0001145549-23-073388.txt : 20231128 0001145549-23-073388.hdr.sgml : 20231128 20231128153223 ACCESSION NUMBER: 0001145549-23-073388 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 231445819 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000070814 TrueShares Low Volatility Equity Income ETF C000225013 TrueShares Low Volatility Equity Income ETF DIVZ NPORT-P 1 primary_doc.xml NPORT-P false 0001683471 XXXXXXXX S000070814 C000225013 Listed Funds Trust 811-23226 0001683471 549300C5D73JL0P1YC11 C/O U.S. BANCORP FUND SERVICES LLC 615 East Michigan Street Milwaukee 53202 8336121912 TrueShares Low Volatility Equity Income ETF S000070814 549300HDZ3ZBMFM40D82 2023-12-31 2023-09-30 N 61964983.640000000000 515211.560000000000 61449772.080000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 N AT&T Inc 549300Z40J86GGSTL398 AT&T Inc COM USD1 00206R102 195838.000000000000 NS USD 2941486.760000000000 4.7868147601 Long EC CORP US N 1 N N N British American Tobacco PLC 213800FKA5MF17RJKT63 British American Tobacco PLC SPON ADS EACH REP 1 ORD LVL 110448107 90098.000000000000 NS USD 2829978.180000000000 4.6053517925 Long EC CORP GB N 1 N N N Broadcom Inc 549300WV6GIDOZJTV909 Broadcom Inc COM USD0.001 11135F101 2231.000000000000 NS USD 1853023.980000000000 3.0155099316 Long EC CORP US N 1 N N N Chevron Corp. N/A Chevron Corp. COM USD0.75 166764100 16202.000000000000 NS USD 2731981.240000000000 4.4458769293 Long EC CORP US N 1 N N N Coterra Energy Inc FCNMH6O7VWU7LHXMK351 Coterra Energy Inc COM USD0.10 127097103 66948.000000000000 NS USD 1810943.400000000000 2.9470302960 Long EC CORP US N 1 N N N CRH PLC 549300MIDJNNTH068E74 CRH PLC ORD EUR 0.32 (DI) G25508105 35419.000000000000 NS USD 1938481.870000000000 3.1545794303 Long EC CORP IE N 2 N N N Devon Energy Corporation 54930042348RKR3ZPN35 Devon Energy Corporation COM USD0.10 25179M103 36899.000000000000 NS USD 1760082.300000000000 2.8642617221 Long EC CORP US N 1 N N N Exxon Mobil Corporation J3WHBG0MTS7O8ZVMDC91 Exxon Mobil Corporation COM NPV 30231G102 25884.000000000000 NS USD 3043440.720000000000 4.9527290614 Long EC CORP US N 1 N N N First American Funds Inc. 549300J5J5SJCZ9IA369 First American Funds Inc. TREAS OBLIGS X 31846V328 3228068.250000000000 NS USD 3228068.250000000000 5.2531818113 Long STIV RF US N 1 N N N FirstEnergy Corp. 549300SVYJS666PQJH88 FirstEnergy Corp. COM USD0.10 337932107 68590.000000000000 NS USD 2344406.200000000000 3.8151584955 Long EC CORP US N 1 N N N Genuine Parts Co 549300D46DQVEU651W04 Genuine Parts Co COM USD1.00 372460105 12075.000000000000 NS USD 1743388.500000000000 2.8370951445 Long EC CORP US N 1 N N N Johnson & Johnson 549300G0CFPGEF6X2043 Johnson & Johnson COM USD1.00 478160104 9709.000000000000 NS USD 1512176.750000000000 2.4608337815 Long EC CORP US N 1 N N N Kenvue Inc. 5493008HSF8L4M2LIJ82 Kenvue Inc. COM 49177J102 104677.000000000000 NS USD 2101914.160000000000 3.4205402052 Long EC CORP US N 2 N N N Kinder Morgan, Inc. 549300WR7IX8XE0TBO16 Kinder Morgan, Inc. COM USD0.01 49456B101 132384.000000000000 NS USD 2194926.720000000000 3.5719037609 Long EC CORP US N 1 N N N The Kroger Co. 6CPEOKI6OYJ13Q6O7870 The Kroger Co. COM USD1.00 501044101 28086.000000000000 NS USD 1256848.500000000000 2.0453265447 Long EC CORP US N 1 N N N Lockheed Martin Corporation DPRBOZP0K5RM2YE8UU08 Lockheed Martin Corporation COM USD1.00 539830109 5532.000000000000 NS USD 2262366.720000000000 3.6816519304 Long EC CORP US N 1 N N N Medtronic PLC 549300GX3ZBSQWUXY261 Medtronic PLC USD0.0001 G5960L103 21620.000000000000 NS USD 1694143.200000000000 2.7569560352 Long EC CORP IE N 1 N N N Morgan Stanley IGJSJL3JD5P30I6NJZ34 Morgan Stanley COM USD0.01 617446448 22011.000000000000 NS USD 1797638.370000000000 2.9253784174 Long EC CORP US N 2 N N N New York Community Bancorp Inc. 529900HVXOTLY61GL030 New York Community Bancorp Inc. COM USD0.01 649445103 177821.000000000000 NS USD 2016490.140000000000 3.2815258247 Long EC CORP US N 1 N N N Philip Morris International Inc. HL3H1H2BGXWVG3BSWR90 Philip Morris International Inc. COM NPV 718172109 27845.000000000000 NS USD 2577890.100000000000 4.1951174313 Long EC CORP US N 1 N N N QUALCOMM Inc. H1J8DDZKZP6H7RWC0H53 QUALCOMM Inc. COM USD0.0001 747525103 18845.000000000000 NS USD 2092925.700000000000 3.4059128767 Long EC CORP US N 1 N N N UnitedHealth Group Inc. 549300GHBMY8T5GXDE41 UnitedHealth Group Inc. COM USD0.01 91324P102 6507.000000000000 NS USD 3280764.330000000000 5.3389365313 Long EC CORP US N 1 N N N Verizon Communications Inc. 2S72QS2UO2OESLG6Y829 Verizon Communications Inc. COM USD0.10 92343V104 86199.000000000000 NS USD 2793709.590000000000 4.5463302718 Long EC CORP US N 1 N N N AbbVie Inc. FR5LCKFTG8054YNNRU85 AbbVie Inc. COM USD0.01 00287Y109 12231.000000000000 NS USD 1823152.860000000000 2.9668993038 Long EC CORP US N 1 N N N Altria Group, Inc. XSGZFLO9YTNO9VCQV219 Altria Group, Inc. COM USD0.333333 02209S103 28203.000000000000 NS USD 1185936.150000000000 1.9299276626 Long EC CORP US N 1 N N N American Electric Power Co, Inc. 1B4S6S7G0TW5EE83BO58 American Electric Power Co, Inc. COM USD6.50 025537101 36604.000000000000 NS USD 2753352.880000000000 4.4806559680 Long EC CORP US N 1 N N N Analog Devices Inc. GYVOE5EZ4GDAVTU4CQ61 Analog Devices Inc. COM USD0.16 2/3 032654105 10375.000000000000 NS USD 1816558.750000000000 2.9561684096 Long EC CORP US N 1 N N N WEC Energy Group Inc. 549300IGLYTZUK3PVP70 WEC Energy Group Inc. COM USD0.01 92939U106 29938.000000000000 NS USD 2411505.900000000000 3.9243528794 Long EC CORP US N 1 N N N 2023-11-28 Listed Funds Trust /s/Travis Babich Travis Babich Treasurer XXXX NPORT-EX 2 divz.htm PART F 9/30/2023
TrueShares Low Volatility Equity Income ETF
  
Schedule of Investments
  
September 30, 2023 (Unaudited)
        
             
   
Shares
    
Value
  
COMMON STOCKS - 95.3%
        
Aerospace & Defense - 3.7%
            
Lockheed Martin Corp.
    
5,532
    
$
2,262,367
  
                 
Agriculture - 10.7%
                
Altria Group, Inc.
    
28,203
      
1,185,936
  
British American Tobacco PLC - ADR (a)
    
90,098
      
2,829,978
  
Philip Morris International, Inc.
    
27,845
      
2,577,890
  
             
6,593,804
  
Banks - 2.9%
                
Morgan Stanley
    
22,011
      
1,797,638
  
                 
Building Materials - 3.2%
                
CRH PLC (a)
    
35,419
      
1,938,482
  
                 
Cosmetics and Personal Care - 3.4%
                
Kenvue, Inc.
    
104,677
      
2,101,914
  
                 
Electric - 12.2%
                
American Electric Power Co., Inc.
    
36,604
      
2,753,353
  
FirstEnergy Corp.
    
68,590
      
2,344,406
  
WEC Energy Group, Inc.
    
29,938
      
2,411,506
  
             
7,509,265
  
Food - 2.1%
                
The Kroger Co.
    
28,086
      
1,256,849
  
                 
Healthcare Products - 2.8%
                
Medtronic PLC (a)
    
21,620
      
1,694,143
  
                 
Healthcare Services - 5.3%
                
UnitedHealth Group, Inc.
    
6,507
      
3,280,764
  
                 
Oil & Gas - 15.2%
                
Chevron Corp.
    
16,202
      
2,731,981
  
Coterra Energy, Inc.
    
66,948
      
1,810,943
  
Devon Energy Corp.
    
36,899
      
1,760,082
  
Exxon Mobil Corp.
    
25,884
      
3,043,441
  
             
9,346,447
  
Pharmaceuticals - 5.4%
                
AbbVie, Inc.
    
12,231
      
1,823,153
  
Johnson & Johnson
    
9,709
      
1,512,177
  
             
3,335,330
  
Pipelines - 3.6%
                
Kinder Morgan, Inc.
    
132,384
      
2,194,927
  
                 
Retail - 2.8%
                
Genuine Parts Co.
    
12,075
      
1,743,389
  
                 
Savings & Loans - 3.3%
                
New York Community Bancorp, Inc.
    
177,821
      
2,016,490
  
                 
Semiconductors - 9.4%
                
Analog Devices, Inc.
    
10,375
      
1,816,559
  
Broadcom, Inc.
    
2,231
      
1,853,024
  
QUALCOMM, Inc.
    
18,845
      
2,092,925
  
             
5,762,508
  
Telecommunications - 9.3%
                
AT&T, Inc.
    
195,838
      
2,941,486
  
Verizon Communications, Inc.
    
86,199
      
2,793,710
  
             
5,735,196
  
TOTAL COMMON STOCKS (Cost $59,978,464)
            
58,569,513
  
                 
MONEY MARKET FUNDS - 4.5%
          
First American Treasury Obligations Fund - Class X, 5.26% (b)
    
2,746,794
      
2,746,794
  
TOTAL MONEY MARKET FUNDS (Cost $2,746,794)
      
2,746,794
  
                 
TOTAL INVESTMENTS (Cost $62,725,258) - 99.8%
            
61,316,307
  
Other assets and liabilities, net - 0.2%
            
133,326
  
TOTAL NET ASSETS - 100.0%
          
$
61,449,633
  

Percentages are stated as a percent of net assets.
    

ADR
American Depositary Receipt
          
PLC
Public Limited Company
          
(a)
Foreign issued security.
          
(b)
The rate shown is the seven day yield at period end.
    
Fair Value Measurements
          
Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels.
Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs
(including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant
unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the
securities valuations may not be an indication of the risk or liquidity associated with investing in those securities.
  
             
The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3.
             
The following is a summary of the inputs used to value the Fund's investments carried at fair value as of September 30, 2023:

   
Level 1
    
Level 2
    
Level 3
    
Total
  
Investments - Assets:
                        
Common Stocks*
  
$
58,569,513
    
$
-
    
$
-
    
$
58,569,513
  
Money Market Funds
    
2,746,794
      
-
      
-
      
2,746,794
  
Total Investments - Assets
  
$
61,316,307
    
$
-
    
$
-
    
$
61,316,307
  
                                 
*See Schedule of Investments for industry classifications.