Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bank N/A |
b. Street 1 | 1555 North River Center Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Books and records related to the custody of Fund assets |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Core Alternative Capital LLC |
b. Street 1 | 3930 East Jones Bridge Rd |
Street 2 | Suite 380 |
c. City | Peachtree Corners |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30092 |
g. Telephone number (including country code if foreign) | 8006170004 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for CCOR |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Wahed Invest LLC |
b. Street 1 | 12 East 49th Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10017 |
g. Telephone number (including country code if foreign) | 8559764747 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for HLAL |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Books and records related to transfer agency fund accounting and fund administration services provided |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services LLC |
b. Street 1 | 3 Canal Plaza |
Street 2 | Suite 100 |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 2075537116 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution data of the fund |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors LLC |
b. Street 1 | 111 East Kilbourn Avenue |
Street 2 | Suite 2200 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 4147103012 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution data of the fund |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Cabot ETF Partners LLC |
b. Street 1 | 28411 Northwestern Highway |
Street 2 | Suite 760 |
c. City | Southfield |
d. State, if applicable |
MICHIGAN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 48034 |
g. Telephone number (including country code if foreign) | 2483586500 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for CBTG |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Roundhill Financial LLC |
b. Street 1 | 154 W 14th Street |
Street 2 | 2nd Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10011 |
g. Telephone number (including country code if foreign) | 8772207649 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for Roundhill ETFs |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | Exchange Traded Concepts LLC |
b. Street 1 | 10900 Hefner Pointe Drive |
Street 2 | Suite 207 |
c. City | Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 73120 |
g. Telephone number (including country code if foreign) | 4057788377 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by sub-advisor for Roundhill ETFs |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | Liquid Strategies LLC |
b. Street 1 | 3550 Lenox Rd |
Street 2 | Suite 2550 |
c. City | Atlanta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30326 |
g. Telephone number (including country code if foreign) | 8667046857 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by advisor for Overlay Shares ETFs |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | TrueMark Investments LLC |
b. Street 1 | 9450 W Bryn Mawr |
Street 2 | |
c. City | Rosemont |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60018 |
g. Telephone number (including country code if foreign) | 8777748783 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for TrueShares ETFs |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | Purview Investments LLC |
b. Street 1 | 208 East 51st St |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10022 |
g. Telephone number (including country code if foreign) | 6174807812 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by sub-advisor for ECOZ |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Black Hill Capital Partners LLC |
b. Street 1 | 101 California St |
Street 2 | |
c. City | San Francisco |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94111 |
g. Telephone number (including country code if foreign) | 4158057885 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by sub-advisor for LRNZ |
Location books Record:
14 |
a. Name of person (e.g., a custodian of records) | SpiderRock Advisors LLC |
b. Street 1 | 300 S Riverside Plaza |
Street 2 | Suite 2340 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60606 |
g. Telephone number (including country code if foreign) | 3122569669 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by sub-advisor for TrueShares Structured Outcome Series |
Location books Record:
15 |
a. Name of person (e.g., a custodian of records) | Alternative Access Funds LLC |
b. Street 1 | One World Trade Center |
Street 2 | Suite 8500 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10007 |
g. Telephone number (including country code if foreign) | 9175355737 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for AAA |
Location books Record:
16 |
a. Name of person (e.g., a custodian of records) | Changebridge Capital LLC |
b. Street 1 | 180 Canal Street |
Street 2 | Suite 600 |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02114 |
g. Telephone number (including country code if foreign) | 6177172910 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for Changebridge ETFs |
Location books Record:
17 |
a. Name of person (e.g., a custodian of records) | Swan Capital Management LLC |
b. Street 1 | 1099 Main Avenue |
Street 2 | Suite 206 |
c. City | Durango |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 81301 |
g. Telephone number (including country code if foreign) | 9703828901 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for HEGD |
Location books Record:
18 |
a. Name of person (e.g., a custodian of records) | Swan Global Management LLC |
b. Street 1 | 20 Ridge Top |
Street 2 | |
c. City | Humacao |
d. State, if applicable | |
e. Foreign country, if applicable |
PUERTO RICO
|
f. Zip code and zip code extension, or foreign postal code | 00791 |
g. Telephone number (including country code if foreign) | 9703828901 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Advisor for HEGD |
Location books Record:
19 |
a. Name of person (e.g., a custodian of records) | Horizon Kinetics Asset Management LLC |
b. Street 1 | 470 Park Avenue South |
Street 2 | 3rd Floor South |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10016 |
g. Telephone number (including country code if foreign) | 6464957333 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for INFL |
Location books Record:
20 |
a. Name of person (e.g., a custodian of records) | Morgan Creek Capital Management, LLC |
b. Street 1 | 301 W. Barbee Chapel Road |
Street 2 | Suite 200 |
c. City | Chapel Hill |
d. State, if applicable |
NORTH CAROLINA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 27517 |
g. Telephone number (including country code if foreign) | 9199334004 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Advisor for SPXZ |
Location books Record:
21 |
a. Name of person (e.g., a custodian of records) | Exos Asset Management LLC |
b. Street 1 | 1023 Esplanade |
Street 2 | |
c. City | Pelham |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10803 |
g. Telephone number (including country code if foreign) | 2124988942 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Advisor for SPXZ |
Location books Record:
22 |
a. Name of person (e.g., a custodian of records) | Titleist Asset Management, Ltd. |
b. Street 1 | 777 East Sonterra Boulevard |
Street 2 | Suite 330 |
c. City | San Antonio |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 78258 |
g. Telephone number (including country code if foreign) | 2108262424 |
h. Briefly describe the books and records kept at this location:
| Books and records related to work done by Sub-Advisor for DIVZ |