0001628280-24-009001.txt : 20240305 0001628280-24-009001.hdr.sgml : 20240305 20240305170505 ACCESSION NUMBER: 0001628280-24-009001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN KATHLEEN PATRICIA CENTRAL INDEX KEY: 0001684847 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39716 FILM NUMBER: 24722043 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCM Grosvenor Inc. CENTRAL INDEX KEY: 0001819796 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wk-form4_1709676292.xml FORM 4 X0508 4 2024-03-01 0 0001819796 GCM Grosvenor Inc. GCMG 0001684847 SULLIVAN KATHLEEN PATRICIA C/O GCM GROSVENOR INC. 900 NORTH MICHIGAN AVENUE, SUITE 1100 CHICAGO IL 60611 0 1 0 0 Principal Accounting Officer 0 Class A Common Stock 2024-03-01 4 M 0 2500 A 39198 D Class A Common Stock 2024-03-01 4 M 0 22581 A 61779 D Restricted Stock Units 2024-03-01 4 M 0 2500 0 D Class A Common Stock 2500 0 D Restricted Stock Units 2024-03-01 4 M 0 22581 0 D Class A Common Stock 22581 0 D Restricted Stock Units 2024-03-01 4 A 0 36364 0 A Class A Common Stock 36364 36364 D Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 2,500 RSUs vested on each of March 1, 2022, March 1, 2023 and March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 2, 2023. The RSUs vested in full on March 1, 2024, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. The RSUs will vest in three equal installments on May 31, 2025, May 31, 2026 and May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement. /s/ Burke Montgomery, Attorney-in-Fact 2024-03-05