0001437749-24-017417.txt : 20240517 0001437749-24-017417.hdr.sgml : 20240517 20240517133407 ACCESSION NUMBER: 0001437749-24-017417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Robert B. CENTRAL INDEX KEY: 0001685230 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41196 FILM NUMBER: 24958791 MAIL ADDRESS: STREET 1: 201 4TH AVENUE NORTH STREET 2: SUITE 950 CITY: NASHVILLE STATE: TN ZIP: 37219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USCB FINANCIAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001901637 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 874070846 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 BUSINESS PHONE: (305) 715-5200 MAIL ADDRESS: STREET 1: 2301 NW 87TH AVENUE CITY: DORAL STATE: FL ZIP: 33172 4 1 rdgdoc.xml FORM 4 X0508 4 2024-05-15 0001901637 USCB FINANCIAL HOLDINGS, INC. USCB 0001685230 Anderson Robert B. C/O USCB FINANCIAL HOLDINGS, INC. 2301 N.W. 87TH AVENUE DORAL FL 33172 1 Executive VP and CFO 0 Class A Voting Common Stock 2024-05-15 4 P 0 5000 12.13 A 79408 D Class A Voting Common Stock 2024-05-16 4 P 0 525 12.15 A 79933 D Options to Purchase Class A Voting Common Stock 8.7500 2021-09-10 2030-09-10 Class A Voting Common Stock 30000 30000 D Options to Purchase Class A Voting 12.0500 2022-09-27 2031-09-27 Class A Voting Common Stock 60000 60000 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.96 to $12.14, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023. The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020. The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021. /s/ Robert Anderson 2024-05-17