0001209191-23-029764.txt : 20230516 0001209191-23-029764.hdr.sgml : 20230516 20230516160852 ACCESSION NUMBER: 0001209191-23-029764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Donnell Niall CENTRAL INDEX KEY: 0001780235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39594 FILM NUMBER: 23927539 MAIL ADDRESS: STREET 1: C/O RIVERVEST VENTURE PARTNERS STREET 2: 101 SOUTH HANLEY RD., STE 1850 CITY: ST. LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPRUCE BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001683553 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 812154263 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 611 GATEWAY BOULEVARD, SUITE 740 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: (415) 655-4168 MAIL ADDRESS: STREET 1: 611 GATEWAY BOULEVARD, SUITE 740 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-02-16 0 0001683553 SPRUCE BIOSCIENCES, INC. SPRB 0001780235 O'Donnell Niall C/O RIVERVEST VENTURE PARTNERS 101 S. HANLEY RD., STE. 1850 ST. LOUIS MO 63105 1 0 0 0 0 Common Stock 2023-02-16 4 P 0 630400 3.17 A 1326305 I By RiverVest Venture Fund IV, L.P. Common Stock Warrant (Right to Buy) 3.96 2023-02-16 4 P 0 472800 A 2023-02-16 2028-02-16 Common Stock 472800 472800 I By RiverVest Venture Fund IV, L.P. The shares were purchased in the Issuer's private offering. Represents the combined purchase price of $3.17 for Common Stock and Warrants acquired from Issuer in a private offering. RiverVest Venture Partners IV, L.P. is the general partner of RiverVest Venture Fund IV, L.P. The Reporting Person is a manager of RiverVest Venture Partners IV, LLC, the sole general partner of RiverVest Venture Partners IV, L.P., and as a result may be deemed to share dispositive voting and investment power with respect to the shares held by RiverVest Venture Partners IV, L.P. The Reporting Person disclaims beneficial ownership of all shares held by RiverVest Venture Partners IV, L.P. except to the extent of his pecuniary interests therein. The warrant was purchased in the Issuer's private offering. /s/ Samir Gharib, Attorney-in-Fact 2023-05-16