, GMO Trust (institutional mutual funds) (2009-2018); Chief Executive Officer, GMO Trust (2009-2015); President and Chief Executive Officer, GMO Series Trust (platform based mutual funds) (2011-2013). |
29 |
Trustee, GMO Trust
(2010- 2018);
Chairman of the Board of Trustees,
GMO Series Trust (2011-
2018). |
Name
and Year of Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(3)
|
Other
Directorships Held by Trustee During the Past 5 Years |
Kathleen McCartney(4) 1956 |
Trustee |
Since July 2022 |
President, Smith College (since 2013); Director (since 2013) and President (since 2020), Five Colleges, Inc., consortium of liberal arts colleges and universities (since 2013); Formerly, Director, American Council on Education Board of Directors, (2015-2019); Director, Consortium on Financing Higher Education Board of Directors (2015-2019); Director, edX Board of Directors, online course provider (2012-2013); Director, Bellwether Education Partners Board, national nonprofit organization (2010-2013); Dean, Harvard Graduate School of Education (2006-2013); Trustee, Tufts University (2007-2013). |
29 |
None. |
William B. Ogden, IV 1945 |
Trustee |
Since inception |
Retired. Formerly, Asset Management Industry Consultant; and Managing Director, Investment Banking Division of Citigroup Global Markets Inc. |
29 |
Trustee, Allianz Funds
(2006-2021);
Trustee, Virtus AllianzGI
Closed-End Funds
(2021-Present). |
Alan Rappaport 1953 |
Trustee |
Since inception |
Director, Victory Capital Holdings, Inc., an asset management firm (since 2013); Formerly, Adjunct Professor, New York University Stern School of Business (2011-2020); Lecturer, Stanford University Graduate School of Business (2013-2020); Advisory Director (formerly Vice Chairman), Roundtable Investment Partners (2009-2018); Member of Board of Overseers, NYU Langone Medical Center (2015-2016); Trustee, American Museum of Natural History (2005-2015); Trustee, NYU Langone Medical Center (2007-2015); and Vice Chairman (formerly, Chairman and President), U.S. Trust (formerly, Private Bank of Bank of America, the predecessor entity of U.S. Trust) (2001-2008). |
29 |
Trustee, Allianz Funds
(2010-2021);
Chairman of the Board of Trustees,
Virtus AllianzGI Closed-End
Funds (2021-Present). |
Name
and Year of Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(3)
|
Other
Directorships Held by Trustee During the Past 5 Years |
E. Grace Vandecruze 1963 |
Trustee |
Since 2021 |
Founder and Managing Director, Grace Global Capital LLC, a strategic advisory firm to the insurance industry (since 2006); Director, The Doctors Company, a medical malpractice insurance company (since 2020); Chief Financial Officer, Athena Technology Acquisition Corp, a special purpose acquisition company (since 2021); Director, Link Logistic REIT, a real estate company (since 2021); Director and Member of the Investment & Risk Committee, Resolution Life Group Holdings, a global life insurance group (since 2021); and Director, Wharton Graduate Executive Board. Formerly, Director, Resolution Holdings (2015-2019). Formerly, Director and Member of the Audit Committee and the Wealth Solutions Advisory Committee, M Financial Group, a life insurance company (2015-2021); Director, SBLI USA, a life insurance company (2015-2018). |
29 |
None. |
Name,
Address and Year of Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(3)
|
Other
Directorships Held by Trustee During the Past 5 Years |
David N. Fisher(5)
1968
650 Newport
Center Drive,
Newport Beach, CA 92660 |
Trustee |
Since 2019 |
Managing Director and Co-Head of U.S. Global Wealth Management Strategic Accounts, PIMCO (since 2021); Managing Director and Head of Traditional Product Strategies, PIMCO (2015-2021); and Director, Court Appointed Special Advocates (CASA) of Orange County, a non-profit organization (since 2015). Formerly, Global Bond Strategist, PIMCO (2008-2015); and Managing Director and Head of Global Fixed Income, HSBC Global Asset Management (2005-2008). |
29 |
None. |
Name,
Address and Year of Birth |
Position(s) Held with the Fund |
Term of Office and Length of Time Served(2) |
Principal Occupation(s) During the Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Trustee(3)
|
Other
Directorships Held by Trustee During the Past 5 Years |
John C. Maney(5)
1959
650 Newport
Center Drive,
Newport Beach, CA 92660 |
Trustee |
Since inception |
Senior Advisor to PIMCO (since June 2021); Non-Executive Director and a member of the Compensation Committee of PIMCO Europe Ltd (since December 2017). Formerly, Consultant to PIMCO (January 2020-June 2021); Managing Director of Allianz Asset Management of America L.P. (2005-2019); member of the Management Board and Chief Operating Officer of Allianz Asset Management of America L.P (2006-2019); Member of the Management Board of Allianz Global Investors Fund Management LLC (2007-2014) and Managing Director of Allianz Global Investors Fund Management LLC (2011-2014). |
29 |
None. |
Name, Address and Year of Birth |
Position(s) Held with Fund |
Term of Office and Length of Time Served |
Principal Occupation(s) During the Past 5 Years |
Eric D. Johnson1
1970 |
President |
Since inception |
Executive Vice President and Head of Funds Business Group Americas, PIMCO. President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Keisha Audain-Pressley2
1975 |
Chief Compliance Officer |
Since inception |
Executive Vice President and Deputy Chief Compliance Officer, PIMCO. Chief Compliance Officer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Capital Solutions BDC Corp. |
Name, Address and Year of Birth |
Position(s) Held with Fund |
Term of Office and Length of Time Served |
Principal Occupation(s) During the Past 5 Years |
Ryan Leshaw1
1980 |
Chief Legal Officer |
Since inception |
Executive Vice President and Senior Counsel, PIMCO. Chief Legal Officer, PIMCO-Managed Funds and PIMCO Capital Solutions BDC Corp. Chief Legal Officer and Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Associate, Willkie Farr & Gallagher LLP. |
Joshua D. Ratner2
1976 |
Senior Vice President |
Since inception |
Executive Vice President and Head of Americas Operations, PIMCO. Senior Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Peter G. Strelow1
1970 |
Senior Vice President |
Since inception |
Managing Director and Co-Chief Operating Officer, PIMCO. Senior Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Chief Administrative Officer, PIMCO. |
Wu-Kwan Kit1
1981 |
Vice President Senior Counsel and Secretary |
Since inception |
Senior Vice President and Senior Counsel, PIMCO. Vice President, Senior Counsel and Secretary, PIMCO-Managed Funds and PIMCO Capital Solutions BDC Corp. Assistant Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Assistant General Counsel, VanEck Associates Corp. |
Douglas B. Burrill2
1980 |
Vice President |
Since August 2022 |
Senior Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Capital Solutions BDC Corp. |
Name, Address and Year of Birth |
Position(s) Held with Fund |
Term of Office and Length of Time Served |
Principal Occupation(s) During the Past 5 Years |
Jeffrey A. Byer1
1976 |
Vice President |
Since inception |
Executive Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Capital Solutions BDC Corp. |
Elizabeth A. Duggan1
1964 |
Vice President |
Since 2021 |
Executive Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Capital Solutions BDC Corp. |
Mark A. Jelic1
1981 |
Vice President |
Since 2021 |
Senior Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Capital Solutions BDC Corp. |
Kenneth W. Lee1
1972 |
Vice President |
Since August 2022 |
Senior Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Brian J. Pittluck1
1977 |
Vice President |
Since inception |
Senior Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Capital Solutions BDC Corp. |
Keith A. Werber1
1977 |
Vice President |
Since June 2022 |
Executive Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Bijal Parikh1
1978 |
Treasurer |
Since inception |
Executive Vice President, PIMCO. Treasurer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and VIT. |
Name, Address and Year of Birth |
Position(s) Held with Fund |
Term of Office and Length of Time Served |
Principal Occupation(s) During the Past 5 Years |
Brandon T. Evans1
1982 |
Deputy Treasurer |
Since March 2022 |
Senior Vice President, PIMCO. Deputy Treasurer, PIMCO-Managed Funds. Assistant Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. |
Erik C. Brown3
1967 |
Assistant Treasurer |
Since inception |
Executive Vice President, PIMCO. Assistant Treasurer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Capital Solutions BDC Corp. |
Name of Trustee |
Dollar
Range of Equity Securities in the Fund |
Aggregate Dollar Range of Equity Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies* |
Independent Trustees |
|
|
Sarah E. Cogan |
None |
Over $100,000 |
Deborah A. DeCotis |
None |
Over $100,000 |
Joseph B. Kittredge, Jr. |
None |
Over $100,000 |
Kathleen McCartney** |
None |
$0 |
William B. Ogden, IV |
None |
Over $100,000 |
Alan Rappaport |
None |
Over $100,000 |
E. Grace Vandecruze |
None |
$0 |
Interested Trustees |
|
|
David N. Fisher |
None |
Over $100,000 |
John C. Maney |
Over $100,000 |
Over $100,000 |
Name of Trustee |
Name of
Owners and Relations to Trustee |
Company |
Title of
Class |
Value
of Securities |
Percent of Class |
Sarah E. Cogan |
None |
N/A |
N/A |
N/A |
N/A |
Deborah A. DeCotis |
None |
N/A |
N/A |
N/A |
N/A |
Joseph B. Kittredge, Jr. |
None |
N/A |
N/A |
N/A |
N/A |
Kathleen McCartney* |
None |
N/A |
N/A |
N/A |
N/A |
William B. Ogden, IV** |
None |
N/A |
N/A |
N/A |
N/A |
Alan Rappaport |
None |
N/A |
N/A |
N/A |
N/A |
E. Grace Vandecruze |
None |
N/A |
N/A |
N/A |
N/A |
Name/Address of Shareholder |
Share Class |
Percentage of Class |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO CUSTOMERS ATTN MUTUAL FUNDS ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO, CA 94105-1905 |
Institutional |
31.17%* |
ICAPITAL PIMCO FLEX CREDIT INCOME ACCESS FUND SPC 60 E 42ND ST FL 26 NEW YORK NY 10165-3003 |
Institutional |
9.91% |
MORGAN STANLEY SMITH BARNEY LLC 1 NEW YORK PLAZA 12TH FL NEW YORK NY 10004-1965 |
Institutional |
7.69% |
CRAFT DIVISION LOCAL UNION HEALTH&WELFAR FUND UAD PATRICK GUIDICE TTEE 100 CORPORATE DR HOLTSVILLE NY 11742-2000 |
Class A-1 |
86.96%* |
IBEW LOCAL CRAFT DIVISION SKILL UAD PATRICK GUIDICE TTEE 100 CORPORATE DR HOLTSVILLE NY 11742-2000 |
Class A-1 |
8.70% |
LPL FINANCIAL FBO CUSTOMER ACCOUNTS ATTN: MUTUAL FUND OPERATIONS 4707 EXECUTIVE DR SAN DIEGO, CA 92121-3091 |
Class A-2 |
7.84% |
MORGAN STANLEY SMITH BARNEY LLC 1 NEW YORK PLAZA 12TH FL NEW YORK, NY 10004-1932 |
Class A-3 |
27.46%* |
Name of Trustee |
Aggregate compensation
from the Fund for the Fiscal
Year Ended June 30, 2022*# |
Pension
or Retirement Benefits
Accrued as Part of Fund
Expenses |
Estimated Annual Benefits
Upon Retirement |
Total Compensation from the Fund
Complex Paid to the Trustees for
the Calendar Year Ended
December 31, 2021* |
Sarah E. Cogan |
$28,424 |
N/A |
N/A |
$225,000 |
Deborah A. DeCotis |
$35,339 |
N/A |
N/A |
$300,000 |
Joseph B. Kittredge, Jr. |
$31,600 |
N/A |
N/A |
$275,000 |
Kathleen McCartney** |
N/A |
N/A |
N/A |
N/A |
William B. Ogden, IV |
$27,502 |
N/A |
N/A |
$225,000 |
Alan Rappaport |
$27,502 |
N/A |
N/A |
$225,000 |
E. Grace Vandecruze |
$26,888 |
N/A |
N/A |
$168,750 |
Fiscal Year |
Management Fee Paid by Fund |
June 30, 2022 |
$57,577,084 |
June 30, 2021 |
$38,827,766 |
June 30, 2020 |
$25,676,021 |
Fiscal Year |
Management Fees Waived |
Previously Waived Management Fees Recouped |
June 30, 2022 |
$0 |
$0 |
June 30, 2021 |
$6,369 |
$6,369 |
June 30, 2020 |
$131,883 |
$562,074 |
|
Total
Number of Other Accounts |
Total
Assets of All Other Accounts (in $ millions) |
Number of
Other Accounts Paying a Performance Fee |
Total Assets of Other Accounts Paying a Performance Fee
(in $ millions) |
Daniel J. Ivascyn |
|
|
|
|
Registered Investment Companies |
18 |
$159,911.32
|
0 |
$0.00 |
Other Pooled Investment Vehicles |
20 |
$83,564.87 |
9 |
$17,222.64
|
Other Accounts |
8 |
$2,604.04 |
1 |
$286.90 |
Mark Kiesel |
|
|
|
|
Registered Investment Companies |
20 |
$125,843.84
|
0 |
$0.00 |
Other Pooled Investment Vehicles |
54 |
$69,225.89 |
2 |
$392.82 |
Other Accounts |
93 |
$57,196.05 |
3 |
$1,758.50 |
Alfred T. Murata |
|
|
|
|
Registered Investment Companies |
20 |
$162,330.18
|
0 |
$0.00 |
Other Pooled Investment Vehicles |
19 |
$41,791.98 |
5 |
$9,877.10 |
Other Accounts |
4 |
$566.96 |
0 |
$0.00 |
Marc Seidner |
|
|
|
|
Registered Investment Companies |
19 |
$19,125.53 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
25 |
$15,707.97 |
5 |
$1,922.84 |
Other Accounts |
35 |
$15,982.63 |
12 |
$7,363.35 |
Christian Stracke |
|
|
|
|
Registered Investment Companies |
2 |
$556.05 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
6 |
$2,404.50 |
5 |
$2,318.68 |
Other Accounts |
1 |
$2.06 |
0 |
$0.00 |
Eve Tournier |
|
|
|
|
Registered Investment Companies |
3 |
$15,149.52 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
36 |
$24,281.62 |
2 |
$693.24 |
Other Accounts |
22 |
$5,464.77 |
2 |
$464.38 |
Jamie Weinstein |
|
|
|
|
Registered Investment Companies |
2 |
$1,733.49 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
3 |
$6,992.80 |
1 |
$6,062.56 |
Other Accounts |
0 |
$0.00 |
0 |
$0.00 |
Name of Portfolio Manager |
Dollar
Range of Equity Securities in the Fund |
Daniel J. Ivascyn |
Over $1,000,000 |
Mark Kiesel |
None |
Alfred T. Murata |
Over $1,000,000 |
Marc Seidner |
None |
Name of Portfolio Manager |
Dollar
Range of Equity Securities in the Fund |
Christian Stracke |
None |
Eve Tournier |
Over $1,000,000 |
Jamie Weinstein |
Over $1,000,000 |
Facsimile: |
|
844.643.0432 |
|
Overnight Mail: PIMCO Interval Funds C/O DST Systems, Inc. 430 W. 7th Street Suite 219993 Kansas City, MO 64105-1407 |
RegularMail: PIMCO Interval Funds P.O. Box 219993 Kansas City, MO 64121-9993 |
E-mail: |
|
pimcoaltprocessing@dstsystems.com |
|
Initial Investment |
Subsequent Investments |
$2,500 per account |
$50 |
Initial Investment |
Subsequent Investments |
$1 million per account |
None |
Your Investment |
As a % of
offering price |
As a % of
net amount invested |
Discount or commission
to dealers as %
of public offering price |
Less than $100,000 |
2.00%* |
2.04%* |
2.00%1
|
$100,000 – $249,999.99 |
1.00% |
1.01% |
1.00% |
$250,000 and over |
0.00%2
|
0.00%2
|
0.00% |
Your Investment |
As a % of
offering price |
As a % of
net amount invested |
Discount or commission
to dealers as %
of public offering price |
Less than $100,000 |
2.00%* |
2.04%* |
2.00%1
|
$100,000 – $249,999.99 |
1.00% |
1.01% |
1.00%2
|
$250,000 and over |
0.00%3
|
0.00%3
|
0.00%4
|
Facsimile: |
|
844.643.0432 |
|
Overnight Mail: |
Regular Mail: |
PIMCO Interval Funds |
PIMCO Interval Funds |
C/O DST Systems, Inc. |
P.O. Box 219993 |
430 W. 7th Street |
Kansas City, MO 64121-9993 |
Suite 219993 |
|
Kansas City, MO 64105-1407 |
|
Email: |
|
pimcoaltprocessing@dstsystems.com |
|
Fiscal Year |
Brokerage
Commissions Paid |
June 30, 2022 |
$0 |
June 30, 2021 |
$20,363 |
June 30, 2020 |
$0 |
Broker or Dealer |
Value of Securities
Held by the Fund as
of June 30, 2022 ($000) |
Goldman Sachs & Co. |
$98,195 |
JPMorgan Chase & Co. |
75,696 |
Banc of America Securities LLC |
66,032 |
Credit Suisse (USA), Inc. |
55,914 |
Citigroup Global Markets, Inc. |
42,388 |
Nomura Securities International Inc. |
22,159 |
Barclays, Inc. |
12,225 |
UBS SECURITIES LLC |
5,953 |
Deutsche Bank Securities, Inc. |
5,050 |
HSBC Securities (USA), Inc. |
4,023 |
SG AMERICAS SECURITIES |
992 |