|
|
|
|
|
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Name of Fund:
|
CWA Income ETF
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|
|
|
Period:
|
July 1, 2017 - June 30, 2018
|
|
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|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
CISCO SYSTEMS, INC.
|
12/11/2017
|
17275R102
|
CSCO
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|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1A. Elect Director Carol A. Bartz
|
Issuer
|
|
For
|
For
|
1B. Elect Director M. Michele Burns
|
Issuer
|
|
For
|
For
|
1C. Elect Director Michael D. Capellas
|
Issuer
|
|
For
|
For
|
1D. Elect Director Amy L. Chang
|
Issuer
|
|
For
|
For
|
1E. Elect Director John L. Hennessy
|
Issuer
|
|
For
|
For
|
1F. Elect Director Kristina M. Johnson
|
Issuer
|
|
For
|
For
|
1G. Elect Director Roderick C. McGeary
|
Issuer
|
|
For
|
For
|
1H. Elect Director Charles H. Robbins
|
Issuer
|
|
For
|
For
|
1I. Elect Director Arun Sarin
|
Issuer
|
|
For
|
For
|
1J. Elect Director Brenton L. Saunders
|
Issuer
|
|
For
|
For
|
1K. Elect Director Steven M. West
|
Issuer
|
|
For
|
For
|
2. Amend Omnibus Stock Plan
|
Issuer
|
|
For
|
For
|
3. Amend Executive Incentive Bonus Plan
|
Issuer
|
|
For
|
For
|
4. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
One Year
|
One Year
|
5. Advisory Vote on Say on Pay Frequency
|
Issuer
|
|
For
|
For
|
6. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
|
For
|
Against
|
7. Report on Lobbying Payments and Policy
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
INTERNATIONAL BUSINESS MACHINES CORP.
|
4/24/2018
|
459200101
|
IBM
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.1 Elect Director Kenneth I. Chenault
|
Issuer
|
|
For
|
For
|
1.2 Elect Director Michael L. Eskew
|
Issuer
|
|
For
|
For
|
1.3 Elect Director David N. Farr
|
Issuer
|
|
For
|
For
|
1.4 Elect Director Alex Gorsky
|
Issuer
|
|
For
|
For
|
1.5 Elect Director Shirley Ann Jackson
|
Issuer
|
|
For
|
For
|
1.6 Elect Director Andrew N. Liveris
|
Issuer
|
|
For
|
For
|
1.7 Elect Director Hutham S. Olayan
|
Issuer
|
|
For
|
For
|
1.8 Elect Director James W. Owens
|
Issuer
|
|
For
|
For
|
1.9 Elect Director Virginia M. Rometty
|
Issuer
|
|
For
|
For
|
1.10 Elect Director Joseph R. Swedish
|
Issuer
|
|
For
|
For
|
1.11 Elect Director Sidney Taurel
|
Issuer
|
|
For
|
For
|
1.12 Elect Director Peter R. Voser
|
Issuer
|
|
For
|
For
|
1.13 Elect Director Frederick H. Waddell
|
Issuer
|
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
Against
|
4. Report on Lobbying Payments and Policy
|
Stockholder
|
|
For
|
Against
|
5. Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Stockholder
|
|
For
|
Against
|
6. Require Independent Board Chairman
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
PFIZER INC.
|
4/26/2018
|
717081103
|
PFE
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.1 Elect Director Dennis A. Ausiello
|
Issuer
|
|
For
|
For
|
1.2 Elect Director Ronald E. Blaylock
|
Issuer
|
|
For
|
For
|
1.3 Elect Director Albert Bourla
|
Issuer
|
|
For
|
For
|
1.4 Elect Director W. Don Cornwell
|
Issuer
|
|
For
|
For
|
1.5 Elect Director Joseph J. Echevarria
|
Issuer
|
|
For
|
For
|
1.6 Elect Director Helen H. Hobbs
|
Issuer
|
|
For
|
For
|
1.7 Elect Director James M. Kilts
|
Issuer
|
|
For
|
For
|
1.8 Elect Director Dan R. Littman
|
Issuer
|
|
For
|
For
|
1.9 Elect Director Shantanu Narayen
|
Issuer
|
|
For
|
For
|
1.10 Elect Director Suzanne Nora Johnson
|
Issuer
|
|
For
|
For
|
1.11 Elect Director Ian C. Read
|
Issuer
|
|
For
|
For
|
1.12 Elect Director James C. Smith
|
Issuer
|
|
For
|
For
|
2. Ratify KPMG LLP as Auditors
|
Issuer
|
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
For
|
4. Amend Omnibus Stock Plan
|
Issuer
|
|
For
|
Against
|
5. Provide Right to Act by Written Consent
|
Stockholder
|
|
Against
|
Against
|
6. Require Independent Board Chairman
|
Stockholder
|
|
For
|
Against
|
7. Report on Lobbying Payments and Policy
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
DUKE ENERGY CORPORATION
|
5/3/2018
|
26441C204
|
DUK
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.1 Elect Director Michael G. Browning
|
Issuer
|
|
For
|
For
|
1.2 Elect Director Theodore F. Craver, Jr.
|
Issuer
|
|
For
|
For
|
1.3 Elect Director Robert M. Davis
|
Issuer
|
|
For
|
For
|
1.4 Elect Director Daniel R. DiMicco
|
Issuer
|
|
For
|
For
|
1.5 Elect Director John H. Forsgren
|
Issuer
|
|
For
|
For
|
1.6 Elect Director Lynn J. Good
|
Issuer
|
|
For
|
For
|
1.7 Elect Director John T. Herron
|
Issuer
|
|
For
|
For
|
1.8 Elect Director James B. Hyler, Jr.
|
Issuer
|
|
For
|
For
|
1.9 Elect Director William E. Kennard
|
Issuer
|
|
For
|
For
|
1.10 Elect Director E. Marie McKee
|
Issuer
|
|
For
|
For
|
1.11 Elect Director Charles W. Moorman, IV
|
Issuer
|
|
For
|
For
|
1.12 Elect Director Carlos A. Saladrigas
|
Issuer
|
|
For
|
For
|
1.13 Elect Director Thomas E. Skains
|
Issuer
|
|
For
|
For
|
1.14 Elect Director William E. Webster, Jr.
|
Issuer
|
|
For
|
For
|
2. Ratify Deloitte & Touche LLP as Auditors
|
Issuer
|
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' CompensationAdvisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
For
|
4. Eliminate Supermajority Vote Requirement
|
Issuer
|
|
For
|
Against
|
5. Report on Benefits of Lobbying
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
VERIZON COMMUNICATIONS INC.
|
5/3/2018
|
92343V104
|
VZ
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.1 Elect Director Shellye L. Archambeau
|
Issuer
|
|
For
|
For
|
1.2 Elect Director Mark T. Bertolini
|
Issuer
|
|
For
|
For
|
1.3 Elect Director Richard L. Carrión
|
Issuer
|
|
For
|
For
|
1.4 Elect Director Melanie L. Healey
|
Issuer
|
|
For
|
For
|
1.5 Elect Director M. Frances Keeth
|
Issuer
|
|
For
|
For
|
1.6 Elect Director Lowell C. McAdam
|
Issuer
|
|
For
|
For
|
1.7 Elect Director Clarence Otis, Jr.
|
Issuer
|
|
For
|
For
|
1.8 Elect Director Rodney E. Slater
|
Issuer
|
|
For
|
For
|
1.9 Elect Director Kathryn A. Tesija
|
Issuer
|
|
For
|
For
|
1.10 Elect Director Gregory D. Wasson
|
Issuer
|
|
For
|
For
|
1.11 Elect Director Gregory G. Weaver
|
Issuer
|
|
For
|
For
|
2. Ratify Ernst & Young as Auditors
|
Issuer
|
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
Against
|
4. Amend Bylaws -- Call Special Meetings
|
Stockholder
|
|
For
|
Against
|
5. Report on Lobbying Payments and Policy
|
Stockholder
|
|
For
|
Against
|
6. Require Independent Board Chairman
|
Stockholder
|
|
Against
|
Against
|
7. Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation
|
Stockholder
|
|
For
|
Against
|
8. Clawback of Incentive Payments
|
Stockholder
|
|
For
|
Against
|
9. Eliminate Above-Market Earnings in Executive Retirement Plans
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
PHILIP MORRIS INTERNATIONAL INC.
|
5/9/2018
|
718172109
|
PM
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.1 Elect Director Harold Brown
|
Issuer
|
|
For
|
For
|
1.2 Elect Director Andre Calantzopoulos
|
Issuer
|
|
For
|
For
|
1.3 Elect Director Louis C. Camilleri
|
Issuer
|
|
For
|
For
|
1.4 Elect Director Massimo Ferragamo
|
Issuer
|
|
For
|
For
|
1.5 Elect Director Werner Geissler
|
Issuer
|
|
For
|
For
|
1.6 Elect Director Lisa A. Hook
|
Issuer
|
|
For
|
For
|
1.7 Elect Director Jennifer Li
|
Issuer
|
|
For
|
For
|
1.8 Elect Director Jun Makihara
|
Issuer
|
|
Against
|
For
|
1.9 Elect Director Sergio Marchionne
|
Issuer
|
|
For
|
For
|
1.10 Elect Director Kalpana Morparia
|
Issuer
|
|
For
|
For
|
1.11 Elect Director Lucio A. Noto
|
Issuer
|
|
For
|
For
|
1.12 Elect Director Frederik Paulsen
|
Issuer
|
|
For
|
For
|
1.13 Elect Director Robert B. Polet
|
Issuer
|
|
For
|
For
|
1.14 Elect Director Stephen M. Wolf
|
Issuer
|
|
For
|
For
|
2. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
For
|
3. Ratify PricewaterhouseCoopers SA as Auditors
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
CORECIVIC, INC.
|
5/10/2018
|
21871N101
|
CXW
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.A Elect Director Donna M. Alvarado
|
Issuer
|
|
For
|
For
|
1.B Elect Director Robert J. Dennis
|
Issuer
|
|
Against
|
For
|
1.C Elect Director Mark A. Emkes
|
Issuer
|
|
For
|
For
|
1.D Elect Director Damon T. Hininger
|
Issuer
|
|
Against
|
For
|
1.E Elect Director Stacia A. Hylton
|
Issuer
|
|
For
|
For
|
1.F Elect Director Harley G. Lappin
|
Issuer
|
|
For
|
For
|
1.G Elect Director Anne L. Mariucci
|
Issuer
|
|
Against
|
For
|
1.H Elect Director Thurgood Marshall, Jr.
|
Issuer
|
|
Against
|
For
|
1.I Elect Director Charles L. Overby
|
Issuer
|
|
For
|
For
|
1.J Elect Director John R. Prann, Jr.
|
Issuer
|
|
For
|
For
|
2. Ratify Ernst & Young LLP as Auditors
|
Issuer
|
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
ALTRIA GROUP, INC.
|
5/17/2018
|
02209S103
|
MO
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.1 Elect Director John T. Casteen, III
|
Issuer
|
|
For
|
For
|
1.2 Elect Director Dinyar S. Devitre
|
Issuer
|
|
For
|
For
|
1.3 Elect Director Thomas F. Farrell, II
|
Issuer
|
|
For
|
For
|
1.4 Elect Director Debra J. Kelly-Ennis
|
Issuer
|
|
For
|
For
|
1.5 Elect Director W. Leo Kiely, III
|
Issuer
|
|
For
|
For
|
1.6 Elect Director Kathryn B. McQuade
|
Issuer
|
|
For
|
For
|
1.7 Elect Director George Munoz
|
Issuer
|
|
For
|
For
|
1.8 Elect Director Mark E. Newman
|
Issuer
|
|
For
|
For
|
1.9 Elect Director Nabil Y. Sakkab
|
Issuer
|
|
For
|
For
|
1.10 Elect Director Virginia E. Shanks
|
Issuer
|
|
For
|
For
|
1.11 Elect Director Howard A. Willard, III
|
Issuer
|
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
Against
|
Against
|
4. Reduce Nicotine Levels in Tobacco Products
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
THE SOUTHERN COMPANY
|
5/23/2018
|
842587107
|
SO
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.A Elect Director Juanita Powell Baranco
|
Issuer
|
|
For
|
For
|
1.B Elect Director Jon A. Boscia
|
Issuer
|
|
For
|
For
|
1.C Elect Director Henry A. "Hal" Clark, III
|
Issuer
|
|
For
|
For
|
1.D Elect Director Thomas A. Fanning
|
Issuer
|
|
For
|
For
|
1.E Elect Director David J. Grain
|
Issuer
|
|
For
|
For
|
1.F Elect Director Veronica M. Hagen
|
Issuer
|
|
For
|
For
|
1.G Elect Director Linda P. Hudson
|
Issuer
|
|
For
|
For
|
1.H Elect Director Donald M. James
|
Issuer
|
|
For
|
For
|
1.I Elect Director John D. Johns
|
Issuer
|
|
For
|
For
|
1.J Elect Director Dale E. Klein
|
Issuer
|
|
For
|
For
|
1.K Elect Director Ernest J. Moniz
|
Issuer
|
|
For
|
For
|
1.L Elect Director William G. Smith, Jr.
|
Issuer
|
|
For
|
For
|
1.M Elect Director Steven R. Specker
|
Issuer
|
|
For
|
For
|
1.N Elect Director Larry D. Thompson
|
Issuer
|
|
For
|
For
|
1.O Elect Director E. Jenner Wood, III
|
Issuer
|
|
For
|
For
|
2. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
For
|
3. Ratify Deloitte & Touche LLP as Auditors
|
Issuer
|
|
For
|
Against
|
4. Amend Proxy Access Right
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
CHEVRON CORPORATION
|
5/30/2018
|
166764100
|
CVX
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.A Elect Director Wanda M. Austin
|
Issuer
|
|
For
|
For
|
1.B Elect Director John B. Frank
|
Issuer
|
|
For
|
For
|
1.C Elect Director Alice P. Gast
|
Issuer
|
|
For
|
For
|
1.D Elect Director Enrique Hernandez, Jr.
|
Issuer
|
|
For
|
For
|
1.E Elect Director Charles W. Moorman, IV
|
Issuer
|
|
For
|
For
|
1.F Elect Director Dambisa F. Moyo
|
Issuer
|
|
For
|
For
|
1.G Elect Director Ronald D. Sugar
|
Issuer
|
|
For
|
For
|
1.H Elect Director Inge G. Thulin
|
Issuer
|
|
For
|
For
|
1.I Elect Director D. James Umpleby, III
|
Issuer
|
|
For
|
For
|
1.J Elect Director Michael K. Wirth
|
Issuer
|
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
|
For
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
Against
|
4. Report on Lobbying Payments and Policy
|
Stockholder
|
|
Against
|
Against
|
5. Report on Risks of Doing Business in Conflict-Affected Areas
|
Stockholder
|
|
Against
|
Against
|
6. Report on Transition to a Low Carbon Business Model
|
Stockholder
|
|
For
|
Against
|
7. Report on Methane Emissions
|
Stockholder
|
|
Against
|
Against
|
8. Require Independent Board Chairman
|
Stockholder
|
|
For
|
Against
|
9. Require Director Nominee with Environmental Experience
|
Stockholder
|
|
For
|
Against
|
10. Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
EXXON MOBIL CORPORATION
|
5/30/2018
|
30231G102
|
XOM
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1.1 Elect Director Susan K. Avery
|
Issuer
|
|
For
|
For
|
1.2 Elect Director Angela F. Braly
|
Issuer
|
|
For
|
For
|
1.3 Elect Director Ursula M. Burns
|
Issuer
|
|
For
|
For
|
1.4 Elect Director Kenneth C. Frazier
|
Issuer
|
|
For
|
For
|
1.5 Elect Director Steven A. Kandarian
|
Issuer
|
|
For
|
For
|
1.6 Elect Director Douglas R. Oberhelman
|
Issuer
|
|
For
|
For
|
1.7 Elect Director Samuel J. Palmisano
|
Issuer
|
|
For
|
For
|
1.8 Elect Director Steven S Reinemund
|
Issuer
|
|
For
|
For
|
1.9 Elect Director William C. Weldon
|
Issuer
|
|
For
|
For
|
1.10 Elect Director Darren W. Woods
|
Issuer
|
|
For
|
For
|
2. Ratify PricewaterhouseCoopers LLP as Auditors
|
Issuer
|
|
Against
|
For
|
3. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
Against
|
4. Require Independent Board Chairman
|
Stockholder
|
|
For
|
Against
|
5. Amend Bylaws -- Call Special Meetings
|
Stockholder
|
|
Against
|
Against
|
6. Disclose a Board Diversity and Qualifications Matrix
|
Stockholder
|
|
For
|
Against
|
7. Report on lobbying Payments and Policy
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
GARMIN LTD
|
6/8/2018
|
H2906T109
|
GRMN
|
|
Vote
|
MRV
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
For
|
1. Elect Chairman of Meeting Andrew R. Etkind
|
Issuer
|
|
For
|
For
|
2. Accept Consolidated Financial Statements and Statutory Reports
|
Issuer
|
|
For
|
For
|
3. Approve Allocation of Income and Dividends
|
Issuer
|
|
For
|
For
|
4. Approve Dividends
|
Issuer
|
|
For
|
For
|
5. Approve Discharge of Board and Senior Management
|
Issuer
|
|
For
|
For
|
6.1 Elect Director Min H. Kao
|
Issuer
|
|
For
|
For
|
6.2 Elect Director Joseph J. Hartnett
|
Issuer
|
|
For
|
For
|
6.3 Elect Director Charles W. Peffer
|
Issuer
|
|
For
|
For
|
6.4 Elect Director Clifton A. Pemble
|
Issuer
|
|
For
|
For
|
6.5 Elect Director Rebecca R. Tilden
|
Issuer
|
|
For
|
For
|
6.6 Elect Director Jonathan C. Burrell
|
Issuer
|
|
For
|
For
|
7. Elect Min H. Kao as Board Chairman
|
Issuer
|
|
For
|
For
|
8.1 Appoint Joseph J. Hartnett as Member of the Compensation Committee
|
Issuer
|
|
For
|
For
|
8.2 Appoint Charles W. Peffer as Member of the Compensation Committee
|
Issuer
|
|
For
|
For
|
8.3 Appoint Rebecca R. Tilden as Member of the Compensation Committee
|
Issuer
|
|
For
|
For
|
8.4 Appoint Jonathan C. Burrell as Member of the Compensation Committee
|
Issuer
|
|
For
|
For
|
9. Designate Reiss + Preuss LLP as Independent Proxy
|
Issuer
|
|
For
|
For
|
10. Ratify Ernst & Young LLP as Auditors
|
Issuer
|
|
For
|
For
|
11. Advisory Vote to Ratify Named Executive Officers' Compensation
|
Issuer
|
|
For
|
For
|
12. Approve Fiscal Year 2019 Maximum Aggregate Compensation for the Executive Management
|
Issuer
|
|
For
|
For
|
13. Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2018 AGM and the 2019 AGM
|
Issuer
|
|
For
|
For
|
14. Amend Articles of Association to Add Persons Who Can Act As Chairman of Shareholder Meetings
|
Issuer
|
|
For
|
For
|
15. Approve CHF 3.96 Million Authorized Capital Increase without Preemptive Rights
|
Issuer
|
|
Against
|
For
|
16. Transact Other Business (Voting)
|
Issuer
|