-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjBamSDLtW1xJN6cKqks+VMT19TTiYIQmHSs4p4AR8g/rtXSxQuCkNTQV5EaXGJY 5SZycUfn72jb6nWqe6d94w== 0000950103-00-000250.txt : 20000221 0000950103-00-000250.hdr.sgml : 20000221 ACCESSION NUMBER: 0000950103-00-000250 CONFORMED SUBMISSION TYPE: PRER14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANADIAN NATIONAL RAILWAY CO CENTRAL INDEX KEY: 0000016868 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 980018609 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PRER14A SEC ACT: SEC FILE NUMBER: 001-02413 FILM NUMBER: 549274 BUSINESS ADDRESS: STREET 1: 935 DE LA GAUCHETIERE ST W CITY: MONTREAL QUEBEC CANA STATE: A8 ZIP: 00000 BUSINESS PHONE: 5143996569 MAIL ADDRESS: STREET 1: 935 DE LA GAUCHETIERE ST WEST STREET 2: QUEBEC CANADA CITY: MONTREAL STATE: A8 ZIP: 00000 PRER14A 1 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission [ ] Definitive Proxy Statement Only (as permitted by Rule 14a-6(e)(2) [ ] Definitive Additional Materials [x] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 Canadian National Railway Company (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if Other Than the Registrant) Payment of Filing Fee (Check the appropriate box): [x] No fee required. [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11: (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: CERTAIN INFORMATION CONCERNING PARTICIPANTS Canadian National Railway Company (CN) and certain other persons named below may be deemed to be participants in the solicitation of proxies of CN stockholders to approve the proposed combination between CN and Burlington Northern Santa Fe Corporation (BNSF). The participants in this solicitation may include the directors of CN: Michael R. Armellino, Purdy Crawford, J.V. Raymond Cyr, James K. Gray, E. Hunter Harrison (also Executive Vice-President and Chief Operating Officer of CN), V. Maureen Kempston Darkes, Richard H. Kroft, Gilbert H. Lamphere, Denis Losier, Hon. Edward C. Lumley, Alexander P. Lynch, David G.A. McLean (also Chairman of the Board of CN), Edward P. Neufeld, Robert Pace, Cedric E. Ritchie, Paul M. Tellier (also President and Chief Executive Officer of CN); the following executive officers of CN: William K. Berry (Vice-President, Intermodal), Cliff L. Carson (Vice-President, Commercial Development, Eastern Canada), John Dalzell (Vice-President, Risk Management), Richard Dixon (Vice-President, Labour Relations), Robert F. Dolan (Senior Vice- President, Corporate Services), David P. Edison (Vice-President, Pacific Division), Sean Finn (Vice-President, Treasurer & Principal Tax Counsel), James M. Foote (Senior Vice-President, Sales and Marketing), S. Ross Goldsworthy (Vice-President, Grain & Fertilizers (Canada)), Fred R. Grigsby (Vice-President and Chief Information Officer), Edmond L. Harris (Vice-President - Midwest Division), Keith L. Heller (Senior Vice-President, Eastern Canada Division), Stan Jablonski (Vice-President, Forest Products), Edward G. Kammerer (Vice-President, Chemicals and Petroleum), Kimberly A. Madigan (Vice-President, Human Resources, U.S. Operations), Peter C. Marshall (Vice-President, Prairie Division), J. Paul Mathieson (Vice-President, Network Transportation), Jack T. McBain (Senior Vice-President, Operations), Terry McManaman (Vice-President, Gulf Division), Sandi J. Mielitz (Vice-President, Commercial Development, Prairie Division), Claude Mongeau (Senior Vice-President and Chief Financial Officer), Robert E. Noorigian (Vice-President, Investor Relations), Jean Pierre Ouellet (Senior Vice-President, Chief Legal Officer and Corporate Secretary), Serge Pharand (Vice-President and Corporate Comptroller), Jean-Jacques Ruest (Vice-President, Chemicals and Petroleum), Myles L. Tobin (Vice-President, U.S. Legal Affairs), David E. Todd (Vice-President, Government Affairs), Gordon T. Trafton (Vice-President, Operations Integration), Thomas F. Utroska (Vice-President, Transportation), Howard L. Vaughters (Vice-President, Sales (Gulf)), Dennis E. Waller (Vice-President, Engineering/Mechanical), Jeffrey C. Ward (Executive Vice-President, Strategic Planning), Torrance J. Wylie (Senior Vice-President, Public Affairs) and the following employee of CN: Mark Wallace (Manager, Investor Relations). As of the date of this filing, none of the foregoing participants individually beneficially owns in excess of 1% of CN common stock. For additional information concerning interests of certain of these individuals in the proposed combination, see "Interests of Certain Persons in the Combination" contained in the registration statement on Form F4/S-4 filed by North American Railways, Inc. and CN with the Securities and Exchange Commission in connection with the securities to be issued in the combination, which also includes the preliminary proxy statement for the shareholders meetings to be held for approval of the combination. The registration statement has not been declared effective. This document may be obtained for free at the SEC's web site, www.sec.gov. 2 -----END PRIVACY-ENHANCED MESSAGE-----