Dividend Performers ETF
|
Schedule of Investments
|
June 30, 2023 (Unaudited)
|
Shares
|
Value
|
|||||||||
COMMON STOCKS - 98.7%
|
||||||||||
Building Materials - 2.3%
|
||||||||||
Apogee Enterprises, Inc.
|
8,914
|
$
|
423,148
|
|||||||
Chemicals - 2.1%
|
||||||||||
The Sherwin-Williams Co. (a)
|
1,494
|
396,687
|
||||||||
Commercial Services - 7.9%
|
||||||||||
ABM Industries, Inc. (a)
|
7,860
|
335,229
|
||||||||
Automatic Data Processing, Inc.
|
1,615
|
354,961
|
||||||||
Booz Allen Hamilton Holdings Corp.
|
3,754
|
418,946
|
||||||||
Cintas Corp. (a)
|
737
|
366,348
|
||||||||
1,475,484
|
||||||||||
Computers - 4.1%
|
||||||||||
Accenture PLC - Class A (a)(b)
|
1,210
|
373,382
|
||||||||
Apple, Inc.
|
1,986
|
385,224
|
||||||||
758,606
|
||||||||||
Distribution & Wholesale - 4.1%
|
||||||||||
Fastenal Co. (a)
|
6,297
|
371,460
|
||||||||
WW Grainger, Inc. (a)
|
512
|
403,758
|
||||||||
775,218
|
||||||||||
Diversified Financial Services - 1.9%
|
||||||||||
SEI Investments Co.
|
5,958
|
355,216
|
||||||||
Electrical Components & Equipment - 2.0%
|
||||||||||
Emerson Electric Co. (a)
|
4,226
|
381,988
|
||||||||
Electronics - 7.7%
|
||||||||||
Agilent Technologies, Inc.
|
4,568
|
388,052
|
||||||||
Amphenol Corp. - Class A
|
2,699
|
324,555
|
||||||||
Brady Corp. - Class A
|
6,657
|
316,673
|
||||||||
Hubbell, Inc. (a)
|
1,240
|
411,134
|
||||||||
1,440,414
|
||||||||||
Food - 1.8%
|
||||||||||
The Kroger Co.
|
7,051
|
331,397
|
||||||||
Hand & Machine Tools - 4.2%
|
||||||||||
Lincoln Electric Holdings, Inc. (a)
|
2,041
|
405,404
|
||||||||
Snap-on, Inc. (a)
|
1,331
|
383,581
|
||||||||
788,985
|
||||||||||
Healthcare - Products - 3.9%
|
||||||||||
Abbott Laboratories (a)
|
3,207
|
349,627
|
||||||||
Stryker Corp.
|
1,219
|
371,905
|
||||||||
721,532
|
||||||||||
Healthcare - Services - 7.2%
|
||||||||||
Chemed Corp.
|
649
|
351,544
|
||||||||
Elevance Health, Inc.
|
764
|
339,438
|
||||||||
Humana, Inc.
|
677
|
302,707
|
||||||||
UnitedHealth Group, Inc. (a)
|
726
|
348,945
|
||||||||
1,342,634
|
||||||||||
Insurance - 7.5%
|
||||||||||
Globe Life, Inc.
|
3,194
|
350,126
|
||||||||
Marsh & McLennan Cos., Inc.
|
1,939
|
364,687
|
||||||||
The Hartford Financial Services Group, Inc.
|
4,883
|
351,674
|
||||||||
The Travelers Cos., Inc.
|
1,893
|
328,738
|
||||||||
1,395,225
|
||||||||||
Machinery - Diversified - 6.2%
|
||||||||||
Applied Industrial Technologies, Inc. (a)
|
2,672
|
386,986
|
||||||||
Dover Corp. (a)
|
2,470
|
364,695
|
||||||||
Rockwell Automation, Inc.
|
1,237
|
407,530
|
||||||||
1,159,211
|
||||||||||
Miscellaneous Manufacturing - 7.9%
|
||||||||||
A. O. Smith Corp.
|
5,084
|
370,013
|
||||||||
Donaldson Co., Inc. (a)
|
5,416
|
338,554
|
||||||||
Eaton Corp PLC (a)(b)
|
1,992
|
400,591
|
||||||||
Hillenbrand, Inc.
|
7,169
|
367,626
|
||||||||
1,476,784
|
||||||||||
Pharmaceuticals - 8.0%
|
||||||||||
AmerisourceBergen Corp. (a)
|
1,990
|
382,936
|
||||||||
Cardinal Health, Inc.
|
4,048
|
382,819
|
||||||||
Johnson & Johnson (a)
|
2,186
|
361,827
|
||||||||
McKesson Corp. (a)
|
874
|
373,469
|
||||||||
1,501,051
|
||||||||||
Retail - 5.9%
|
||||||||||
Genuine Parts Co. (a)
|
2,116
|
358,091
|
||||||||
Lowe's Cos., Inc.
|
1,178
|
365,934
|
||||||||
The Home Depot, Inc.
|
1,663
|
375,339
|
||||||||
1,099,364
|
||||||||||
Semiconductors - 2.4%
|
||||||||||
Broadcom, Inc. (a)
|
513
|
444,992
|
||||||||
Software - 3.9%
|
||||||||||
Microsoft Corp.
|
1,092
|
371,870
|
||||||||
Paychex, Inc. (a)
|
3,202
|
358,208
|
||||||||
730,078
|
||||||||||
Telecommunications - 3.8%
|
||||||||||
Cisco Systems, Inc.
|
7,216
|
373,356
|
||||||||
Motorola Solutions, Inc.
|
1,173
|
344,017
|
||||||||
717,373
|
||||||||||
Transportation - 3.9%
|
||||||||||
CSX Corp.
|
10,765
|
367,086
|
||||||||
United Parcel Service, Inc. - Class B
|
2,034
|
364,594
|
||||||||
731,680
|
||||||||||
TOTAL COMMON STOCKS (Cost $15,748,486)
|
18,447,067
|
|||||||||
MONEY MARKET FUNDS - 0.6%
|
||||||||||
First American Government Obligations Fund - Class X, 5.01% (d)
|
103,472
|
103,472
|
||||||||
TOTAL MONEY MARKET FUNDS (Cost $103,472)
|
103,472
|
|||||||||
Number of
|
||||||||||
Contracts (c)
|
Notional Value
|
|||||||||
PURCHASED OPTIONS - 0.0% (f)
|
||||||||||
PURCHASED PUT OPTIONS - 0.0% (f)
|
||||||||||
CBOE Mini S&P 500 Index
|
||||||||||
Expiration: July 2023, Exercise Price: $340 (e)
|
129
|
451
|
$ |
4,386,000
|
||||||
Expiration: July 2023, Exercise Price: $355 (e)
|
140
|
1,680
|
4,970,000
|
|||||||
Expiration: August 2023, Exercise Price: $360 (e)
|
158
|
3,792
|
5,688,000
|
|||||||
TOTAL PURCHASED OPTIONS (Cost $11,330)
|
5,923
|
|||||||||
TOTAL INVESTMENTS (Cost $15,863,288) - 99.3%
|
18,556,462
|
|||||||||
Other Assets and Liabilities, net - 0.7%
|
129,358
|
|||||||||
NET ASSETS - 100.0%
|
$
|
18,685,820
|
Percentages are stated as a percent of net assets.
|
||||||
CBOE Chicago Board Options Exchange
|
||||||
PLC Public Limited Company
|
||||||
(a) A portion or all of the security has been segregated
or earmarked as collateral for written options. As of June 30, 2023, the value of these securities amounts to $7,306,493 or 39.1% of net assets.
|
||||||
(b) Foreign issued security.
|
||||||
(c) Each contract has a multiplier of 100.
|
||||||
(d) The rate shown is the seven-day yield at period end.
|
||||||
(e) Held in connection with a written option, see Schedule of Written Options for more detail.
|
||||||
(f) Less than 0.05%.
|
Dividend Performers ETF
|
||||||||||||
Schedule of Written Options
|
||||||||||||
June 30, 2023 (Unaudited)
|
||||||||||||
Number of
|
||||||||||||
Contracts (a)
|
Value
|
Notional Value
|
||||||||||
WRITTEN OPTIONS - (0.2)%
|
||||||||||||
WRITTEN PUT OPTIONS - (0.2)%
|
||||||||||||
CBOE Mini S&P 500 Index
|
||||||||||||
Expiration: July 2023, Exercise Price: $405
|
129
|
$
|
2,193
|
$
|
5,224,500
|
|||||||
Expiration: July 2023, Exercise Price: $420
|
140
|
12,180
|
5,880,000
|
|||||||||
Expiration: August 2023, Exercise Price: $418
|
158
|
22,357
|
6,604,400
|
|||||||||
TOTAL WRITTEN OPTIONS (Premiums Received $99,337)
|
$
|
36,730
|
||||||||||
Percentages are stated as a percent of net assets.
|
||||||||||||
CBOE Chicago Board Options Exchange
|
||||||||||||
(a) Each contract has a multiplier of 100.
|
Fair Value Measurements
|
|||||||
Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad
levels. Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level
3 includes significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the securities valuations may not be an indication of the risk or liquidity associated with
investing in those securities.
|
|||||||
The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3.
|
|||||||
The following is a summary of the inputs used to value the Fund’s investments carried at fair value as of June 30, 2023:
|
Level 1
|
Level 2
|
Level 3
|
Total
|
|||||||||||||
Investments - Assets:
|
||||||||||||||||
Common Stocks*
|
$
|
18,447,067
|
$
|
-
|
$
|
-
|
$
|
18,447,067
|
||||||||
Money Market Funds
|
103,472
|
-
|
-
|
103,472
|
||||||||||||
Purchased Options
|
-
|
5,923
|
-
|
5,923
|
||||||||||||
Total Investments - Assets
|
$
|
18,550,539
|
$
|
5,923
|
$
|
-
|
$
|
18,556,462
|
||||||||
Other Financial Instruments - Liabilities:
|
||||||||||||||||
Written Put Options
|
$
|
-
|
$
|
36,730
|
$
|
-
|
$
|
36,730
|
||||||||
* See the Schedule of Investments for industry classifications.
|