SC 13G/A 1 d428170dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 5)

 

 

ObsEva SA

(Name of Issuer)

Common Shares, par value CHF 1/13 per share

(Title of Class of Securities)

H5861P103

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ☐

Rule 13d-1(b)

 

  ☐

Rule 13d-1(c)

 

  ☒

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP NO. H5861P103    13 G   

 

  1    

  NAMES OF REPORTING PERSONS

 

  Ernest Loumaye

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Belgium

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  3,023,557(1)

   6   

  SHARED VOTING POWER

 

  0

   7   

  SOLE DISPOSITIVE POWER

 

  3,023,557(1)

   8   

  SHARED DISPOSITIVE POWER

 

  0

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  3,023,557(1)

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  2.8%(2)

12  

  TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

  IN

 

(1)

Includes 1,023,557 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2022.

(2)

This percentage is calculated based on 107,706,699 Common Shares outstanding as of December 31, 2022 as reported by the Issuer to the Reporting Person.

CUSIP NO. H5861P103    13 G   

 

Introductory Note: This statement on Schedule 13G/A is filed on behalf of the Reporting Person, in respect of Common Shares (“Common Shares”) of ObsEva SA (the “Issuer”).

 

Item 1(a)

Name of Issuer:

ObsEva SA

 

Item 1(b)

Address of Issuer’s principal executive offices:

Chemin des Aulx, 12

1228 Plan-les-Ouates

Geneva, Switzerland

 

Items 2(a)     Name

of Reporting Persons filing:

Ernest Loumaye

 

Item 2(b)

Address or principal business office or, if none, residence:

The address of the principal business office of Mr. Loumaye is c/o ObsEva SA, Chemin des Aulx, 12, 1228 Plan-les-Ouates, Geneva, Switzerland

 

Item 2(c)

Citizenship:

 

Name

   

Citizenship or Place of Organization

Ernest Loumaye        Belgium

Item 2(d)      Title of class of securities:

Common Shares, par value CHF 1/13 per share

 

Item 2(e)     CUSIP

No.:

H5861P103

 

Item 3

If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a:

Not applicable.

 

Item 4

Ownership

The following information with respect to the ownership of Common Shares of the Issuer by the Reporting Person filing this statement on Schedule 13G is provided as of December 31, 2022.

 

Reporting Persons

    Common
Shares Held
Directly		     Sole Voting
Power		     Shared
Voting
Power		      Sole
Dispositive
Power		     Shared
Dispositive
Power		      Beneficial
Ownership		     Percentage
of Class
(1)		  

Ernest Loumaye

      3,023,557 (1)      3,023,557 (1)      0        3,023,557 (1)      0        3,023,557 (1)      2.8 %(2) 

 

(1)

Includes 1,023,557 shares issuable upon exercise of options which are exercisable within 60 days of December 31, 2022.

(2)

This percentage is calculated based on 107,706,699 Common Shares outstanding as of December 31, 2022 as reported by the Issuer to the Reporting Person.

 

Item 5

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☒

CUSIP NO. H5861P103    13 G   

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not applicable.

 

Item 8

Identification and Classification of Members of the Group

Not applicable.

 

Item 9

Notice of Dissolution of Group

Not applicable.

 

Item 10

Certifications

Not applicable.

CUSIP NO. H5861P103    13 G   

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2023

 

By:  

/s/ Ernest Loumaye

  Ernest Loumaye