0001709189-23-000002.txt : 20230303 0001709189-23-000002.hdr.sgml : 20230303 20230303174229 ACCESSION NUMBER: 0001709189-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenthal John CENTRAL INDEX KEY: 0001709189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37905 FILM NUMBER: 23706193 MAIL ADDRESS: STREET 1: 334 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brighthouse Financial, Inc. CENTRAL INDEX KEY: 0001685040 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 813846992 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 11225 N COMMUNITY HOUSE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 980-365-7100 MAIL ADDRESS: STREET 1: 11225 N COMMUNITY HOUSE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 wf-form4_167788332775412.xml FORM 4 X0306 4 2023-03-01 0 0001685040 Brighthouse Financial, Inc. BHF 0001709189 Rosenthal John 11225 N COMMUNITY HOUSE RD CHARLOTTE NC 28277 0 1 0 0 EVP & Chief Investment Officer Common Stock 2023-03-01 4 M 0 13373 A 94030 D Common Stock 2023-03-01 4 F 0 6824 58.35 D 87206 D Common Stock 2023-03-01 4 A 0 26010 58.35 A 113216 D Common Stock 2023-03-01 4 F 0 13158 58.35 D 100058 D Restricted Stock Units 2023-03-01 4 M 0 5115 0 D Common Stock 5115.0 0 D Restricted Stock Units 2023-03-01 4 M 0 4443 0 D Common Stock 4443.0 4443 D Restricted Stock Units 2023-03-01 4 M 0 3815 0 D Common Stock 3815.0 7629 D Restricted Stock Units 2023-03-01 4 A 0 9854 0 A Common Stock 9854.0 9854 D Payout of shares upon the vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2020, March 2021 and March 2022. Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. Shares acquired from the payout of the 2020 Performance Share Unit award. The number of shares issued was based on the achievement of performance goals over the 2020-2022 performance period. Represents the vesting of the final tranche of the 2020 RSU award. Represents the vesting of the second of three tranches of the 2021 RSU award. The final tranche will vest on the first business day in March 2024. Represents the vesting of the first of three tranches of the 2022 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2024 and 2025. RSUs awarded in 2023 will vest in three substantially equal installments on the first business day in March 2024, 2025 and 2026. /s/ Jacob M. Jenkelowitz, Attorney-in-Fact, on behalf of John L. Rosenthal 2023-03-03