|
Roundhill MEME ETF
|
||||||||
|
Schedule of Investments
|
||||||||
|
September 30, 2023 (Unaudited)
|
||||||||
|
Shares
|
Value
|
|||||||
|
COMMON STOCKS — 99.6%
|
||||||||
|
Aerospace & Defense — 3.8%
|
||||||||
|
Rocket Lab USA, Inc. (a)
|
25,183
|
$
|
110,302
|
|||||
|
Auto Manufacturers — 12.7%
|
||||||||
|
NIO, Inc. - ADR (a)(b)(d)
|
13,226
|
119,563
|
||||||
|
Rivian Automotive, Inc. - Class A (a)
|
5,479
|
133,030
|
||||||
|
Tesla, Inc. (a)
|
461
|
115,351
|
||||||
|
367,944
|
||||||||
|
Banks — 3.9%
|
||||||||
|
US Bancorp
|
3,380
|
111,743
|
||||||
|
Biotechnology — 4.0%
|
||||||||
|
Moderna, Inc. (a)
|
1,128
|
116,511
|
||||||
|
Chemicals — 4.0%
|
||||||||
|
Albemarle Corp.
|
671
|
114,097
|
||||||
|
Commercial Services — 11.7%
|
||||||||
|
Block, Inc. (a)
|
2,523
|
111,668
|
||||||
|
Marathon Digital Holdings, Inc. (a)(d)
|
13,013
|
110,611
|
||||||
|
Riot Platforms, Inc. (a)
|
12,210
|
113,919
|
||||||
|
336,198
|
||||||||
|
Computers — 3.6%
|
||||||||
|
Blackberry, Ltd. (a)(b)
|
21,864
|
102,980
|
||||||
|
Energy - Alternate Sources — 3.9%
|
||||||||
|
Enphase Energy, Inc. (a)
|
941
|
113,061
|
||||||
|
Entertainment — 4.1%
|
||||||||
|
AMC Entertainment Holdings, Inc. - Class A (a)(d)
|
14,806
|
118,300
|
||||||
|
Financial Services — 4.1%
|
||||||||
|
Sofi Technologies, Inc. (a)
|
14,963
|
119,554
|
||||||
|
Home Furnishings — 4.0%
|
||||||||
|
Leggett & Platt, Inc.
|
4,560
|
115,870
|
||||||
|
Internet — 7.9%
|
||||||||
|
Chewy, Inc. - Class A (a)
|
6,219
|
113,559
|
||||||
|
Robinhood Markets, Inc. - Class A (a)
|
11,631
|
114,100
|
||||||
|
227,659
|
||||||||
|
Lodging — 3.9%
|
||||||||
|
MGM Resorts International
|
3,088
|
113,515
|
||||||
|
Mining — 3.7%
|
||||||||
|
Lithium Americas Corp. (a)(b)(d)
|
6,324
|
107,571
|
||||||
|
Pharmaceuticals — 3.9%
|
||||||||
|
Tilray Brands, Inc. (a)(d)
|
47,008
|
112,349
|
||||||
|
Retail — 11.5%
|
||||||||
|
Carvana Co. (a)(d)
|
2,687
|
112,800
|
||||||
|
Dollar General Corp.
|
1,043
|
110,349
|
||||||
|
GameStop Corp. - Class A (a)(d)
|
6,567
|
108,093
|
||||||
|
331,242
|
||||||||
|
Software — 8.9%
|
||||||||
|
Palantir Technologies, Inc. - Class A (a)
|
7,984
|
127,744
|
||||||
|
ROBLOX Corp. - Class A (a)
|
4,443
|
128,669
|
||||||
|
256,413
|
||||||||
|
TOTAL COMMON STOCKS (Cost $2,930,514)
|
2,875,309
|
|||||||
|
SHORT-TERM INVESTMENTS - 0.3%
|
||||||||
|
Money Market Fund — 0.3%
|
||||||||
|
First American Government Obligations Fund, Class X, 5.26% (c)
|
8,697
|
8,697
|
||||||
|
TOTAL SHORT-TERM INVESTMENTS (Cost $8,697)
|
8,697
|
|||||||
|
INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING - 25.0%
|
||||||||
|
Mount Vernon Liquid Assets Portfolio, LLC, 5.50% (c)
|
720,712
|
720,712
|
||||||
|
TOTAL INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING (Cost $720,712)
|
720,712
|
|||||||
|
TOTAL INVESTMENTS (Cost $3,659,923) — 124.9%
|
3,604,718
|
|||||||
|
Other assets and liabilities, net — (24.9)%
|
(717,661
|
)
|
||||||
|
NET ASSETS — 100.0%
|
$
|
2,887,057
|
||||||
|
ADR
|
American Depositary Receipt
|
||||||||
|
(a)
|
Non-income producing security.
|
||||||||
|
(b)
|
Foreign issued security, or represents a foreign issued security.
|
||||||||
|
(c)
|
The rate shown is the seven day yield at period end.
|
||||||||
|
(d)
|
All or a portion of this security is on loan as of September 30, 2023. The market value of securities out on loan is $702,803.
|
||||||||
|
Percentages are stated as a percent of net assets.
|
|||||||||
|
COUNTRY
|
Percentage of
Net Assets
|
||||||||
|
United States
|
88.2%
|
||||||||
|
Canada
|
7.3%
|
||||||||
|
Cayman Islands
|
4.1%
|
||||||||
|
Total Country
|
99.6%
|
||||||||
|
SHORT-TERM INVESTMENTS
|
0.3%
|
||||||||
|
INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING
|
25.0%
|
||||||||
|
TOTAL INVESTMENTS
|
124.9%
|
||||||||
|
Other assets and liabilities, net
|
-24.9%
|
||||||||
|
NET ASSETS
|
100.0%
|
||||||||
|
Fair Value Measurements
|
|||||||||
|
Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels.
|
|||||||||
|
Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs
|
|||||||||
|
(including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant
|
|||||||||
|
unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the
|
|||||||||
|
securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.
|
|||||||||
|
The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3.
|
|||||||||
|
The following is a summary of the inputs used to value the Fund’s investments carried at fair value as of September 30, 2023:
|
|||||||||
|
Level 1
|
Level 2
|
Level 3
|
Total
|
|||||||||||||
|
Investments - Assets:
|
||||||||||||||||
|
Common Stocks*
|
$
|
2,875,309
|
$
|
-
|
$
|
-
|
$
|
2,875,309
|
||||||||
|
Money Market Fund
|
8,697
|
-
|
-
|
8,697
|
||||||||||||
|
Investments Purchased With Proceeds From Securities Lending**
|
-
|
-
|
-
|
720,712
|
||||||||||||
|
Total Investments - Assets
|
$
|
2,884,006
|
$
|
-
|
$
|
-
|
$
|
3,604,718
|
||||||||
|
* See the Schedule of Investments for industry classifications.
|
|||||||
|
** Certain investments that are measured at fair value using the net asset value per share (or its equivalent) practical expedient have not been
categorized in the fair value hierarchy. The fair value amounts presented in the table are intended to permit reconciliation of the fair value hierarchy to the amounts presented in the Schedule of Investments.
|
|||||||