0001558370-20-006002.txt : 20200508 0001558370-20-006002.hdr.sgml : 20200508 20200508160810 ACCESSION NUMBER: 0001558370-20-006002 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200415 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ramaco Resources, Inc. CENTRAL INDEX KEY: 0001687187 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38003 FILM NUMBER: 20860586 BUSINESS ADDRESS: STREET 1: 250 WEST MAIN STREET STREET 2: SUITE 210 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (859) 244-7455 MAIL ADDRESS: STREET 1: 250 WEST MAIN STREET STREET 2: SUITE 210 CITY: LEXINGTON STATE: KY ZIP: 40507 8-K/A 1 tmb-20200415x8ka.htm 8-K/A metc_Current_FOlio_8KA_20200507

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 15, 2020

 

RAMACO RESOURCES, INC.

(Exact name of Registrant as specified in its Charter)

 

Delaware

 

001-38003

 

38-4018838

(State or other jurisdiction of incorporation)

 

(Commission File No.)

 

(IRS Employer Identification No.)

 

 

250 West Main Street, Suite 1800

Lexington, Kentucky 40507

 

 

(Address of principal executive offices)

 

 

(859) 244-7455

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.01 par value

METC

NASDAQ Global Select Market

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    ☒    

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☒

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 21, 2020,  Ramaco Resources, Inc. (“Ramaco” or the “Company”) filed a Current Report on Form 8-K (the “Prior Report”),  which reported that, on April 15, 2020, the Compensation Committee (the “Committee”) of the Board of Directors of the Company adopted a revised form of restricted stock award agreement (the “Form of RSA”) pursuant to the Company’s Long-Term Incentive Plan (the “LTIP”). The Form of RSA was actually adopted by the Committee on February 18, 2020.

This amended Current Report on Form 8-K/A (the “Amended Report”) amends the description of the date of approval of the Form RSA as set forth in Item 5.02 of the Prior Report.

Item 8.01 Other Events.

Loss of “Controlled Company” Status

The Prior Report also reported that, as of April 16, 2020, the Company no longer qualified as a “controlled company” within the meaning of the NASDAQ corporate governance requirements.  The loss of “controlled company” status actually occurred on February 18, 2020. This Amended Report amends the description of the date of the loss of “controlled company” status set forth in Item 8.01 of the Prior Report.

Except as explicitly amended by this Amended Report, the remainder of the information included in the Prior Report remains unchanged.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

RAMACO RESOURCES, INC.


By:

/s/ Randall W. Atkins

 

 

Randall W. Atkins

Executive Chairman



Date:May 8, 2020