0001145549-23-074104.txt : 20231129 0001145549-23-074104.hdr.sgml : 20231129 20231129133059 ACCESSION NUMBER: 0001145549-23-074104 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231129 DATE AS OF CHANGE: 20231129 PERIOD START: 20230930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 231450783 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000075509 Preferred-Plus ETF C000234657 Preferred-Plus ETF IPPP NPORT-P 1 primary_doc.xml NPORT-P false 0001683471 XXXXXXXX S000075509 C000234657 Listed Funds Trust 811-23226 0001683471 549300C5D73JL0P1YC11 615 East Michigan Street Milwaukee 53202 414-516-1681 Preferred-Plus ETF S000075509 549300CO924GOKN2EE10 2023-09-30 2023-09-30 N 11427143.580000000000 82783.790000000000 11344359.790000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 66837.740000000000 N Innovative PP Blended Benchmark IYBLEND02 AT&T INC 549300Z40J86GGSTL398 00206R409 3073.000000000000 NS USD 70924.840000000000 0.6251991414 Long EP CORP US N 1 N N N AT&T INC 549300Z40J86GGSTL398 00206R508 1223.000000000000 NS USD 24729.060000000000 0.2179855052 Long EP CORP US N 1 N N N PRUDENTIAL FINANCIAL INC 5PRBRS5FEH7NREC8OR45 744320805 3010.000000000000 NS USD 72360.400000000000 0.6378535355 Long EP CORP US N 1 N N N PUBLIC STORAGE OP CO 549300LMZF40TKJ6DM64 74460W396 3654.000000000000 NS USD 62044.920000000000 0.5469230626 Long EP CORP US N 1 N N N AT&T INC 549300Z40J86GGSTL398 00206R706 5929.000000000000 NS USD 113718.220000000000 1.0024207809 Long EP CORP US N 1 N N N DIGITAL REALTY TRUST INC 549300HKCZ31D08NEI41 253868822 6000.000000000000 NS USD 121500.000000000000 1.0710168070 Long EP CORP US N 1 N N N PUBLIC STORAGE OP CO 549300LMZF40TKJ6DM64 74460W537 1096.000000000000 NS USD 19695.120000000000 0.1736115600 Long EP CORP US N 1 N N N REGIONS FINANCIAL CORP CW05CS5KW59QTC0DG824 7591EP704 6260.000000000000 NS USD 122696.000000000000 1.0815594910 Long EP CORP US N 1 N N N ENERGY TRANSFER LP MTLVN9N7JE8MIBIJ1H73 29273V605 7314.000000000000 NS USD 178681.020000000000 1.5750648191 Long EP CORP US N 1 N N N ENSTAR GROUP LTD 213800AMAL5QFXVUCN04 29359U109 6260.000000000000 NS USD 155811.400000000000 1.3734701903 Long EP CORP BM N 1 N N N EQUITABLE HOLDINGS INC 549300FIBAKMNHPZ4009 29452E200 7153.000000000000 NS USD 140914.100000000000 1.2421511889 Long EP CORP US N 1 N N N FIFTH THIRD BANCORP THRNG6BD57P9QWTQLG42 316773605 1877.000000000000 NS USD 48051.200000000000 0.4235690765 Long EP CORP US N 1 N N N FIFTH THIRD BANCORP THRNG6BD57P9QWTQLG42 316773860 4162.000000000000 NS USD 86777.700000000000 0.7649413595 Long EP CORP US N 1 N N N First American Government Obli 549300R5MYM6VZF1RM44 31846V336 13808.720000000000 NS USD 13808.720000000000 0.1217232198 Long STIV RF US N 1 N N N FIRST CITIZENS BANCSHARE 549300N3Z00ZHE2XC526 319626305 4685.000000000000 NS USD 93325.200000000000 0.8226572652 Long EP CORP US N 1 N N N FORD MOTOR COMPANY 20S05OYHG0MQM4VUIC57 345370837 6773.000000000000 NS USD 150902.440000000000 1.3301979379 Long EP CORP US N 1 N N N SCE TRUST III N/A 78409B207 5226.000000000000 NS USD 125476.260000000000 1.1060673526 Long EP CORP US N 1 N N N SCE TRUST IV N/A 78409G206 5216.000000000000 NS USD 108075.520000000000 0.9526806448 Long EP CORP US N 1 N N N SCE TRUST V N/A 78409W201 5322.000000000000 NS USD 116551.800000000000 1.0273986559 Long EP CORP US N 1 N N N SACHEM CAPITAL CORP N/A 78590A307 3013.000000000000 NS USD 73064.950000000000 0.6440641107 Long EP CORP US N 1 N N N FORD MOTOR COMPANY 20S05OYHG0MQM4VUIC57 345370845 6142.000000000000 NS USD 139361.980000000000 1.2284693238 Long EP CORP US N 1 N N N GOLDMAN SACHS GROUP INC 784F5XWPLTWKTBV3E584 38148B108 1276.000000000000 NS USD 32091.400000000000 0.2828841873 Long EP CORP US N 1 N N N SACHEM CAPITAL C N/A 78590A505 6260.000000000000 NS USD 125513.000000000000 1.1063912140 Long EP CORP US N 1 N N N SACHEM CAPITAL CORP N/A 78590A604 3013.000000000000 NS USD 64598.720000000000 0.5694346900 Long EP CORP US N 1 N N N HUDSON PACIFIC PROPERTIE N/A 444097307 3073.000000000000 NS USD 38228.120000000000 0.3369790866 Long EP CORP US N 1 N N N JACKSON FINANCIAL INC 213800WXW2KG1N4CO374 46817M206 5386.000000000000 NS USD 134919.300000000000 1.1893073078 Long EP CORP US N 1 N N N JPMORGAN CHASE & CO 8I5DZWZKVSZI1NUHU748 48128B549 5608.000000000000 NS USD 109748.560000000000 0.9674284140 Long EP CORP US N 1 N N N JPMORGAN CHASE & CO 8I5DZWZKVSZI1NUHU748 48128B648 4703.000000000000 NS USD 116587.370000000000 1.0277122038 Long EP CORP US N 1 N N N SEMPRA PBBKGKLRK5S5C0Y4T545 816851604 6260.000000000000 NS USD 142665.400000000000 1.2575888163 Long EP CORP US N 1 N N N SOUTHERN CO 549300FC3G3YU2FBZD92 842587800 3131.000000000000 NS USD 65907.550000000000 0.5809719651 Long EP CORP US N 1 N N N STATE STREET CORP 549300ZFEEJ2IP5VME73 857477608 5216.000000000000 NS USD 130712.960000000000 1.1522286177 Long EP CORP US N 1 N N N STATE STREET CORP 549300ZFEEJ2IP5VME73 857477855 4109.000000000000 NS USD 95328.800000000000 0.8403189053 Long EP CORP US N 1 N N N JPMORGAN CHASE & CO 8I5DZWZKVSZI1NUHU748 48128B655 9414.000000000000 NS USD 224147.340000000000 1.9758482995 Long EP CORP US N 1 N N N KKR REAL ESTATE FIN 549300K23AYZDZ2REL62 48251K209 5320.000000000000 NS USD 86716.000000000000 0.7643974769 Long EP CORP US N 1 N N N KEMPER CORP 549300FNI1JKTRY2PV09 488401308 4685.000000000000 NS USD 88827.600000000000 0.7830111319 Long EP CORP US N 1 N N N KEYCORP RKPI3RZGV1V1FJTH5T61 493267702 5216.000000000000 NS USD 115795.200000000000 1.0207292623 Long EP CORP US N 1 N N N STIFEL FINANCIAL CORP 549300E5F07FE5GHJX84 860630862 9303.000000000000 NS USD 153220.410000000000 1.3506307349 Long EP CORP US N 1 N N N SYNOVUS FINANCIAL CORP 549300EIUS8UN5JTLE54 87161C709 10272.000000000000 NS USD 221156.160000000000 1.9494811880 Long EP CORP US N 1 N N N SYNCHRONY FINANCIAL 549300RS7EWPM9MA6C78 87165B202 9230.000000000000 NS USD 148233.800000000000 1.3066740014 Long EP CORP US N 1 N N N TELEPHONE & DATA SYS N/A 879433787 6260.000000000000 NS USD 98595.000000000000 0.8691103053 Long EP CORP US N 1 N N N KEYCORP RKPI3RZGV1V1FJTH5T61 493267843 6616.000000000000 NS USD 130599.840000000000 1.1512314702 Long EP CORP US N 1 N N N MERCHANTS BANCORP 54930008Y0GPVLF81889 58844R884 2886.000000000000 NS USD 66580.020000000000 0.5868997566 Long EP CORP US N 1 N N N TRUIST FINANCIAL CORP 549300DRQQI75D2JP341 89832Q695 6664.000000000000 NS USD 124416.880000000000 1.0967289675 Long EP CORP US N 1 N N N US BANCORP N1GZ7BBF3NP8GI976H15 902973759 6260.000000000000 NS USD 135090.800000000000 1.1908190722 Long EP CORP US N 1 N N N US CELLULAR CORP 549300B164AZXESI6E03 911684801 3631.000000000000 NS USD 59766.260000000000 0.5268367815 Long EP CORP US N 1 N N N UNUM GROUP 549300E32YFDO6TZ8R31 91529Y601 3131.000000000000 NS USD 69633.440000000000 0.6138155109 Long EP CORP US N 1 N N N METLIFE INC C4BXATY60WC6XEOZDX54 59156R850 6350.000000000000 NS USD 128841.500000000000 1.1357317855 Long EP CORP US N 1 N N N METLIFE INC C4BXATY60WC6XEOZDX54 59156R876 5798.000000000000 NS USD 136658.860000000000 1.2046414476 Long EP CORP US N 1 N N N VORNADO REALTY TRUST N/A 929042794 1814.000000000000 NS USD 22656.860000000000 0.1997191593 Long EP CORP US N 1 N N N VORNADO REALTY TRUST N/A 929042810 8352.000000000000 NS USD 121772.160000000000 1.0734158847 Long EP CORP US N 1 N N N VOYA FINANCIAL INC 549300T065Z4KJ686G75 929089209 6715.000000000000 NS USD 160891.400000000000 1.4182501523 Long EP CORP US N 1 N N N WELLS FARGO & COMPANY PBLD0EJDB5FWOLXP3B76 949746465 3317.000000000000 NS USD 84185.460000000000 0.7420908853 Long EP CORP US N 1 N N N WELLS FARGO & COMPANY PBLD0EJDB5FWOLXP3B76 95002Y400 3000.000000000000 NS USD 50070.000000000000 0.4413647039 Long EP CORP US N 1 N N N WESBANCO INC N/A 950810705 5216.000000000000 NS USD 121011.200000000000 1.0667080579 Long EP CORP US N 1 N N N WESCO INTERNATIONAL INC 529900TXOGREY3WNJ434 95082P303 7258.000000000000 NS USD 191683.780000000000 1.6896835392 Long EP CORP US N 1 N N N WESTERN ALLIANCE BANCORP 5493003VJXZ5JXT9S762 957638406 7692.000000000000 NS USD 125994.960000000000 1.1106396688 Long EP CORP US N 1 N N N WINTRUST FINANCIAL CORP Q774KI4AW80FHFW33O61 97650W504 6386.000000000000 NS USD 147835.900000000000 1.3031665315 Long EP CORP US N 1 N N N ASPEN INSURANCE HLDG LTD 549300YX6HECG9XQCQ75 EP0575472 3131.000000000000 NS USD 56890.270000000000 0.5014850644 Long EP CORP BM N 1 N N N AGNC INVESTMENT CORP 5TRACI5HRMELWV32OF39 00123Q872 7308.000000000000 NS USD 158072.040000000000 1.3933976260 Long EP CORP US N 1 N N N AIR LEASE CORP 5493004NW4M4P8TMMK63 00912X500 6260.000000000000 NS USD 150240.000000000000 1.3243585604 Long EP CORP US N 1 N N N ALGONQUIN PWR & UTILITY 549300K5VIUTJXQL7X75 015857709 3194.000000000000 NS USD 81670.580000000000 0.7199223360 Long EP CORP CA N 1 N N N ATHENE HOLDING LTD 549300H316CT32FQXI76 04686J309 4145.000000000000 NS USD 99687.250000000000 0.8787384378 Long EP CORP BM N 1 N N N B RILEY FINANCIAL INC N/A 05580M793 3661.000000000000 NS USD 74867.450000000000 0.6599530638 Long EP CORP US N 1 N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 060505195 4291.000000000000 NS USD 99465.380000000000 0.8767826642 Long EP CORP US N 1 N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 06055H202 6260.000000000000 NS USD 127265.800000000000 1.1218420639 Long EP CORP US N 1 N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 06055H608 5438.000000000000 NS USD 91140.880000000000 0.8034025867 Long EP CORP US N 1 N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 06055H806 5474.000000000000 NS USD 93331.700000000000 0.8227145624 Long EP CORP US N 1 N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 06055H871 6564.000000000000 NS USD 125897.520000000000 1.1097807398 Long EP CORP US N 1 N N N BRIGHTHOUSE FINANCIAL IN 5493003T8SZSHOGGAW52 10922N202 3542.000000000000 NS USD 83201.580000000000 0.7334180292 Long EP CORP US N 1 N N N BRIGHTHOUSE FINANCIAL IN 5493003T8SZSHOGGAW52 10922N509 7458.000000000000 NS USD 183839.700000000000 1.6205383415 Long EP CORP US N 1 N N N BRIGHTHOUSE FINANCIAL IN 5493003T8SZSHOGGAW52 10922N707 3774.000000000000 NS USD 67932.000000000000 0.5988173970 Long EP CORP US N 1 N N N BROOKFIELD BRP HOLDINGS 549300NSPD7QJ50GZW26 11259P109 3500.000000000000 NS USD 51310.000000000000 0.4522952458 Long EP CORP CA N 1 N N N CHS INC XEIEFTLYDQ1MZ6TZV015 12542R506 4190.000000000000 NS USD 106845.000000000000 0.9418336687 Long EP CORP US N 1 N N N CHS INC XEIEFTLYDQ1MZ6TZV015 12542R803 4863.000000000000 NS USD 123131.160000000000 1.0853954060 Long EP CORP US N 1 N N N CMS ENERGY CORP 549300IA9XFBAGNIBW29 125896845 3131.000000000000 NS USD 72138.240000000000 0.6358952055 Long EP CORP US N 1 N N N CAPITAL ONE FINANCIAL CO ZUE8T73ROZOF6FLBAR73 14040H782 3175.000000000000 NS USD 56165.750000000000 0.4950984546 Long EP CORP US N 1 N N N CAPITAL ONE FINANCIAL CO ZUE8T73ROZOF6FLBAR73 14040H824 5283.000000000000 NS USD 98897.760000000000 0.8717791205 Long EP CORP US N 1 N N N CITIGROUP INC 6SHGI4ZSSLCXXQSBB395 172967341 2239.000000000000 NS USD 56467.580000000000 0.4977590719 Long EP CORP US N 1 N N N CITIGROUP INC 6SHGI4ZSSLCXXQSBB395 172967358 1224.000000000000 NS USD 31407.840000000000 0.2768586380 Long EP CORP US N 1 N N N CITIGROUP CAPITAL XIII N/A 173080201 4282.000000000000 NS USD 125591.060000000000 1.1070793092 Long EP CORP US N 1 N N N CITIZENS FINANCIAL GROUP 2138004JDDA4ZQUPFW65 174610204 6386.000000000000 NS USD 149943.280000000000 1.3217429875 Long EP CORP US N 1 N N N Cohen & Steers Limited Duratio FB4GVFNX9R92BO4AY061 19248C105 1220.000000000000 NS USD 20825.400000000000 0.1835749252 Long EC RF US N 1 N N N CONNECTONE BANCORP INC 549300E2M5ZYAZKUK134 20786W503 5206.000000000000 NS USD 88606.120000000000 0.7810587961 Long EP CORP US N 1 N N N MFA FINANCIAL INC YW72IMH2RRC8Z1TGLG58 55272X508 2618.000000000000 NS USD 49899.080000000000 0.4398580521 Long EP CORP US N 1 N N N MIDLAND STATES BANCORP 5493006RHXW9TTBWYC94 597742303 4609.000000000000 NS USD 110846.450000000000 0.9771062630 Long EP CORP US N 1 N N N MORGAN STANLEY IGJSJL3JD5P30I6NJZ34 61762V606 7415.000000000000 NS USD 172250.450000000000 1.5183796458 Long EP CORP US N 1 N N N MORGAN STANLEY IGJSJL3JD5P30I6NJZ34 61762V853 5000.000000000000 NS USD 125700.000000000000 1.1080396102 Long EP CORP US N 1 N N N MORGAN STANLEY IGJSJL3JD5P30I6NJZ34 61763E207 6569.000000000000 NS USD 164225.000000000000 1.4476356801 Long EP CORP US N 1 N N N NATIONAL RURAL UTIL COOP 4NYF266XZC35SCTGX023 637432105 5216.000000000000 NS USD 121376.320000000000 1.0699265736 Long EP CORP US N 1 N N N NY COMMUNITY BANCORP INC 529900HVXOTLY61GL030 649445202 7414.000000000000 NS USD 166740.860000000000 1.4698128681 Long EP CORP US N 1 N N N NISOURCE INC 549300D8GOWWH0SJB189 65473P881 5809.000000000000 NS USD 145805.900000000000 1.2852721767 Long EP CORP US N 1 N N N NUSTAR LOGISTICS LP N62BF2PKP51FIIOIUN20 67059T204 4081.000000000000 NS USD 104922.510000000000 0.9248870094 Long EP CORP US N 1 N N N OAKTREE CAPITAL GRP LLC 254900T1ODNFOK2L6090 674001409 3131.000000000000 NS USD 66001.480000000000 0.5817999536 Long EP CORP US N 1 N N N OLD NATL BANCORP 549300MMK90CL5KMVX16 68003D303 6260.000000000000 NS USD 149927.000000000000 1.3215994801 Long EP CORP US N 1 N N N PACWEST BANCORP 549300YI8VMFO7G36V04 695263202 8894.000000000000 NS USD 182238.060000000000 1.6064199600 Long EP CORP US N 1 N N N PEBBLEBROOK HOTEL TRUST 5493004Q1NNH6JXCSI52 70509V803 6260.000000000000 NS USD 123259.400000000000 1.0865258356 Long EP CORP US N 1 N N N ATHENE HOLDING LTD 549300H316CT32FQXI76 EP0572651 10415.000000000000 NS USD 225484.750000000000 1.9876375060 Long EP CORP BM N 1 N N N N/A N/A N/A 44.000000000000 NC USD .000000000000 0.0000000000 N/A DE US N 3 Cboe Options Exchange N/A Put Purchased S&P 500 Mini Index XSP 100.000000000000 360.000000000000 USD 2023-09-29 XXXX -1793.990000000000 N N N N/A N/A N/A -44.000000000000 NC USD .000000000000 0.0000000000 N/A DE US N 3 Cboe Options Exchange N/A Put Written S&P 500 Mini Index XSP 100.000000000000 425.000000000000 USD 2023-09-29 XXXX 14310.010000000000 N N N N/A N/A N/A 45.000000000000 NC USD 630.000000000000 0.0055534205 N/A DE US N 2 Cboe Options Exchange N/A Put Purchased S&P 500 Mini Index XSP 100.000000000000 370.000000000000 USD 2023-10-13 XXXX -349.770000000000 N N N N/A N/A N/A -45.000000000000 NC USD -35100.000000000000 -0.3094048554 N/A DE US N 2 Cboe Options Exchange N/A Put Written S&P 500 Mini Index XSP 100.000000000000 435.000000000000 USD 2023-10-13 XXXX -24559.770000000000 N N N N/A N/A N/A 46.000000000000 NC USD 1380.000000000000 0.0121646353 N/A DE US N 2 Cboe Options Exchange N/A Put Purchased S&P 500 Mini Index XSP 100.000000000000 370.000000000000 USD 2023-10-27 XXXX 286.450000000000 N N N N/A N/A N/A -46.000000000000 NC USD -38065.000000000000 -0.3355411914 N/A DE US N 2 Cboe Options Exchange N/A Put Written S&P 500 Mini Index XSP 100.000000000000 433.000000000000 USD 2023-10-27 XXXX -27980.550000000000 N N N ALGONQUIN PWR & UTILITY 549300K5VIUTJXQL7X75 015857808 6386.000000000000 NS USD 156648.580000000000 1.3808498928 Long EP CORP CA N 1 N N N AMERICAN EQUITY INVESTME 549300RK5RZQ740FPL83 025676503 7765.000000000000 NS USD 174945.450000000000 1.5421359445 Long EP CORP US N 1 N N N AMERICAN EQUITY INVESTME 549300RK5RZQ740FPL83 025676602 7314.000000000000 NS USD 177437.640000000000 1.5641044826 Long EP CORP US N 1 N N N ANNALY CAPITAL MGMT 2DTL0G3FPRYUT58TI025 035710847 3096.000000000000 NS USD 73530.000000000000 0.6481635047 Long EP CORP US N 1 N N N ANNALY CAPITAL MGMT 2DTL0G3FPRYUT58TI025 035710870 3042.000000000000 NS USD 77053.860000000000 0.6792261655 Long EP CORP US N 1 N N N ARBOR REALTY TRUST INC 549300ASFUWYQO0RW077 038923850 7251.000000000000 NS USD 133780.950000000000 1.1792728058 Long EP CORP US N 1 N N N 2023-11-29 Listed Funds Trust /s/Travis Babich Travis Babich Treasurer