Name of Fund:
|
CWA Income ETF
|
|
|
Period:
|
July 1, 2018 - June 30, 2019
|
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
CISCO SYSTEMS, INC.
|
12/12/2018
|
17275R102
|
CSCO
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1A. Elect Director M. Michele Burns
|
Issuer
|
For
|
For
|
1B. Elect Director Michael D. Capellas
|
Issuer
|
For
|
For
|
1C. Elect Director Mark Garrett
|
Issuer
|
For
|
For
|
1D. Elect Director Kristina M. Johnson
|
Issuer
|
For
|
For
|
1E. Elect Director Roderick C. McGeary
|
Issuer
|
For
|
For
|
1F. Elect Director Charles H. Robbins
|
Issuer
|
For
|
For
|
1G. Elect Director Arun Sarin
|
Issuer
|
For
|
For
|
1H. Elect Director Brenton L. Saunders
|
Issuer
|
For
|
For
|
1I. Elect Director Steven M. West
|
Issuer
|
For
|
For
|
2. Amend Qualified Employee Stock Purchase Plan
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
For
|
4. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
Against
|
Against
|
5. Require Independent Board Chairman
|
Stockholder
|
Against
|
Against
|
6. Adjust Executive Compensation Metrics for Share Buybacks
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
PFIZER INC.
|
4/25/2019
|
717081103
|
PFE
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.1 Elect Director Ronald E. Blaylock
|
Issuer
|
For
|
For
|
1.2 Elect Director Albert Bourla
|
Issuer
|
For
|
For
|
1.3 Elect Director W. Don Cornwell
|
Issuer
|
For
|
For
|
1.4 Elect Director Joseph J. Echevarria
|
Issuer
|
For
|
For
|
1.5 Elect Director Helen H. Hobbs
|
Issuer
|
For
|
For
|
1.6 Elect Director James M. Kilts
|
Issuer
|
For
|
For
|
1.7 Elect Director Dan R. Littman
|
Issuer
|
For
|
For
|
1.8 Elect Director Shantanu Narayen
|
Issuer
|
For
|
For
|
1.9 Elect Director Suzanne Nora Johnson
|
Issuer
|
For
|
For
|
1.1. Elect Director Ian C. Read
|
Issuer
|
For
|
For
|
1.11 Elect Director James C. Smith
|
Issuer
|
For
|
For
|
2. Ratify KPMG LLP as Auditor
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
For
|
4. Amend Omnibus Stock Plan
|
Issuer
|
Against
|
Against
|
5. Provide Right to Act by Written Consent
|
Stockholder
|
For
|
Against
|
6. Report on Lobbying Payments and Policy
|
Stockholder
|
Against
|
Against
|
7. Require Independent Board Chairman
|
Stockholder
|
For
|
Against
|
8. Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
INTERNATIONAL BUSINESS MACHINES CORP.
|
4/30/2019
|
459200101
|
IBM
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.1 Elect Director Michael L. Eskew
|
Issuer
|
For
|
For
|
1.2 Elect Director David N. Farr
|
Issuer
|
For
|
For
|
1.3 Elect Director Alex Gorsky
|
Issuer
|
For
|
For
|
1.4 Elect Director Michelle J. Howard
|
Issuer
|
For
|
For
|
1.5 Elect Director Shirley Ann Jackson
|
Issuer
|
For
|
For
|
1.6 Elect Director Andrew N. Liveris
|
Issuer
|
For
|
For
|
1.7 Elect Director Martha E. Pollack
|
Issuer
|
For
|
For
|
1.8 Elect Director Virginia M. Rometty
|
Issuer
|
For
|
For
|
1.9 Elect Director Joseph R. Swedish
|
Issuer
|
For
|
For
|
1.10 Elect Director Sidney Taurel
|
Issuer
|
For
|
For
|
1.11 Elect Director Peter R. Voser
|
Issuer
|
For
|
For
|
1.12 Elect Director Frederick H. Waddell
|
Issuer
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
For
|
4. Amend Executive Incentive Bonus Plan
|
Issuer
|
For
|
Against
|
5. Provide Right to Act by Written Consent
|
Stockholder
|
For
|
Against
|
6. Require Independent Board Chairman
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
PHILIP MORRIS INTERNATIONAL INC.
|
5/1/2019
|
718172109
|
PM
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.1 Elect Director Andre Calantzopoulos
|
Issuer
|
For
|
For
|
1.2 Elect Director Louis C. Camilleri
|
Issuer
|
For
|
For
|
1.3 Elect Director Massimo Ferragamo
|
Issuer
|
For
|
For
|
1.4 Elect Director Werner Geissler
|
Issuer
|
For
|
For
|
1.5 Elect Director Lisa A. Hook
|
Issuer
|
For
|
For
|
1.6 Elect Director Jennifer Li
|
Issuer
|
For
|
For
|
1.7 Elect Director Jun Makihara
|
Issuer
|
For
|
For
|
1.8 Elect Director Kalpana Morparia
|
Issuer
|
For
|
For
|
1.9 Elect Director Lucio A. Noto
|
Issuer
|
For
|
For
|
1.10 Elect Director Frederik Paulsen
|
Issuer
|
For
|
For
|
1.11 Elect Director Robert B. Polet
|
Issuer
|
For
|
For
|
1.12 Elect Director Stephen M. Wolf
|
Issuer
|
For
|
For
|
2. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
For
|
3. Ratify PricewaterhouseCoopers SA as Auditors
|
Issuer
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
DUKE ENERGY CORPORATION
|
5/2/2019
|
26441C204
|
DUK
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.1 Elect Director Michael G. Browning
|
Issuer
|
For
|
For
|
1.2 Elect Director Annette K. Clayton
|
Issuer
|
For
|
For
|
1.3 Elect Director Theodore F. Craver, Jr.
|
Issuer
|
For
|
For
|
1.4 Elect Director Robert M. Davis
|
Issuer
|
For
|
For
|
1.5 Elect Director Daniel R. DiMicco
|
Issuer
|
For
|
For
|
1.6 Elect Director Lynn J. Good
|
Issuer
|
For
|
For
|
1.7 Elect Director John T. Herron
|
Issuer
|
For
|
For
|
1.8 Elect Director William E. Kennard
|
Issuer
|
For
|
For
|
1.9 Elect Director E. Marie McKee
|
Issuer
|
For
|
For
|
1.10 Elect Director Charles W. Moorman, IV
|
Issuer
|
For
|
For
|
1.11 Elect Director Marya M. Rose
|
Issuer
|
For
|
For
|
1.12 Elect Director Carlos A. Saladrigas
|
Issuer
|
For
|
For
|
1.13 Elect Director Thomas E. Skains
|
Issuer
|
For
|
For
|
1.14 Elect Director William E. Webster, Jr.
|
Issuer
|
For
|
For
|
2. Ratify Deloitte & Touche LLP as Auditors
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' CompensationAdvisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
Against
|
4. Report on Political Contributions
|
Stockholder
|
For
|
Against
|
5. Report on Benefits of Lobbying
|
Stockholder
|
For
|
Against
|
6. Report on Mitigating Health and Climate Impacts of Duke Energy's Coal Use
|
Stockholder
|
Against
|
Against
|
7. Report on Costs and Benefits of Voluntary Environment-Related Activities
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
VERIZON COMMUNICATIONS INC.
|
5/2/2019
|
92343V104
|
VZ
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.1 Elect Director Shellye L. Archambeau
|
Issuer
|
For
|
For
|
1.2 Elect Director Mark T. Bertolini
|
Issuer
|
For
|
For
|
1.3 Elect Director Vittorio Colao
|
Issuer
|
For
|
For
|
1.4 Elect Director Melanie L. Healey
|
Issuer
|
For
|
For
|
1.5 Elect Director Clarence Otis, Jr.
|
Issuer
|
For
|
For
|
1.6 Elect Director Daniel H. Schulman
|
Issuer
|
For
|
For
|
1.7 Elect Director Rodney E. Slater
|
Issuer
|
For
|
For
|
1.8 Elect Director Kathryn A. Tesija
|
Issuer
|
For
|
For
|
1.9 Elect Director Hans E. Vestberg
|
Issuer
|
For
|
For
|
1.10 Elect Director Gregory G. Weaver
|
Issuer
|
For
|
For
|
2. Ratify Ernst & Young LLP as Auditors
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
Against
|
4. Eliminate Above-Market Earnings in Executive Retirement Plans
|
Stockholder
|
Against
|
Against
|
5. Require Independent Board Chairman
|
Stockholder
|
For
|
Against
|
6. Report on Online Child Exploitation
|
Stockholder
|
Against
|
Against
|
7. Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation
|
Stockholder
|
For
|
Against
|
8. Submit Severance Agreement (Change-in-Control) to Shareholder vote
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
ALTRIA GROUP, INC.
|
5/16/2019
|
02209S103
|
MO
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.1 Elect Director John T. Casteen, III
|
Issuer
|
For
|
For
|
1.2 Elect Director Dinyar S. Devitre
|
Issuer
|
For
|
For
|
1.3 Elect Director Thomas F. Farrell, II
|
Issuer
|
For
|
For
|
1.4 Elect Director Debra J. Kelly-Ennis
|
Issuer
|
For
|
For
|
1.5 Elect Director W. Leo Kiely, III
|
Issuer
|
For
|
For
|
1.6 Elect Director Kathryn B. McQuade
|
Issuer
|
For
|
For
|
1.7 Elect Director George Munoz
|
Issuer
|
For
|
For
|
1.8 Elect Director Mark E. Newman
|
Issuer
|
For
|
For
|
1.9 Elect Director Nabil Y. Sakkab
|
Issuer
|
For
|
For
|
1.10 Elect Director Virginia E. Shanks
|
Issuer
|
For
|
For
|
1.11 Elect Director Howard A. Willard, III
|
Issuer
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditor
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
Against
|
Against
|
4. Reduce Nicotine Levels in Tobacco Products
|
Stockholder
|
For
|
Against
|
5. Report on Lobbying Payments and Policy
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
BP
|
5/21/2019
|
055622104
|
BP
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1. Accept Financial Statements and Statutory Reports
|
Issuer
|
For
|
For
|
2. Approve Remuneration Report
|
Issuer
|
For
|
For
|
3. Re-elect Bob Dudley as Director
|
Issuer
|
For
|
For
|
4. Re-elect Brian Gilvary as Director
|
Issuer
|
For
|
For
|
5. Re-elect Nils Andersen as Director
|
Issuer
|
For
|
For
|
6. Re-elect Dame Alison Carnwath as Director
|
Issuer
|
For
|
For
|
7. Elect Pamela Daley as Director
|
Issuer
|
For
|
For
|
8. Re-elect Ian Davis as Director
|
Issuer
|
For
|
For
|
9. Re-elect Dame Ann Dowling as Director
|
Issuer
|
For
|
For
|
10. Elect Helge Lund as Director
|
Issuer
|
For
|
For
|
11. Re-elect Melody Meyer as Director
|
Issuer
|
For
|
For
|
12. Re-elect Brendan Nelson as Director
|
Issuer
|
For
|
For
|
13. Re-elect Paula Reynolds as Director
|
Issuer
|
For
|
For
|
14. Re-elect Sir John Sawers as Director
|
Issuer
|
For
|
For
|
15. Reappoint Deloitte LLP as Auditors and Authorize Their Remuneration
|
Issuer
|
For
|
For
|
16. Authorize EU Political Donations and Expendutre
|
Issuer
|
For
|
For
|
17. Authorize Issue of Equity
|
Issuer
|
For
|
For
|
18. Authorize Issue of Equity without Pre-emptive Rights
|
Issuer
|
For
|
For
|
19. Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
|
Issuer
|
For
|
For
|
20. Authorize Market Purchase of Ordinary Shares
|
Issuer
|
For
|
For
|
21. Authorize the Company to Call General Meeting with Two Weeks' Notice
|
Issuer
|
For
|
For
|
22. Approve the Climate Action 100+ Shareholder Resolution on Climate Change Disclosures
|
Stockholder
|
Against
|
Against
|
23. Approve the Follow This Shareholder Resolution on Climate Change Targerts
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
THE SOUTHERN COMPANY
|
5/22/2019
|
842587107
|
SO
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.A Elect Director Janaki Akella
|
Issuer
|
For
|
For
|
1.B Elect Director Juanita Powell Baranco
|
Issuer
|
For
|
For
|
1.C Elect Director Jon A. Boscia
|
Issuer
|
For
|
For
|
1.D Elect Director Henry A. "Hal" Clark, III
|
|
For
|
For
|
1.E Elect Director Anthony F. "Tony" Earley, Jr.
|
Issuer
|
For
|
For
|
1.F Elect Director Thomas A. Fanning
|
Issuer
|
For
|
For
|
1.G Elect Director David J. Grain
|
Issuer
|
For
|
For
|
1.H Elect Director Donald M. James
|
Issuer
|
For
|
For
|
1.I Elect Director John D. Johns
|
Issuer
|
For
|
For
|
1.J Elect Director Dale E. Klein
|
Issuer
|
For
|
For
|
1.K Elect Director Ernest J. Moniz
|
Issuer
|
For
|
For
|
1.L Elect Director William G. Smith, Jr.
|
Issuer
|
For
|
For
|
1.M Elect Director Steven R. Specker
|
Issuer
|
For
|
For
|
1.N Elect Director Larry D. Thompson
|
Issuer
|
For
|
For
|
1.O Elect Director E. Jenner Wood, III
|
Issuer
|
For
|
For
|
2. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
For
|
3. Ratify Deloitte & Touche LLP as Auditors
|
Issuer
|
For
|
For
|
4. Reduce Supermajority Vote Requirement
|
Issuer
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
CHEVRON CORPORATION
|
5/29/2019
|
166764100
|
CVX
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.A Elect Director Wanda M. Austin
|
Issuer
|
For
|
For
|
1.B Elect Director John B. Frank
|
Issuer
|
For
|
For
|
1.C Elect Director Alice P. Gast
|
Issuer
|
For
|
For
|
1.D Elect Director Enrique Hernandez, Jr.
|
Issuer
|
For
|
For
|
1.E Elect Director Charles W. Moorman, IV
|
Issuer
|
For
|
For
|
1.F Elect Director Dambisa F. Moyo
|
Issuer
|
For
|
For
|
1.G Elect Director Debra Reed-Klages
|
Issuer
|
For
|
For
|
1.H Elect Director Ronald D. Sugar
|
Issuer
|
For
|
For
|
1.I Elect Director Inge G. Thulin
|
Issuer
|
For
|
For
|
1.J Elect Director D. James Umpleby, III
|
Issuer
|
For
|
For
|
1.K Elect Director Michael K. Wirth
|
Issuer
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
Against
|
4. Report on Human Right to Water
|
Stockholder
|
For
|
Against
|
5. Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals
|
Stockholder
|
Against
|
Against
|
6. Establish Environmental Issue Board Committee
|
Stockholder
|
Against
|
Against
|
7. Require Independent Board Chairman
|
Stockholder
|
For
|
Against
|
8. Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
EXXON MOBIL CORPORATION
|
5/29/2019
|
30231G102
|
XOM
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
For
|
For
|
1.1 Elect Director Susan K. Avery
|
Issuer
|
For
|
For
|
1.2 Elect Director Angela F. Braly
|
Issuer
|
Against
|
For
|
1.3 Elect Director Ursula M. Burns
|
Issuer
|
For
|
For
|
1.4 Elect Director Kenneth C. Frazier
|
Issuer
|
For
|
For
|
1.5 Elect Director Steven A. Kandarian
|
Issuer
|
For
|
For
|
1.6 Elect Director Douglas R. Oberhelman
|
Issuer
|
For
|
For
|
1.7 Elect Director Samuel J. Palmisano
|
Issuer
|
For
|
For
|
1.8 Elect Director Steven S Reinemund
|
Issuer
|
For
|
For
|
1.9 Elect Director William C. Weldon
|
Issuer
|
For
|
For
|
1.10 Elect Director Darren W. Woods
|
Issuer
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
For
|
Against
|
4. Require Independent Board Chairman
|
Stockholder
|
For
|
Against
|
5. Amend Bylaws -- Call Special Meetings
|
Stockholder
|
For
|
Against
|
6. Disclose a Board Diversity and Qualifications Matrix
|
Stockholder
|
Against
|
Against
|
7. Establish Environmental/Social Issue Board Committee
|
Stockholder
|
Against
|
Against
|
8. Report on Risks of Petrochemical Operations in Flood Pone Areas
|
Stockholder
|
For
|
Against
|
9. Report on Political Contributions
|
Stockholder
|
For
|
Against
|
10. Report on Lobbying Payments and Policy
|
Stockholder
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
GARMIN LTD
|
6/7/2019
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H2906T109
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GRMN
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Vote
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MRV
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Proposal
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Proposed by Issuer or
Security Holder
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For
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For
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1. Accept Consolidated Financial Statements and Statutory Reports
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Issuer
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For
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For
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2. Approve Allocation of Income and Dividends
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Issuer
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For
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For
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3. Approve Dividends
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Issuer
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For
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For
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4. Approve Discharge of Board and Senior Management
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Issuer
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For
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For
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5.1 Elect Director Min H. Kao
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Issuer
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For
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For
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5.2 Elect Director Jonathan C. Burrell
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For
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For
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5.3 Elect Director Joseph J. Hartnett
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Issuer
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For
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For
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5.4 Elect Director Charles W. Peffer
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Issuer
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For
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For
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5.5 Elect Director Clifton A. Pemble
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Issuer
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For
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For
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5.6 Elect Director Rebecca R. Tilden
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Issuer
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For
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For
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6. Elect Min H. Kao as Board Chairman
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Issuer
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For
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For
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7.1 Appoint Joseph J. Hartnett as Member of the Compensation Committee
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Issuer
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For
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For
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7.2 Appoint Charles W. Peffer as Member of the Compensation Committee
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Issuer
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For
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For
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7.3 Appoint Jonathan C. Burrell as Member of the Compensation Committee
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Issuer
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For
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For
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7.4 Appoint Catherine A. Lewis as Member of the Compensation Committee
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Issuer
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For
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For
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8. Designate Wuersch & Gering LLP as Independent Proxy
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Issuer
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For
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For
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9. Ratify Ernst & Young LLP as Auditors
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Issuer
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For
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For
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10. Advisory Vote to Ratify Named Executive Officers' Compensation
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Issuer
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For
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For
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11. Approve Fiscal Year 2020 Maximum Aggregate Compensation for the Executive Management
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Issuer
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For
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For
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12. Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2019 AGM and the 2020 AGM
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Issuer
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For
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For
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13. Amend Qualified Employee Stock Purchase Plan
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Issuer
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For
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For
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14. Amend Omnibus Stock Plan
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Issuer
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Date: August 12, 2019
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