Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bank N/A |
b. Street 1 | 1555 North River Center Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Books and records related to the custody of Fund assets |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Core Alternative Capital LLC |
b. Street 1 | 3930 East Jones Bridge Rd |
Street 2 | Suite 380 |
c. City | Peachtree Corners |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30092 |
g. Telephone number (including country code if foreign) | 8006170004 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for CCOR |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Wahed Invest LLC |
b. Street 1 | 12 East 49th Street |
Street 2 | 11th floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10017 |
g. Telephone number (including country code if foreign) | 8559764747 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for Wahed ETFs |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Books and records related to transfer agency fund accounting and fund administration services provided |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services LLC |
b. Street 1 | 3 Canal Plaza |
Street 2 | Suite 100 |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 2075537116 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution data of the fund |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors LLC |
b. Street 1 | 111 East Kilbourn Avenue |
Street 2 | Suite 2200 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 4147103012 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution data of the fund |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Roundhill Financial LLC |
b. Street 1 | 154 W 14th Street |
Street 2 | 2nd Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10011 |
g. Telephone number (including country code if foreign) | 6466615441 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for Roundhill ETFs |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Exchange Traded Concepts LLC |
b. Street 1 | 10900 Hefner Pointe Drive |
Street 2 | Suite 400 |
c. City | Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 73120 |
g. Telephone number (including country code if foreign) | 4057788377 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by sub-advisor for Roundhill ETFs |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | Liquid Strategies LLC |
b. Street 1 | 3550 Lenox Rd |
Street 2 | Suite 2550 |
c. City | Atlanta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30326 |
g. Telephone number (including country code if foreign) | 8667046857 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for Overlay Shares ETFs |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | TrueMark Investments LLC |
b. Street 1 | 433 West Van Buren Street |
Street 2 | Suite 1100-E |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60607 |
g. Telephone number (including country code if foreign) | 8777748783 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for TrueShares ETFs and RiverNorth ETFs |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Black Hill Capital Partners LLC |
b. Street 1 | 101 California St |
Street 2 | |
c. City | San Francisco |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94111 |
g. Telephone number (including country code if foreign) | 4158057885 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by sub-advisor for LRNZ |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | SpiderRock Advisors LLC |
b. Street 1 | 300 South Wacker Drive |
Street 2 | Suite 2840 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60606 |
g. Telephone number (including country code if foreign) | 3128470300 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by sub-advisor for TrueShares Structured Outcome Series |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Clough Capital Partners L.P. |
b. Street 1 | 53 State Street |
Street 2 | 27th Floor |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02109 |
g. Telephone number (including country code if foreign) | 6172043400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for Clough ETFs |
Location books Record:
14 |
a. Name of person (e.g., a custodian of records) | Swan Capital Management LLC |
b. Street 1 | 1099 Main Avenue |
Street 2 | Suite 206 |
c. City | Durango |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 81301 |
g. Telephone number (including country code if foreign) | 9703828901 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for HEGD |
Location books Record:
15 |
a. Name of person (e.g., a custodian of records) | Swan Global Management LLC |
b. Street 1 | 20 Ridge Top |
Street 2 | |
c. City | Humacao |
d. State, if applicable | |
e. Foreign country, if applicable |
PUERTO RICO
|
f. Zip code and zip code extension, or foreign postal code | 00791 |
g. Telephone number (including country code if foreign) | 9703828901 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Advisor for HEGD |
Location books Record:
16 |
a. Name of person (e.g., a custodian of records) | Horizon Kinetics Asset Management LLC |
b. Street 1 | 470 Park Avenue South |
Street 2 | 3rd Floor South |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10016 |
g. Telephone number (including country code if foreign) | 6464957333 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for Horizon Kinetics ETFs |
Location books Record:
17 |
a. Name of person (e.g., a custodian of records) | Opal Capital LLC |
b. Street 1 | 1919 Flower Dr. |
Street 2 | |
c. City | Palm Beach Gardens |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 33410 |
g. Telephone number (including country code if foreign) | 9177166257 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Advisor for DIVZ |
Location books Record:
18 |
a. Name of person (e.g., a custodian of records) | Alexis Investment Partners, LLC |
b. Street 1 | 103 Casterly Green Ct |
Street 2 | |
c. City | Montgomery |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 77316 |
g. Telephone number (including country code if foreign) | 8665394383 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Adviser for LEXI |
Location books Record:
19 |
a. Name of person (e.g., a custodian of records) | Spear Advisors LLC |
b. Street 1 | 64 Three Mile Harbor HC Rd |
Street 2 | |
c. City | East Hampton |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11937 |
g. Telephone number (including country code if foreign) | 8333407222 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Adviser for SPRX |
Location books Record:
20 |
a. Name of person (e.g., a custodian of records) | RiverNorth Capital Management, LLC |
b. Street 1 | 360 South Rosemary Avenue |
Street 2 | Suite 1420 |
c. City | West Palm Beach |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 33401 |
g. Telephone number (including country code if foreign) | 5614847185 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Adviser for RiverNorth ETFs |
Location books Record:
21 |
a. Name of person (e.g., a custodian of records) | Innovative Portfolios, LLC |
b. Street 1 | 8801 River Crossing Boulevard |
Street 2 | Suite 100 |
c. City | Indianapolis |
d. State, if applicable |
INDIANA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 46240 |
g. Telephone number (including country code if foreign) | 3176896450 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Adviser for IPPP and IPDP |
Location books Record:
22 |
a. Name of person (e.g., a custodian of records) | Merk Investments, LLC |
b. Street 1 | 1150 Chestnut Street |
Street 2 | |
c. City | Menlo Park |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94025 |
g. Telephone number (including country code if foreign) | 6503234341 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Adviser for STGF |
Location books Record:
23 |
a. Name of person (e.g., a custodian of records) | STF Management LP |
b. Street 1 | 6136 Frisco Square Boulevard |
Street 2 | Suite 400 |
c. City | Frisco |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 75034 |
g. Telephone number (including country code if foreign) | 8665909112 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Adviser for TUG and TUGN |
Location books Record:
24 |
a. Name of person (e.g., a custodian of records) | Teucrium Investment Advisors, LLC |
b. Street 1 | Three Main Street |
Street 2 | Suite 215 |
c. City | Burlington |
d. State, if applicable |
VERMONT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 05401 |
g. Telephone number (including country code if foreign) | 8025400019 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Adviser for Teucrium ETFs |
Location books Record:
25 |
a. Name of person (e.g., a custodian of records) | Eagle Global Advisors, LLC |
b. Street 1 | 1330 Post Oak Boulevard |
Street 2 | Suite 3000 |
c. City | Houston |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 77056 |
g. Telephone number (including country code if foreign) | 7139523550 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Adviser for RNWZ |
Location books Record:
26 |
a. Name of person (e.g., a custodian of records) | Ryan Heritage, LLP |
b. Street 1 | 250 Pehle Avenue |
Street 2 | Suite 708 |
c. City | Saddle Brook |
d. State, if applicable |
NEW JERSEY
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 07663 |
g. Telephone number (including country code if foreign) | 2015560092 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Advisor for SPAQ |
Location books Record:
27 |
a. Name of person (e.g., a custodian of records) | Vigilant Distributors, LLC |
b. Street 1 | 223 Wilmington West Chester Pike |
Street 2 | Suite 216 |
c. City | Chadds Ford |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19317 |
g. Telephone number (including country code if foreign) | 8886467886 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution data of the fund |