The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABLYNX NV | SPONSORED ADR | 00372Y105 | 2,060 | 37,557 | SH | DFND | 1 | 37,557 | 0 | 0 | |
| ABLYNX NV | SPONSORED ADR | 00372Y105 | 418 | 7,618 | SH | SOLE | 7,618 | 0 | 0 | ||
| AETNA INC NEW | COM | 00817Y108 | 11,292 | 66,816 | SH | DFND | 1 | 66,816 | 0 | 0 | |
| ALTICE USA INC | CL A | 02156K103 | 5,771 | 312,300 | SH | Call | DFND | 1 | 312,300 | 0 | 0 |
| ALTICE USA INC | CL A | 02156K103 | 1,783 | 96,500 | SH | Call | SOLE | 66,816 | 0 | 0 | |
| AT&T INC | COM | 00206R102 | 624 | 17,500 | SH | Put | SOLE | 17,500 | 0 | 0 | |
| AT&T INC | COM | 00206R102 | 2,717 | 76,200 | SH | Put | DFND | 1 | 76,200 | 0 | 0 |
| BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 10,023 | 224,224 | SH | DFND | 1 | 224,224 | 0 | 0 | |
| BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 3,140 | 70,243 | SH | SOLE | 70,243 | 0 | 0 | ||
| DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 17,047 | 144,000 | SH | Call | DFND | 1 | 144,000 | 0 | 0 |
| GENER8 MARITIME INC | COM | Y26889108 | 3,004 | 531,608 | SH | DFND | 1 | 531,608 | 0 | 0 | |
| GENER8 MARITIME INC | COM | Y26889108 | 945 | 167,186 | SH | SOLE | 167,186 | 0 | 0 | ||
| MICROSEMI CORP | COM | 595137100 | 3,108 | 48,018 | SH | SOLE | 48,018 | 0 | 0 | ||
| MICROSEMI CORP | COM | 595137100 | 9,898 | 152,930 | SH | DFND | 1 | 152,930 | 0 | 0 | |
| MONSANTO CO NEW | COM | 61166W101 | 49,851 | 427,212 | SH | DFND | 1 | 427,212 | 0 | 0 | |
| MONSANTO CO NEW | COM | 61166W101 | 15,471 | 132,579 | SH | SOLE | 132,579 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 101,148 | 864,510 | SH | DFND | 1 | 864,510 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 18,514 | 158,243 | SH | SOLE | 158,243 | 0 | 0 | ||
| NXSTAGE MEDICAL INC | COM | 67072V103 | 3,125 | 125,696 | SH | DFND | 1 | 125,696 | 0 | 0 | |
| NXSTAGE MEDICAL INC | COM | 67072V103 | 981 | 39,448 | SH | SOLE | 39,448 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 1,136 | 20,500 | SH | Call | SOLE | 20,500 | 0 | 0 | |
| QUALCOMM INC | COM | 747525103 | 4,222 | 76,200 | SH | Call | DFND | 1 | 76,200 | 0 | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 215,688 | 81,700 | SH | Put | DFND | 1 | 81,700 | 0 | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 58,080 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
| TIME WARNER INC | COM NEW | 887317303 | 53,470 | 565,345 | SH | Call | DFND | 1 | 565,345 | 0 | 0 |
| XL GROUP LTD | COM | G98294104 | 23,579 | 426,684 | SH | DFND | 1 | 426,684 | 0 | 0 | |
| XL GROUP LTD | COM | G98294104 | 7,138 | 129,170 | SH | SOLE | 129,170 | 0 | 0 | ||