0001145549-24-025319.txt : 20240426 0001145549-24-025319.hdr.sgml : 20240426 20240426142643 ACCESSION NUMBER: 0001145549-24-025319 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240426 DATE AS OF CHANGE: 20240426 PERIOD START: 20240531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 ORGANIZATION NAME: IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 24882160 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000072266 Alexis Practical Tactical ETF C000228353 Alexis Practical Tactical ETF LEXI NPORT-P 1 primary_doc.xml NPORT-P false 0001683471 XXXXXXXX S000072266 C000228353 Listed Funds Trust 811-23226 0001683471 549300C5D73JL0P1YC11 615 East Michigan Street Milwaukee 53202 414-516-1692 Alexis Practical Tactical ETF S000072266 5493007SSD1LO6II5S51 2024-05-31 2024-02-29 N 80288301.850000000000 1512509.090000000000 78775792.760000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N Vanguard Health Care ETF N/A Vanguard Health Care ETF 92204A504 3000.000000000000 NS USD 796230.000000000000 1.0107546647 Long EC RF US N 1 N N N Invesco S&P 500 Equal Weight E N/A Invesco S&P 500 Equal Weight ETF 46137V357 28906.000000000000 NS USD 4705607.740000000000 5.9734184514 Long EC RF US N 1 N N N iShares MSCI EAFE ETF 549300O0XO3KDQV68404 iShares MSCI EAFE ETF 464287465 60724.000000000000 NS USD 4690929.000000000000 5.9547848846 Long EC RF US N 1 N N N iShares Cohen & Steers REIT ET 549300P7D6C3R8852B29 iShares Cohen & Steers REIT ETF 464287564 50042.000000000000 NS USD 2863903.660000000000 3.6355123315 Long EC RF US N 1 N N N iShares S&P Mid-Cap 400 Value 549300RXJ5JGMYH3Y929 iShares S&P Mid-Cap 400 Value ETF 464287705 39368.000000000000 NS USD 4426931.600000000000 5.6196598535 Long EC RF US N 1 N N N Marriott International Inc/MD 225YDZ14ZO8E1TXUSU86 Marriott International Inc/MD 571903202 2294.000000000000 NS USD 573201.780000000000 0.7276369554 Long EC CORP US N 1 N N N SPDR Gold Shares N/A SPDR Gold Shares 78463V107 19517.000000000000 NS USD 3694763.270000000000 4.6902267061 Long EC RF US N 1 N N N SPDR Dow Jones Industrial Aver 54930039F2SG3UG2OZ18 SPDR Dow Jones Industrial Average ETF Trust 78467X109 12310.000000000000 NS USD 4800284.500000000000 6.0936035447 Long EC RF US N 1 N N N Financial Select Sector SPDR F 549300Y12KQ6ZG08NY28 Financial Select Sector SPDR Fund 81369Y605 10035.000000000000 NS USD 404811.900000000000 0.5138785480 Long EC RF US N 1 N N N Industrial Select Sector SPDR 549300HQI51T8KP6U325 Industrial Select Sector SPDR Fund 81369Y704 6464.000000000000 NS USD 782144.000000000000 0.9928735372 Long EC RF US N 1 N N N Communication Services Select 549300RPODKQJE2HDW24 Communication Services Select Sector SPDR Fund 81369Y852 5017.000000000000 NS USD 398149.120000000000 0.5054206452 Long EC RF US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796CX5 2000000.000000000000 PA USD 1985940.660000000000 2.5210037125 Long DBT UST US N 2 2024-04-18 Fixed .000000000000 N N N N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797FS1 2000000.000000000000 PA USD 1969868.880000000000 2.5006017851 Long DBT UST US N 2 2024-06-13 Fixed .000000000000 N N N N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797GL5 1500000.000000000000 PA USD 1460872.500000000000 1.8544688017 Long DBT UST US N 2 2024-09-05 Fixed .000000000000 N N N N N N Visa Inc 549300JZ4OKEHW3DPJ59 Visa Inc 92826C839 2564.000000000000 NS USD 724688.960000000000 0.9199386444 Long EC CORP US N 1 N N N Apple Inc HWUPKR0MPOU8FGXBT394 Apple Inc 037833100 6375.000000000000 NS USD 1152281.250000000000 1.4627352003 Long EC CORP US N 1 N N N Applied Materials Inc 41BNNE1AFPNAZELZ6K07 Applied Materials Inc 038222105 6653.000000000000 NS USD 1341377.860000000000 1.7027792587 Long EC CORP US N 1 N N N Home Depot Inc/The QEKMOTMBBKA8I816DO57 Home Depot Inc/The 437076102 2072.000000000000 NS USD 788623.920000000000 1.0010993128 Long EC CORP US N 1 N N N TJX Cos Inc/The V167QI9I69W364E2DY52 TJX Cos Inc/The 872540109 3882.000000000000 NS USD 384861.480000000000 0.4885529761 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797HP5 1500000.000000000000 PA USD 1444339.280000000000 1.8334811106 Long DBT UST US N 2 2024-11-29 Fixed .000000000000 N N N N N N Xtrackers MSCI EAFE Hedged Equ VB3LV8F59BT690138S60 Xtrackers MSCI EAFE Hedged Equity ETF 233051200 100907.000000000000 NS USD 3967663.240000000000 5.0366528866 Long EC RF US N 1 N N N SPDR S&P MidCap 400 ETF Trust 5493003TT35P3SIWJJ72 SPDR S&P MidCap 400 ETF Trust 78467Y107 8224.000000000000 NS USD 4342272.000000000000 5.5121907985 Long EC RF US N 1 N N N VanEck Semiconductor ETF 549300MJTG2N9QRH7I02 VanEck Semiconductor ETF 92189F676 8903.000000000000 NS USD 1886990.850000000000 2.3953943006 Long EC RF US N 1 N N N Vanguard Dividend Appreciation N/A Vanguard Dividend Appreciation ETF 921908844 26686.000000000000 NS USD 4760248.680000000000 6.0427810539 Long EC RF US N 1 N N N Vanguard FTSE Europe ETF N/A Vanguard FTSE Europe ETF 922042874 62563.000000000000 NS USD 4080358.860000000000 5.1797115802 Long EC RF US N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 Alphabet Inc 02079K305 2920.000000000000 NS USD 404303.200000000000 0.5132327912 Long EC CORP US N 1 N N N Caterpillar Inc WRJR7GS4GTRECRRTVX92 Caterpillar Inc 149123101 2168.000000000000 NS USD 724025.280000000000 0.9190961520 Long EC CORP US N 1 N N N Invesco QQQ Trust Series 1 549300VY6FEJBCIMET58 Invesco QQQ Trust Series 1 46090E103 12047.000000000000 NS USD 5288633.000000000000 6.7135255828 Long EC RF US N 1 N N N iShares Global 100 ETF 549300TOT5VRSAZWJX06 iShares Global 100 ETF 464287572 47286.000000000000 NS USD 4077471.780000000000 5.1760466473 Long EC RF US N 1 N N N iShares MSCI USA Momentum Fact 5493002ZOOZ0SN3YYI81 iShares MSCI USA Momentum Factor ETF 46432F396 15717.000000000000 NS USD 2863794.570000000000 3.6353738498 Long EC RF US N 1 N N N U.S. Bank Money Market Deposit Account N/A U.S. Bank Money Market Deposit Account 8AMMF0A92 4245175.600000000000 NS USD 4245175.600000000000 5.3889341526 Long STIV RF US N 1 N N N Advanced Micro Devices Inc R2I72C950HOYXII45366 Advanced Micro Devices Inc 007903107 3708.000000000000 NS USD 713901.240000000000 0.9062444375 Long EC CORP US N 1 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 Microsoft Corp 594918104 1848.000000000000 NS USD 764406.720000000000 0.9703573817 Long EC CORP US N 1 N N N SPDR S&P Homebuilders ETF 549300MSE80LL1UJS132 SPDR S&P Homebuilders ETF 78464A888 8848.000000000000 NS USD 911963.360000000000 1.1576695430 Long EC RF US N 1 N N N 2024-04-26 Listed Funds Trust /s/Travis Babich Travis Babich Treasurer XXXX NPORT-EX 2 alexis.htm

Alexis Practical Tactical ETF
  
Schedule of Investments
  
February 29, 2024 (Unaudited)
  
   
EXCHANGE TRADED FUNDS - 75.8%(d)
Shares
  
Value
  
Communication Services Select Sector SPDR Fund
    
5,017
    
$
398,149
  
Financial Select Sector SPDR Fund
    
10,035
      
404,812
  
Industrial Select Sector SPDR Fund
    
6,464
      
782,144
  
Invesco QQQ Trust Series 1
    
12,047
      
5,288,632
  
Invesco S&P 500 Equal Weight ETF
    
28,906
      
4,705,608
  
iShares Cohen & Steers REIT ETF
    
50,042
      
2,863,904
  
iShares Global 100 ETF
    
47,286
      
4,077,472
  
iShares MSCI EAFE ETF
    
60,724
      
4,690,929
  
iShares MSCI USA Momentum Factor ETF
    
15,717
      
2,863,795
  
iShares S&P Mid-Cap 400 Value ETF
    
39,368
      
4,426,932
  
SPDR Dow Jones Industrial Average ETF Trust
    
12,310
      
4,800,284
  
SPDR Gold Shares(a)
    
19,517
      
3,694,763
  
SPDR S&P Homebuilders ETF
    
8,848
      
911,963
  
SPDR S&P MidCap 400 ETF Trust
    
8,224
      
4,342,272
  
VanEck Semiconductor ETF
    
8,903
      
1,886,991
  
Vanguard Dividend Appreciation ETF
    
26,686
      
4,760,249
  
Vanguard FTSE Europe ETF
    
62,563
      
4,080,359
  
Vanguard Health Care ETF
    
3,000
      
796,230
  
Xtrackers MSCI EAFE Hedged Equity ETF
    
100,907
      
3,967,663
  
TOTAL EXCHANGE TRADED FUNDS (Cost $51,353,220)
      
59,743,151
  
                 
COMMON STOCKS - 9.6%
Shares
  
Value
  
Communications - 0.5%
          
Alphabet, Inc. - Class A(a)
    
2,920
      
404,303
  
                 
Consumer Discretionary - 2.2%
          
The Home Depot, Inc.
    
2,072
      
788,624
  
Marriott International, Inc. - Class A
    
2,294
      
573,202
  
TJX Cos., Inc.
    
3,882
      
384,861
  
Caterpillar, Inc.
            
1,746,687
  
                 
Industrials - 0.9%
          
Caterpillar, Inc.
    
2,168
      
724,025
  
                 
Technology - 6.0%
          
Advanced Micro Devices, Inc.(a)
    
3,708
      
713,901
  
Apple, Inc.
    
6,375
      
1,152,281
  
Applied Materials, Inc.
    
6,653
      
1,341,379
  
Microsoft Corp.
    
1,848
      
764,407
  
Visa, Inc. - Class A
    
2,564
      
724,689
  
             
4,696,657
  
TOTAL COMMON STOCKS (Cost $5,476,495)
      
7,571,672
  
                 
SHORT-TERM INVESTMENTS – 14.1%
                
Deposit Accounts – 5.4%
                
U.S. Bank Money Market Deposit Account - 5.20%(b)
    
4,245,176
      
4,245,176
  
Total Deposit Accounts (Cost $4,245,176)
            
4,245,176
  
                 
U.S. Treasury Bills - 8.7%(c)
                
04/18/2024, 5.43%
    
2,000,000
      
1,985,940
  
06/13/2024, 5.40%
    
2,000,000
      
1,969,869
  
09/05/2024, 5.19%
    
1,500,000
      
1,460,873
  
11/29/2024, 5.11%
    
1,500,000
      
1,444,339
  
Total U.S. Treasury Bills (Cost $6,867,742)
      
6,861,021
  
TOTAL SHORT-TERM INVESTMENTS (Cost $11,112,918)
      
11,106,197
  
                 
TOTAL INVESTMENTS - 99.5% (Cost $67,942,633)
    
$
78,421,020
  
Other Assets in Excess of Liabilities – 0.5%
      
354,773
  
TOTAL NET ASSETS - 100.0%
          
$
78,775,793
  
                 
Percentages are stated as a percent of net assets.
          

(a)
Non-income producing security.
(b)
The rate shown is the seven-day yield.
(c)
The rate shown is the effective yield based upon purchase price.
(d)
To the extent the Fund invests more heavily in particular sectors or asset classes, its performance will be especially sensitive to developments that significantly affect those sectors or asset classes.
Fair Value Measurements

Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.

The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3.

The following is a summary of the inputs used to value the Fund's investments carried at fair value as of February 29, 2024:

Alexis Practical Tactical ETF
  
   
Level 1
    
Level 2
    
Level 3
    
Total
  
Assets:
                        
  Exchange Traded Funds
  
$
59,743,151
    
$
–
    
$
–
    
$
59,743,151
  
  Common Stocks
    
7,571,672
      
–
      
–
      
7,571,672
  
  Deposit Accounts
    
4,245,176
      
–
      
–
      
4,245,176
  
  U.S. Treasury Bills
    
–
      
6,861,021
      
–
      
6,861,021
  
Total Assets
  
$
71,599,999
    
$
6,861,021
    
$
–
    
$
78,421,020
  
                                 
   
Refer to the Schedule of Investments for industry classifications.