0001104659-24-072370.txt : 20240617
0001104659-24-072370.hdr.sgml : 20240617
20240617171637
ACCESSION NUMBER: 0001104659-24-072370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240617
FILED AS OF DATE: 20240617
DATE AS OF CHANGE: 20240617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rubric Capital Management LP
CENTRAL INDEX KEY: 0001687509
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38452
FILM NUMBER: 241049278
BUSINESS ADDRESS:
STREET 1: 155 EAST 44TH ST, SUITE 1630
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2124181881
MAIL ADDRESS:
STREET 1: 155 EAST 44TH ST, SUITE 1630
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosen David Efraim
CENTRAL INDEX KEY: 0001898677
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38452
FILM NUMBER: 241049277
MAIL ADDRESS:
STREET 1: 155 EAST 44TH ST., SUITE 1630
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mereo BioPharma Group plc
CENTRAL INDEX KEY: 0001719714
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CAVENDISH PLACE
STREET 2: FOURTH FLOOR
CITY: LONDON
STATE: X0
ZIP: W1G0QF
BUSINESS PHONE: 4403330237300
MAIL ADDRESS:
STREET 1: ONE CAVENDISH PLACE
STREET 2: FOURTH FLOOR
CITY: LONDON
STATE: X0
ZIP: W1G0QF
FORMER COMPANY:
FORMER CONFORMED NAME: Mereo Biopharma Group plc
DATE OF NAME CHANGE: 20171016
4
1
tm2417426-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-06-17
0
0001719714
Mereo BioPharma Group plc
MREO
0001687509
Rubric Capital Management LP
155 EAST 44TH ST, SUITE 1630
NEW YORK
NY
10017
0
0
1
0
0001898677
Rosen David Efraim
155 EAST 44TH ST, SUITE 1630
NEW YORK
NY
10017
0
0
1
0
0
American Depositary Shares ("ADSs")
2024-06-17
4
A
0
1754350
3.99
A
Ordinary Shares, GBP 0.003 par value per share
15307347
I
See Footnote
Each ADS represents five (5) Ordinary Shares, GBP 0.003 par value per share ("Ordinary Shares")
This Form 3 is filed by Rubric Capital Management LP ("Rubric Capital") and Mr. David Rosen, with respect to the securities held by certain funds and/or accounts (collectively, the "Rubric Vehicles"). Rubric Capital serves as the investment adviser to the Rubric Vehicles. Mr. David Rosen serves as the Managing Member of Rubric Capital Management GP, LLC, the general partner of Rubric Capital. The filing of this statement shall not be deemed an admission that any Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
N/A
The Reporting Persons are directors by deputization for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, by virtue of the fact that Justin Roberts, a Partner at Rubric Capital, serves on the board of directors of the Issuer.
Rubric Capital Management LP, By: /s/ Michael Nachmani, its Chief Operating Officer
2024-06-17
/s/ David Rosen
2024-06-17