0001140361-23-053555.txt : 20231115 0001140361-23-053555.hdr.sgml : 20231115 20231115214342 ACCESSION NUMBER: 0001140361-23-053555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231113 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yorktown IX Associates LLC CENTRAL INDEX KEY: 0001526187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38003 FILM NUMBER: 231412280 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212)515-2100 MAIL ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ramaco Resources, Inc. CENTRAL INDEX KEY: 0001687187 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 WEST MAIN STREET STREET 2: SUITE 1800 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (859) 244-7455 MAIL ADDRESS: STREET 1: 250 WEST MAIN STREET STREET 2: SUITE 1800 CITY: LEXINGTON STATE: KY ZIP: 40507 4 1 form4.xml X0508 4 2023-11-13 0001687187 Ramaco Resources, Inc. METC 0001526187 Yorktown IX Associates LLC 410 PARK AVENUE 20TH FLOOR NEW YORK NY 10022 true false Class A Common Stock, par value $0.01 per share 2023-11-13 4 S 0 15703 18.3172 D 5593737 I See Footnote Class B Common Stock, par value $0.01 per share 2023-11-13 4 S 0 977 16.1114 D 1120911 I See Footnote Class A Common Stock, par value $0.01 per share 2023-11-14 4 S 0 56077 18.2822 D 5537660 I See Footnote Class A Common Stock, par value $0.01 per share 2023-11-14 4 S 0 44337 19.5814 D 5493323 I See Footnote Class B Common Stock, par value $0.01 per share 2023-11-14 4 S 0 575 15.8269 D 1120336 I See Footnote Class B Common Stock, par value $0.01 per share 2023-11-14 4 S 0 1057 17.5151 D 1119279 I See Footnote Class A Common Stock, par value $0.01 per share 2023-11-15 4 S 0 109490 18.0544 D 5383833 I See Footnote Class B Common Stock, par value $0.01 per share 2023-11-15 4 S 0 9720 14.1278 D 1109559 I See Footnote Class B Common Stock, par value $0.01 per share 2023-11-15 4 S 0 75 15.01 D 1109484 I See Footnote The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.56, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5) (6), (7), (8) and (9). The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.38, inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.15 to $18.89, inclusive The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.93, inclusive The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $16.21, inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.72, inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.41, inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.85, inclusive. On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown IX. These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Yorktown IX Associates LLC /s/ Bryan H Lawrence, Manager 2023-11-15