Transaction Valuation*
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Amount of Filing Fee**
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887,947,667.10
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115,255.61***
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*
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Estimated for purposes of calculating the filing fee only. The transaction valuation was calculated as the product of (i) $28.15, the average of the high and low sales prices per share of Dova Pharmaceuticals, Inc. (“Dova”) common stock on
October 8, 2019, as reported by NASDAQ Global Market, and (ii) 31,543,434, the number of shares of Dova common stock estimated to be outstanding immediately prior to the consummation of the offer and the merger (which includes 28,801,863
shares of Dova common stock, 2,661,304 shares that may become outstanding as a result of outstanding options and 80,267 shares that may become outstanding as a result of vesting of RSU).
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**
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The filing fee was calculated in accordance with Rule 0-11 under the Securities Exchange Act of 1934, as amended, and Fee Rate Advisory No. 1 for Fiscal Year 2020, issued August 23, 2019, by multiplying the transaction valuation by
0.0001298.
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***
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Previously paid.
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☒
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule
and the date of its filing.
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Amount Previously Paid:
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$115,255.61 |
Filing Party:
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Dragonfly Acquisition Corp., Dragonfly Holding Corp. and Swedish Orphan Biovitrum AB (publ)
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Form or Registration No.:
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Schedule TO |
Date Filed:
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October 11, 2019 |
☐
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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☒
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third-party tender offer subject to Rule 14d-1.
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☐
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issuer tender offer subject to Rule 13e-4.
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☐
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going-private transaction subject to Rule 13e-3.
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☐
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amendment to Schedule 13D under Rule 13d-2.
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☐
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Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
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☐
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Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)
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●
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“the following must be received by the Depositary at one of its addresses set forth in the Letter of Transmittal within two trading days after the date of execution of such Notice of Guaranteed Delivery: (A) if Shares being tendered are
certificated, (1) the Letter of Transmittal, properly completed and duly executed, (2) Share Certificates evidencing such Shares, in proper form for transfer, and (3) any other documents required by the Letter of Transmittal, (B) if Shares
being tendered are uncertificated and held in book-entry form with Dova’s transfer agent, (1) the Letter of Transmittal, properly completed and duly executed, and (2) any other documents required by the Letter of Transmittal and (C) if Shares
are being tendered by book-entry transfer, (1) a Book-Entry Confirmation, (2) the Letter of Transmittal, properly completed and duly executed, or an Agent’s Message and (3) any other documents required by the Letter of Transmittal.”
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Exhibit
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Exhibit Name
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(a)(1)(A)
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Offer to Purchase dated October 11, 2019.*
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(a)(1)(B)
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Form of Letter of Transmittal (including Internal Revenue Service Form W‑9).*
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(a)(1)(C)
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Form of Notice of Guaranteed Delivery.*
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(a)(1)(D)
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Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees.*
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(a)(1)(E)
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Form of Letter to Clients for use by Brokers, Dealers, Banks, Trust Companies and Other Nominees.*
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(a)(1)(F)
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Form of Summary Newspaper Advertisement, as published in Wall Street Journal on October 11, 2019.*
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(a)(5)(A)
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Initial Press Release issued by Sobi on September 30, 2019, incorporated herein by reference to Exhibit 99.1 of the Schedule TO‑C filed by Sobi on September 30, 2019.
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(a)(5)(B)
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Presentation slides made available by Sobi, incorporated herein by reference to Exhibit 99.1 of the Schedule TO‑C filed by Sobi on October 1, 2019.
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(a)(5)(C)
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Press Release issued by Sobi on October 11, 2019.*
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(d)(1)
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Agreement and Plan of Merger, dated as of September 30, 2019, by and among Dova Pharmaceuticals, Inc., Swedish Orphan Biovitrum AB (publ) and Dragonfly Acquisition Corp., incorporated by reference to Exhibit 2.1 to the Form 8-K filed by
Dova with the SEC on October 3, 2019.*
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(d)(2)
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Form of Contingent Value Rights Agreement, incorporated by reference to Annex II to Exhibit 2.1 to the Form 8-K filed by Dova with the SEC on October 3, 2019.*
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(d)(3)
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Tender and Support Agreement, dated September 30, 2019, by and among Sobi, Purchaser, Paul B. Manning and certain stockholders of Dova named therein.*
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(d)(4)
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Tender and Support Agreement, dated September 30, 2019, by and among Sobi, Purchaser and Sean Stalfort.*
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(d)(5)
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Confidentiality Agreement, dated August 19, 2019, by and between Sobi and Dova.*
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(g)
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Not applicable.
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(h)
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Not applicable.
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* Previously filed.
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SWEDISH ORPHAN BIOVITRUM AB (PUBL) | ||||
By:
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/s/ GUIDO OELKERS | |||
Name: | Guido Oelkers | |||
Title: | Chief Executive Officer and President | |||
Date: | November 1, 2019 | |||
DRAGONFLY HOLDING CORP. | ||||
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By:
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/s/ TORBJÖRN HALLBERG | ||
Name: | Torbjörn Hallberg | |||
Title: | General Counsel and Secretary | |||
Date: | November 1, 2019 | |||
DRAGONFLY ACQUISITION CORP. | ||||
By:
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/s/ HENRIK STENQVIST | |||
Name: | Henrik Stenqvist | |||
Title: |
Chief Financial Officer, Vice President and
Treasurer
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Date: | November 1, 2019 | |||