0001628280-24-009001.txt : 20240305
0001628280-24-009001.hdr.sgml : 20240305
20240305170505
ACCESSION NUMBER: 0001628280-24-009001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240301
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN KATHLEEN PATRICIA
CENTRAL INDEX KEY: 0001684847
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39716
FILM NUMBER: 24722043
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE, SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GCM Grosvenor Inc.
CENTRAL INDEX KEY: 0001819796
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
4
1
wk-form4_1709676292.xml
FORM 4
X0508
4
2024-03-01
0
0001819796
GCM Grosvenor Inc.
GCMG
0001684847
SULLIVAN KATHLEEN PATRICIA
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100
CHICAGO
IL
60611
0
1
0
0
Principal Accounting Officer
0
Class A Common Stock
2024-03-01
4
M
0
2500
A
39198
D
Class A Common Stock
2024-03-01
4
M
0
22581
A
61779
D
Restricted Stock Units
2024-03-01
4
M
0
2500
0
D
Class A Common Stock
2500
0
D
Restricted Stock Units
2024-03-01
4
M
0
22581
0
D
Class A Common Stock
22581
0
D
Restricted Stock Units
2024-03-01
4
A
0
36364
0
A
Class A Common Stock
36364
36364
D
Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 2,500 RSUs vested on each of March 1, 2022, March 1, 2023 and March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest.
Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on October 2, 2023. The RSUs vested in full on March 1, 2024, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.
Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024. The RSUs will vest in three equal installments on May 31, 2025, May 31, 2026 and May 31, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.
/s/ Burke Montgomery, Attorney-in-Fact
2024-03-05