Name of Fund:
|
CWA Income ETF
|
|
||
Period:
|
July 1, 2016 - June 30, 2017
|
|
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Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
CHEVRON CORPORATION
|
5/31/2017
|
166764100
|
CVX
|
|
Vote
|
Management
Recommended Vote
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For
|
1. DIRECTORS
|
Issuer
|
||
For
|
For
|
1A. Director W. M. Austin
|
||
For
|
For
|
1B. Director L. F. Deily
|
||
For
|
For
|
1C. Director R. E. Denham
|
||
For
|
For
|
1D. Director A. P. Gast
|
||
For
|
For
|
1E. Director E. Hernandez, Jr.
|
||
For
|
For
|
1F. Director J. M. Huntsman, Jr.
|
||
For
|
For
|
1G. Director C. W. Moorman, IV
|
||
For
|
For
|
1H. Director D. F. Moyo
|
||
For
|
For
|
1I. Director R. D. Sugar
|
||
For
|
For
|
1J. Director I. G. Thulin
|
||
For
|
For
|
1K. Director J. S. Watson
|
||
For
|
For
|
1L. Director M. K. Wirth
|
||
For
|
For
|
2. RATIFICATION OF APPOINTMENT OF PWC
AS INDPENEDENT REGISTERED PUBLIC
ACCOUNTING FIRM
|
Issuer
|
|
For
|
For
|
3. ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
|
Issuer
|
|
1 Year
|
1 Year
|
4. ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION
|
Issuer
|
|
For
|
Against
|
5. REPORT ON LOBBYING
|
Stockholder
|
|
Against
|
Against
|
6. REPORT ON FEASIBILITY OF POLICY ON
NOT DOING BUSINESS WITH CONFLICT
COMPLICIT GOVERNMENTS
|
Stockholder
|
|
Abstain
|
Against
|
7. REPORT ON CLIMATE CHANGE IMPACT
ASSESSMENT
|
Stockholder
|
|
For
|
Against
|
8. REPORT ON TRANSITION TO A LOW
CARBON ECONOMY
|
Stockholder
|
|
For
|
Against
|
9. ADOPT POLICY ON INDEPENDENT
CHAIRMAN
|
Stockholder
|
|
For
|
Against
|
10. RECOMMEND INDEPENDENT DIRECTOR
WITH ENVIRONMENTAL EXPERTISE
|
Stockholder
|
|
For
|
Against
|
11. SET SPECIAL MEETINGS THRESHOLD AT 10%
|
Stockholder
|
|
Company Name
|
Meeting Date
|
CUSIP
|
Ticker
|
|
|
|
|
|
|
EXXON MOBIL CORP
|
5/31/2017
|
30231G102
|
XOM
|
|
Vote
|
Management
Recommended Vote
|
Proposal
|
Proposed by Issuer or
Security Holder
|
|
For All
|
For All
|
1. DIRECTORS
|
Issuer
|
|
For
|
For
|
2. RATIFICATION OF INDEPENDENT
AUDITORS
|
Issuer
|
|
Against
|
For
|
3. ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION
|
Issuer
|
|
1 Year
|
1 Year
|
4. FREQUENCY OF ADVISORY VOTE ON
EXECUTIVE COMPENSATION
|
Issuer
|
|
For
|
Against
|
5. INDEPENDENT CHAIRMAN
|
Stockholder
|
|
For
|
Against
|
6. MAJORITY VOTE FOR DIRECTORS
|
Stockholder
|
|
For
|
Against
|
7. SPECIAL SHAREHOLDER MEETINGS
|
Stockholder
|
|
Against
|
Against
|
8. RESTRICT PRECATORY PROPOSALS
|
Stockholder
|
|
Against
|
Against
|
9. REPORT ON COMPENSATION FOR
WOMEN
|
Stockholder
|
|
For
|
Against
|
10. REPORT ON LOBBYING
|
Stockholder
|
|
Against
|
Against
|
11. INCREASE CAPITAL DISTRIBUTIONS IN
LIEU OF INVESTMENT
|
Stockholder
|
|
For
|
Against
|
12. REPORT ON IMPACTS OF CLIMATE
CHANGE POLICIES
|
Stockholder
|
|
For
|
Against
|
13. REPORT ON METHANE EMISSIONS
|
Stockholder
|