0001145549-24-033772.txt : 20240529 0001145549-24-033772.hdr.sgml : 20240529 20240529162403 ACCESSION NUMBER: 0001145549-24-033772 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240529 DATE AS OF CHANGE: 20240529 PERIOD START: 20241231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 ORGANIZATION NAME: IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 24998766 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000076848 Horizon Kinetics Blockchain Development ETF C000236948 Horizon Kinetics Blockchain Development ETF BCDF NPORT-P 1 primary_doc.xml NPORT-P false 0001683471 XXXXXXXX S000076848 C000236948 Listed Funds Trust 811-23226 0001683471 549300C5D73JL0P1YC11 615 East Michigan Street Milwaukee 53202 414-516-1692 Horizon Kinetics Blockchain Development ETF S000076848 549300FMOBCGFQ3ZDA61 2024-12-31 2024-03-31 N 9526691.730000000000 240302.260000000000 9286389.470000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 5355.730000000000 N Singapore Exchange Ltd 549300IQ650PPXM76X03 Singapore Exchange Ltd N/A 53730.000000000000 NS 366666.640000000000 3.9484305626 Long EC CORP SG N 1 N N N Nasdaq Inc 549300L8X1Q78ERXFD06 Nasdaq Inc 631103108 6201.000000000000 NS USD 391283.100000000000 4.2135116265 Long EC CORP US N 1 N N N OTC Markets Group Inc 254900LQDMW14QIVAH45 OTC Markets Group Inc 67106F108 4735.000000000000 NS USD 261608.750000000000 2.8171201611 Long EC CORP US N 1 N N N Science Applications Internati 549300LZPNZIXQGZPZ48 Science Applications International Corp 808625107 3201.000000000000 NS USD 417378.390000000000 4.4945173940 Long EC CORP US N 1 N N N Tradeweb Markets Inc N/A Tradeweb Markets Inc 892672106 3753.000000000000 NS USD 390950.010000000000 4.2099247642 Long EC CORP US N 1 N N N US BANK MMDA - USBGFS 7 N/A US BANK MMDA - USBGFS 7 N/A 1134564.300000000000 NS USD 1134564.300000000000 12.2174964088 Long STIV RF US N 1 N N WisdomTree Inc 549300WIU8IS7UFO7871 WisdomTree Inc 97717P104 44354.000000000000 NS USD 407613.260000000000 4.3893621016 Long EC CORP US N 1 N N N Urbana Corp 5493003WCSNG13LU3180 Urbana Corp 91707P208 134642.000000000000 NS 465637.950000000000 5.0141979453 Long EC CORP CA N 1 N N N TMX Group Ltd 549300N65GFVKSHGJW59 TMX Group Ltd 87262K105 17751.000000000000 NS 468681.490000000000 5.0469721469 Long EC CORP CA N 1 N N N Applied Digital Corp N/A Applied Digital Corp 038169207 23568.000000000000 NS USD 100871.040000000000 1.0862245260 Long EC CORP US N 1 N N Bakkt Holdings Inc N/A Bakkt Holdings Inc 05759B107 209895.000000000000 NS USD 96509.720000000000 1.0392598793 Long EC CORP US N 1 N N Cboe Global Markets Inc 529900RLNSGA90UPEH54 Cboe Global Markets Inc 12503M108 3030.000000000000 NS USD 556701.900000000000 5.9948153348 Long EC CORP US N 1 N N N CME Group Inc LCZ7XYGSLJUHFXXNXD88 CME Group Inc 12572Q105 1975.000000000000 NS USD 425197.750000000000 4.5787197637 Long EC CORP US N 1 N N N CACI International Inc SYRPI2D1O9WRTS2WX210 CACI International Inc 127190304 1605.000000000000 NS USD 608022.150000000000 6.5474547666 Long EC CORP US N 1 N N N Intercontinental Exchange Inc 5493000F4ZO33MV32P92 Intercontinental Exchange Inc 45866F104 3721.000000000000 NS USD 511377.030000000000 5.5067368395 Long EC CORP US N 1 N N N MarketAxess Holdings Inc 5493002U1CA1XJOVID83 MarketAxess Holdings Inc 57060D108 915.000000000000 NS USD 200613.750000000000 2.1602986893 Long EC CORP US N 1 N N N ASX Ltd 549300VSBVYUCBIQKT71 ASX Ltd N/A 9255.000000000000 NS 401041.950000000000 4.3185992930 Long EC CORP AU N 1 N N N Digital Garage Inc 353800XMG9BC18FQ8862 Digital Garage Inc N/A 13170.000000000000 NS 285424.690000000000 3.0735808672 Long EC CORP JP N 1 N N N Japan Exchange Group Inc 353800578ADEGIJTVW07 Japan Exchange Group Inc N/A 19890.000000000000 NS 536857.180000000000 5.7811185040 Long EC CORP JP N 1 N N N Deutsche Boerse AG 529900G3SW56SHYNPR95 Deutsche Boerse AG N/A 2805.000000000000 NS 574523.180000000000 6.1867228577 Long EC CORP DE N 1 N N N London Stock Exchange Group PL 213800QAUUUP6I445N30 London Stock Exchange Group PLC G5689U103 3795.000000000000 NS 454953.200000000000 4.8991397730 Long EC CORP GB N 1 N N N Galaxy Digital Holdings Ltd 254900ULFH90UKBGDV65 Galaxy Digital Holdings Ltd N/A 41730.000000000000 NS 446209.570000000000 4.8049844500 Long EC CORP US N 1 N N N 2024-05-23 Listed Funds Trust /s/Travis Babich Listed Funds Trust Treasurer XXXX NPORT-EX 2 bcdf.htm

Horizon Kinetics Blockchain Development ETF
  
Schedule of Investments
  
March 31, 2024 (Unaudited)
  
   
COMMON STOCKS - 90.1%
  
Shares
    
Value
  
Aerospace & Defense - 11.0%
        
CACI International, Inc. - Class A(a)
    
1,605
    
$
608,023
  
Science Applications International Corp.
    
3,201
      
417,378
  
             
1,025,401
  
                 
Capital Markets - 24.4%
          
Bakkt Holdings, Inc.(a)(c)
    
209,895
      
96,510
  
Galaxy Digital Holdings, Ltd.(a)(b)
    
41,730
      
446,210
  
MarketAxess Holdings, Inc.
    
915
      
200,614
  
OTC Markets Group, Inc. - Class A
    
4,735
      
261,609
  
Tradeweb Markets, Inc. - Class A
    
3,753
      
390,949
  
Urbana Corp. - Class A(b)
    
134,642
      
465,638
  
WisdomTree, Inc.
    
44,354
      
407,613
  
             
2,269,143
  
                 
Global Exchanges - 40.4%(d)
          
ASX, Ltd.(b)
    
9,255
      
401,042
  
Cboe Global Markets, Inc.
    
3,030
      
556,702
  
Deutsche Boerse AG(b)
    
2,805
      
574,523
  
Japan Exchange Group, Inc.(b)
    
19,890
      
536,857
  
London Stock Exchange Group PLC(b)
    
3,795
      
454,953
  
Nasdaq, Inc.
    
6,201
      
391,283
  
Singapore Exchange, Ltd.(b)
    
53,730
      
366,667
  
TMX Group, Ltd.(b)
    
17,751
      
468,681
  
             
3,750,708
  
                 
IT Services - 4.2%
          
Applied Digital Corp.(a)(c)
    
23,568
      
100,871
  
Digital Garage, Inc.(b)
    
13,170
      
285,425
  
             
386,296
  
                 
Securities and Commodities Exchange - 10.1%
          
CME Group, Inc.
    
1,975
      
425,198
  
Intercontinental Exchange, Inc.
    
3,721
      
511,377
  
             
936,575
  
TOTAL COMMON STOCKS (Cost $7,547,541)
      
8,368,123
  
                 
SHORT-TERM INVESTMENTS – 9.8%
                
Deposit Accounts – 9.8%
                
U.S. Bank Money Market Deposit Account, 5.19%(e)
    
909,399
      
909,399
  
TOTAL SHORT-TERM INVESTMENTS (Cost $909,399)
            
909,399
  
                 
INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING – 2.5%
                
U.S. Bank Money Market Deposit Account, 5.19%(e)
    
232,937
      
232,937
  
TOTAL INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING (Cost $232,937)
            
232,937
  
                 
TOTAL INVESTMENTS (Cost $8,689,877) – 102.4%
    
$
9,510,459
  
Other Assets in Excess of Liabilities – (2.4)%
      
(223,966
)
TOTAL NET ASSETS - 100.0%
          
$
9,286,493
  
                 
Percentages are stated as a percent of net assets.
          

PLC - Public Limited Company

(a)
Non-income producing security.
(b)
Foreign issued security.
(c)
All or a portion of this security is on loan as of March 31, 2024. The total market value of these securities was $147,504 which represented 1.6% of net assets.
(d)
To the extent that the Fund invests more heavily in a particular industry or sector of the economy, its performance will be especially sensitive to developments that significantly affect those industries or sectors.
(e)
The U.S. Bank Money Market Deposit Account (the “MMDA”) is a short-term vehicle in which the Fund holds cash balances. The MMDA will bear interest at a variable rate that is determined based on market conditions and is subject to change daily. The rate shown is the seven-day yield at period end.

COUNTRY
  
Percentage of Net Assets
  
United States
    
47.0
%
Canada
    
10.1
%
Japan
    
8.9
%
Germany
    
6.2
%
Britain
    
4.9
%
Cayman Islands
    
4.8
%
Australia
    
4.3
%
Singapore
    
3.9
%
Total Country
    
90.1
%
SHORT-TERM INVESTMENTS
    
9.8
%
INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING
    
2.5
%
TOTAL INVESTMENTS
    
102.4
%
Other assets and liabilities, net
    
-2.4
%
NET ASSETS
    
100.0
%
Fair Value Measurements

Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels.
Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs
(including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant
unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the
securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3.

The following is a summary of the inputs used to value the Fund’s investments carried at fair value as of March 31, 2024:

Horizon Kinetics Blockchain Development ETF
  
   
Level 1
    
Level 2
    
Level 3
    
Total
  
Assets:
                        
  Common Stocks*
    
8,368,123
      
–
      
–
      
8,368,123
  
  Deposit Accounts
    
909,399
      
–
      
–
      
909,399
  
  Investments Purchased with Proceeds from Securities Lending
    
232,937
      
–
      
–
      
232,937
  
Total Assets
    
9,510,459
      
–
      
–
      
9,510,459
  
                                 
   
*Refer to the Schedule of Investments for industry classifications.