The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 3,639 | 23,242 | SH | SOLE | 19,948 | 0 | 3,294 | ||
3M CO | COM | 88579Y101 | 59 | 376 | SH | DFND | 0 | 376 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 210 | 3,607 | SH | SOLE | 3,607 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 63 | 1,092 | SH | DFND | 0 | 1,092 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 285 | 4,953 | SH | SOLE | 4,953 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 70 | 594 | SH | DFND | 0 | 594 | 0 | ||
APPLE INC | COM | 037833100 | 7,168 | 60,590 | SH | SOLE | 59,122 | 0 | 1,468 | ||
AT&T INC | COM | 00206R102 | 41 | 1,210 | SH | DFND | 0 | 1,210 | 0 | ||
AT&T INC | COM | 00206R102 | 347 | 10,301 | SH | SOLE | 10,145 | 0 | 156 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 748 | 5,578 | SH | SOLE | 3,963 | 50 | 1,565 | ||
BOEING CO | COM | 097023105 | 27 | 185 | SH | DFND | 0 | 185 | 0 | ||
BOEING CO | COM | 097023105 | 175 | 1,205 | SH | SOLE | 1,205 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 10 | 156 | SH | DFND | 0 | 156 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 234 | 3,491 | SH | SOLE | 3,491 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 315 | 4,337 | SH | SOLE | 4,337 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 69 | 751 | SH | DFND | 0 | 751 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 280 | 3,067 | SH | SOLE | 2,942 | 0 | 125 | ||
CISCO SYS INC | COM | 17275R102 | 51 | 1,875 | SH | DFND | 0 | 1,875 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 175 | 6,428 | SH | SOLE | 5,928 | 0 | 500 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2016 | 18383M555 | 2,762 | 124,525 | SH | SOLE | 119,925 | 0 | 4,600 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 2,588 | 114,250 | SH | SOLE | 108,620 | 0 | 5,630 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 9 | 57 | SH | DFND | 0 | 57 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 213 | 1,317 | SH | SOLE | 1,297 | 0 | 20 | ||
CVS HEALTH CORP | COM | 126650100 | 54 | 577 | SH | DFND | 0 | 577 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 213 | 2,259 | SH | SOLE | 2,259 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 267 | 3,961 | SH | SOLE | 3,961 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 55 | 810 | SH | DFND | 0 | 810 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 210 | 4,190 | SH | SOLE | 4,190 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 49 | 574 | SH | DFND | 0 | 574 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 338 | 3,955 | SH | SOLE | 3,680 | 0 | 275 | ||
EXXON MOBIL CORP | COM | 30231G102 | 49 | 595 | SH | DFND | 0 | 595 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,000 | 12,248 | SH | SOLE | 11,973 | 0 | 275 | ||
FACEBOOK INC | CL A | 30303M102 | 70 | 669 | SH | DFND | 0 | 669 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 318 | 3,053 | SH | SOLE | 2,658 | 0 | 395 | ||
FIRST TR MLP & ENERGY INCOME | COM | 33739B104 | 3,446 | 237,982 | SH | SOLE | 229,532 | 0 | 8,450 | ||
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 460 | 19,317 | SH | SOLE | 18,370 | 0 | 947 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 80 | 2,660 | SH | DFND | 0 | 2,660 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 679 | 22,683 | SH | SOLE | 22,683 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 8 | 133 | SH | DFND | 0 | 133 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 276 | 4,782 | SH | SOLE | 4,782 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 39 | 364 | SH | DFND | 0 | 364 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 335 | 3,163 | SH | SOLE | 3,163 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 215 | 290 | SH | SOLE | 290 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 124 | 167 | SH | DFND | 0 | 167 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 3 | 25 | SH | DFND | 0 | 25 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 466 | 3,484 | SH | SOLE | 3,457 | 0 | 27 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,873 | 18,015 | SH | SOLE | 18,015 | 0 | 0 | ||
HORMEL FOODS CORP | COM | 440452100 | 236 | 3,148 | SH | SOLE | 3,148 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 67 | 1,921 | SH | DFND | 0 | 1,921 | 0 | ||
INTEL CORP | COM | 458140100 | 342 | 9,844 | SH | SOLE | 9,844 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 535 | 3,838 | SH | SOLE | 3,767 | 0 | 70 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 234 | 2,014 | SH | SOLE | 1,754 | 0 | 260 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 469 | 2,236 | SH | SOLE | 2,021 | 0 | 215 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 221 | 3,648 | SH | SOLE | 3,648 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,612 | 47,417 | SH | SOLE | 47,417 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 391 | 3,286 | SH | SOLE | 3,286 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 605 | 5,290 | SH | SOLE | 5,290 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 72 | 716 | SH | DFND | 0 | 716 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 562 | 5,552 | SH | SOLE | 5,452 | 0 | 100 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 10,296 | 342,951 | SH | SOLE | 329,887 | 825 | 12,239 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 168 | 2,517 | SH | DFND | 0 | 2,517 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 117 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 5,036 | 276,239 | SH | SOLE | 264,029 | 0 | 12,210 | ||
KELLOGG CO | COM | 487836108 | 201 | 2,925 | SH | SOLE | 2,925 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 288 | 12,207 | SH | SOLE | 12,207 | 0 | 0 | ||
LENNOX INTL INC | COM | 526107107 | 1,359 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 291 | 2,551 | SH | SOLE | 2,551 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 677 | 8,989 | SH | SOLE | 8,989 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 44 | 588 | SH | DFND | 0 | 588 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 50 | 950 | SH | DFND | 0 | 950 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 319 | 6,018 | SH | SOLE | 5,718 | 0 | 300 | ||
MICROSOFT CORP | COM | 594918104 | 83 | 1,526 | SH | DFND | 0 | 1,526 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,027 | 18,889 | SH | SOLE | 18,889 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | 48 | 12,310 | SH | DFND | 0 | 12,310 | 0 | ||
PFIZER INC | COM | 717081103 | 38 | 1,170 | SH | DFND | 0 | 1,170 | 0 | ||
PFIZER INC | COM | 717081103 | 620 | 18,917 | SH | SOLE | 18,917 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 46 | 530 | SH | DFND | 0 | 530 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 207 | 2,372 | SH | SOLE | 2,372 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 4,280 | 110,588 | SH | SOLE | 104,893 | 0 | 5,695 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 851 | 7,464 | SH | SOLE | 7,464 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 641 | 8,562 | SH | SOLE | 8,412 | 0 | 150 | ||
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 90 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 11,764 | 407,192 | SH | SOLE | 394,701 | 615 | 11,877 | ||
SPDR INDEX SHS FDS | MSCI ACWI EXUS | 78463X848 | 1,203 | 37,455 | SH | SOLE | 34,415 | 0 | 3,040 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 17,320 | 82,994 | SH | SOLE | 79,707 | 0 | 3,287 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 895 | 19,605 | SH | SOLE | 19,605 | 0 | 0 | ||
ST JUDE MED INC | COM | 790849103 | 7 | 115 | SH | DFND | 0 | 115 | 0 | ||
ST JUDE MED INC | COM | 790849103 | 442 | 7,001 | SH | SOLE | 7,001 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 4 | 50 | SH | DFND | 0 | 50 | 0 | ||
TARGET CORP | COM | 87612E106 | 618 | 8,520 | SH | SOLE | 8,370 | 0 | 150 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 69 | 495 | SH | DFND | 0 | 495 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 237 | 1,713 | SH | SOLE | 1,713 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 48 | 415 | SH | DFND | 0 | 415 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 294 | 2,566 | SH | SOLE | 2,566 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 319 | 3,099 | SH | SOLE | 3,099 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 522 | 4,633 | SH | SOLE | 4,554 | 0 | 79 | ||
US BANCORP DEL | COM NEW | 902973304 | 257 | 5,850 | SH | SOLE | 5,850 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 241 | 3,015 | SH | SOLE | 3,015 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 5,187 | 47,392 | SH | SOLE | 43,605 | 0 | 3,787 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 2,374 | 26,660 | SH | SOLE | 25,255 | 0 | 1,405 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 318 | 2,963 | SH | SOLE | 2,963 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 7,087 | 157,912 | SH | SOLE | 153,407 | 560 | 3,945 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 13,133 | 385,809 | SH | SOLE | 366,731 | 950 | 18,128 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 425 | 5,389 | SH | SOLE | 5,389 | 0 | 0 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 372 | 9,850 | SH | SOLE | 9,850 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 7 | 163 | SH | DFND | 0 | 163 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 296 | 6,508 | SH | SOLE | 6,508 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 73 | 1,333 | SH | DFND | 0 | 1,333 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 973 | 17,665 | SH | SOLE | 17,665 | 0 | 0 | ||
XCEL ENERGY INC | COM | 98389B100 | 281 | 7,889 | SH | SOLE | 7,889 | 0 | 0 | ||
XCEL ENERGY INC | COM | 98389B100 | 4 | 100 | SH | DFND | 0 | 100 | 0 |