0000894189-23-006622.txt : 20230830 0000894189-23-006622.hdr.sgml : 20230830 20230830145241 ACCESSION NUMBER: 0000894189-23-006622 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 EFFECTIVENESS DATE: 20230830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 231224887 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000075509 Preferred-Plus ETF C000234657 Preferred-Plus ETF IPPP 0001683471 S000075510 Dividend Performers ETF C000234658 Dividend Performers ETF IPDP N-PX 1 lift-innovative_npx.htm ANNUAL REPORT OF PROXY VOTING



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

Investment Company Act file number 811-23226


Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202


Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue
Milwaukee, Wisconsin 53202

Registrant's telephone number, including area code: (414) 516-3097


Date of fiscal year end: September 30


Date of reporting period: July 1, 2022 – June 30, 2023

Item 1. Proxy Voting Record.


Fund Name: Preferred-Plus ETF                      Date of Reporting Period: July 1, 2022 - June 30, 2023
   
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Cohen & Steers Ltd Dur. Pfd & Inc. Fund Inc.
4/26/2023
19248C105 1 of 2
LDP
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
For
For
1.  Director
   
   
01.  Michael G. Clark
   
   
02.  Dean A Junkans
   
   
03.  Romona Roger-Windsor
   
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Cohen & Steers Ltd Dur. Pfd & Inc. Fund Inc.
4/26/2023
19248C105 2 of 2
LDP
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
For
For
1.  Director
   
   
01.  Michael G. Clark
   
   
02.  Dean A Junkans
   
   
03.  Romona Roger-Windsor
   


Fund Name: Dividend Performers ETF                           Date of Reporting Period: July 1, 2022 - June 30, 2023
   
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
McKesson
7/21/2022
58155Q103
MCK
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Directors
Issuer
 
For
 
Richard Carmona MD
   
For
 
W. Roy Dunbar
   
For
 
James Hinton
   
For
 
Donald Knauss
   
For
 
Bradley Lerman
   
For
 
Linda Mantia
   
For
 
Maria Martinez
   
For
 
Susan Salka
   
For
 
Brian Tyler
   
For
 
Kathleen Wilson-Thompson
   
For
For
2.  Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2023
Issuer
 
For
For
3. Advisory vote on executive compensation
Issuer
 
For
For
4.  Approval of our 2022 stock plan
Issuer
 
For
For
5.  Approval of amendment to our  2000 Employee Stock Purchase Plan
Issuer
 
Against
Against
6.  Shareholder proposal on special shareholder meeting improvement
Share Holder
 
Against
Against
7.  Shareholder proposal on transparency in Rule 10b5-1 Trading Policy
Share Holder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Microchip Technology Inc.
8/23/2022
595017104 1:2
MCHP
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors:
Issuer
 
For
 
Matthew Chapman
   
For
 
Esther Johnson
   
For
 
Karlton Johnson
   
For
 
Wade Meyercord
   
For
 
Ganesh Moorthy
   
For
 
Karen Rapp
   
For
 
Steve Sanghi
   
For
For
2. Proposal to ratify appointment of Ernst & Young LLP a registered public accounting firm of Microchip for fiscal year ending March 31, 2023
Issuer
 
For
For
3.  Proposal approve, on an advisory (non-binding) basis, the compensation of named executives
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Microchip Technology Inc.
8/23/2022
595017104 2:2
MCHP
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors:
Issuer
 
For
 
Matthew Chapman
   
For
 
Esther Johnson
   
For
 
Karlton Johnson
   
For
 
Wade Meyercord
   
For
 
Ganesh Moorthy
   
For
 
Karen Rapp
   
For
 
Steve Sanghi
   
For
For
2. Proposal to ratify appointment of Ernst & Young LLP a registered public accounting firm of Microchip for fiscal year ending March 31, 2023
Issuer
 
For
For
3.  Proposal approve, on an advisory (non-binding) basis, the compensation of named executives
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
Paychex
10/13/2022
704326107
PAYX
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1. Election of Directors:
Issuer
 
For
 
Martin Mucci
   
For
 
Thomas Bonadio
   
For
 
Joseph Doody
   
For
 
David J S Flaschen
   
For
 
B Thomas Golisano
   
For
 
Pamela Joseph
   
For
 
Kevin Price
   
For
 
Joseph Tucci
   
For
 
Joseph Velli
   
For
 
Kara Wilson
   
For
For
2.  Advisory vote to approve named executive officer compensation
Issuer
 
For
For
3.  Ratification of selection of PricewaterhouseCoopers LLP to serve as independent registered public accounting firm
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Applied Industrial Technologies, Inc.
10/25/2022
03820C105
AIT
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1. Election of Directors
Issuer
 
For
 
Mary Dean Hall
   
For
 
Dan Komnenovich
   
For
 
Joe Raver
   
For
For
2.  Say on Pay - to approve, through a nonbinding advisory vote, the compensation of Applied's name executive officers
Issuer
 
For
For
3. Ratify the Audit Committee's appointment of independent auditors
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
KLA Corporation
11/2/2022
482480100
KLAC
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Director nominees
Issuer
 
For
 
Robert Calderoni
   
For
 
Jeneanne Hanley
   
For
 
Emiko Higashi
 
 
For
 
Kevin Kennedy
   
For
 
Gary Moore
   
For
 
Marie Myers
   
For
 
Kiran Patel
   
For
 
Victor Peng
   
For
 
Robert Rango
   
For
 
Richard Wallace
   
For
For
2. To ratify appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending June 30, 2023
Issuer
 
For
For
3.  To approve on a non-binding, advisory basis our named executive officer compensation
Issuer
 
Against
Against
4.  To consider a stockholder proposal requesting our Board to issue a report regarding net zero targets and climate transition planning, if properly presented at the meeting
Security Holder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
         
Cintas Corporation
10/25/2022
172908105.00
CTAS
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors:
Issuer
 
For
 
Gerald Adolph
   
For
 
John Barrett
   
For
 
Melanie Barstad
   
For
 
Karen Carnahan
   
For
 
Robert Coletti
   
For
 
Scott Farmer
   
For
 
Joseph Scaminace
   
For
 
Todd Schneider
   
For
 
Ronald Tysoe
   
For
 
2.  To approve on an advisory basis, named executive officer compensation
Issuer
 
For
 
3.  Ratify Ernst & Young LLP as independent registered public accounting firm for fiscal year 2023
Issuer
 
For
 
4.  Approval of amendments to the Company's restated articles of incorporation to eliminate the supermajority voting requirement for business combinations with interested persons
Issuer
 
For
 
5.  Approval of amendments to the Company's restate articles of incorporation to eliminate the supermajority voting requirement to remove directors for cause
Issuer
 
For
 
6.  Approval of amendments to the Company's restated articles of Incorporation to eliminate the supermajority voting requirement for shareholder approval of mergers, share exchanges, asset sales and dissolutions.
Issuer
 
Against
Against
7/  Shareholder proposal regarding special shareholder meeting improvement, if properly presented at the meeting
Security Holder
 
Against
Against
8.  Shareholder proposal regarding report on political contributions, if properly presented at the meeting
Security Holder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Oracle Corporation
11/16/2022
68389X105
ORCL
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
For
 
Awo Ablo
   
For
 
Jeffrey Berg
   
For
 
Michael Boskin
   
For
 
Safra Catz
   
For
 
Bruce Chizen
   
For
 
George Conrades
   
For
 
Lawrence Ellison
   
For
 
Rona Fairhead
   
For
 
Jeffrey Henley
   
For
 
Renee James
   
For
 
Charles Moorman
   
For
 
Leon Panetta
   
For
 
William Parrett
   
For
 
Naomi Seligman
   
For
 
Vishal Sikka
   
For
For
2.  Advisory vote to approve the compensation of our named executive officers
Issuer
 
For
For
3.  Ratification of the selection of our independent registered public account firm
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Donaldson Company
11/18/2022
257651108.00
DCI
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1 Election of Board of Directors:
Issuer
 
For
 
Douglas Milroy
   
For
 
Willard Oberton
   
For
 
Richard Olson
   
For
 
Jacinith Smiley
   
For
For
2.  Non-binding advisory vote on the compensation of our Named Executive Officers
Issuer
 
For
For
3.  Ratification of appointment of PricewaterhouseCoopers LLP as DCI's independent registered public accounting firm for the fiscal year ending July 31, 2023
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Accenture PLS
2/1/2023
G1151C101
CAN
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1 Election of Board of Directors:
Issuer
 
For
 
Jaime Ardila
   
For
 
Nancy McKinstry
   
For
 
Beth Mooney
   
For
 
Gilles Pelisson
   
For
 
Paula Price
   
For
 
Venkata (Murthy) Renduchintala
   
For
 
Arun Sarin
   
For
 
Julie Sweet
   
For
 
Tracy Travis
   
For
For
2. To approve, in a non-binding vote, the compensation of our named executive officers
Issuer
 
For 1 yr
For 1 yr
3.  to approve in a non-binding vote the frequency f future non-binding votes to approve the compensation of our named executive officers
Issuer
 
For
For
4.  Ratify in a non-binding vote, the appointment of KPMG LLP as auditor of ACN and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration
Issuer
 
For
For
5.  To grant the Board of Directors the authority to issue shares under Irish law
Issuer
 
For
For
6.  To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law
Issuer
 
For
For
7.  To determine the price range at which CAN can re-allot shares that it acquires as treasury shares under Irish law.
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Emerson Electric
2/7/2023
291011104
EMR
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors:
Issuer
 
For
 
1a.  Election of Director for terms ending in 2026: Martin Craighead
   
For
 
1b.  Election of Director for terms ending in 2026: Gloria Flach
   
For
 
1c.  Election of Director for terms ending in 2026: Matthew Levatich
   
For
For
2.  Ratification of KPMG LLP as independent registered public accounting firm
Issuer
 
For
For
3.  Approval by non-binding advisory vote of Emerson Electric Co executive compensation
Issuer
 
1 yr
1 yr
4.  Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
ABM Industries Inc.
3/22/2023
000957100
ABM
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1 Election of Directors:
Issuer
 
For
 
1a. Election of Director: Quincy Allen
   
For
 
1b. Election of Director: LeighAnne Baker
   
For
 
1c. Election of Director: Donald Colleran
   
For
 
1d. Election of Director: James DeVries
   
For
 
1e. Election of Director: Art Garcia
   
For
 
1f. Election of Director: Thomas Gartland
   
For
 
1g. Election of Director: Jill Golder
   
For
 
1h. Election of Director: Sudhakar Kesevan
   
For
 
1i. Election of Director: Scott Salmirs
   
For
 
1j. Election of Director: Winifred Webb
   
For
For
2.  Advisory vote to approve executive compensation
Issuer
 
1Yr
1 Yr
3.  Advisory vote on the frequency of the advisory vote to approve executive compensation
Issuer
 
For
For
4.  To ratify the appointment of KPMG LLP as ABM Industries Inc. independent registered public accounting firm for the fiscal year ending October 31, 2023
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Broadcom Inc.
4/3/2023
11135F101
AVGO
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
For
 
1a. Election of Director: Diane Bryant
   
For
 
1b. Election of Director: Gayla Delly
   
For
 
1c.  Election of Director: Raul Fernandez
   
For
 
1d.  Election of Director: Eddy Hartenstein
   
For
 
1e. Election of Director: Check Kian Low
   
For
 
1f. Election of Director: Justine Page
   
For
 
1g. Election of Director: Henry Samueli
   
For
 
1h. Election of Director: Hock E. Tan
   
For
 
1i. Election of Director: Henry L You
   
For
For
2. Ratification of appointment of Pricewaterhouse Coopers LLP as independent registered public accounting firm for fiscal year ending October 29, 2023
Issuer
 
For
For
3.  Approve an amendment and restatement of the 2021 Stock Incentive Plan
Issuer
 
For
For
4.  Advisory vote to approve the named executive officer compensation
Issuer
 
For 1 yr
For 1 yr
5.  Advisory vote on the frequency of the advisory vote on named executive officer compensation
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Genuine Parts Co.
5/1/2023
372460105
GPC
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors:
Issuer
 
For
 
1a.  Election of Director:  Elizabeth Camp
   
For
 
1b.  Election of Director: Richard Cox Jr
   
For
 
1c.  Election of Director: Pau Donahue
   
For
 
1d.  Election of Director:  Gary Fayard
   
For
 
1e.  Election of Director: P Russell Hardin
   
For
 
1f.  Election of Director: John Holder
   
For
 
1g.  Election of Director: Donna Hyland
   
For
 
1h.  Election of Director:  John D Johns
   
For
 
1i.  Election of Director:  Jean-Jacques Lafont
   
For
 
1j.  Election of Director: Robert C "Robin" Loudermilk Jr
   
For
 
1k.  Election of Director:  Wendy Needham
   
For
 
1l.  Election of Director: Juliette Pryor
   
For
 
1m.  Election of Director: E Jenner Wood III
   
For
For
2. Advisory vote on executive compensation
Issuer
 
For 1 yr
For 1 yr
3.  Frequency of advisory vote on executive compensation
Issuer
 
For
For
4.  Ratification of selection of Ernst & Young LLP as Company's independent auditor for the fiscal year ending Dec. 31, 2023
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Amerisourcebergen Corp
3/8/2023
03073E105
ABC
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1. Election of Directors
Issuer
 
For
 
1a.Ornella Barra
   
For
 
1b. Steven Collis
   
For
 
1c. D Mark Duncan
   
For
 
1.d Richard Gochnauer
   
For
 
1.e Lon Greenberg
   
For
 
1f. Kathleen Hyle
   
For
 
1g. Lorence Kim MD
   
For
 
1h. Henry McGee
   
For
 
1i. Redonda Miller MD
   
For
 
1j. Dennis Nally
   
For
For
2. Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2023
Issuer
 
For
For
Advisory vote to approve compensation of Company's named executive offices
Issuer
 
For 1 yr
For 1 yr
4.  Advisory vote on frequency of shareholder vote on compensation of Company's named executive officers
Issuer
 
For
For
5.  Shareholder proposal regarding shareholder ratification of termination pay
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
The Sherwin-Williams Co
4/19/2023
824348106
SHW
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
For
 
1a.  Kerrii Anderson
   
For
 
1b.  Arthur Anton
   
For
 
1c.  Jeff Fettig
   
For
 
1d.  John Morikis
   
For
 
1e.  Christine Poon
   
For
 
1f.  Aaron Powell
   
For
 
1g.  Marta Stewart
   
For
 
1h. Michael Thaman
   
For
 
1i. Matthew Thornton III
   
For
For
2.  Advisory approval on compensation of named executives
Issuer
 
For 1 yr
For 1 yr
3.  Advisory approval on frequency of the advisory vote on the compensation of named executives
Issuer
 
For
For
4.  Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Snap-On Inc.
4/27/2023
833034101
SNA
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
For
 
1a.  David Adams
   
For
 
1b.  Karen Daniel
   
For
 
1c.  Ruth Ann Gillis
   
For
 
1d.  James Holden
   
For
 
1e.  Nathan Jones
   
For
 
1f.  Henry Knueppel
   
For
 
1g.  W Dudley Lehman
   
For
 
1h.  Nicholas Pinchuk
   
For
 
1i.  Gregg Sherrill
   
For
 
1j.  Donald Stebbins
   
For
For
2.  Proposal to ratify appointment of Deloitte& Touche LLP as SNA's independent registered public accounting firm for fiscal 2023
Issuer
 
For
For
3.  Advisory vote to approve compensation of SNA's namedeecutive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement
Issuer
 
For
For
4.  Advisory vote related to the frequency of future advisory votes to approve the compensation of SNA's named executive officers
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Abbott Laboratories
4/28/2023
002824100
ABT
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
For
 
1a.  R J Alpern
   
For
 
1b. C Babineaux-Fontenot
   
For
 
1c. S E Blount
   
For
 
1d.  R B Ford
   
For
 
1e.  P Gonzalez
   
For
 
1f.  M A Kumbier
   
For
 
1g.  D W McDew
   
For
 
1h.  N McKinstry
   
For
 
1i.  M G O'Grady
   
For
 
1j.  M F Roman
   
For
 
1k.  D J Starks
   
For
 
1l.  J G Stratton
   
For
For
2.  Ratification of Ernst & Young LLP as auditors
Issuer
 
For
For
3.  So on Pay - an advisory vote on the approval of executive compensation
Issuer
 
For 1 yr
For 1 yr
4.  Say when on Pay - an advisory vote on the approval of the frequency of shareholder votes on executive compensation
Issuer
 
For
For
5.  Shareholder proposal - special shareholder meeting threshold
Shareholder
 
For
For
6.  Shareholder proposal - Independent Board Chairman
Shareholder
 
For
For
7.  Shareholder Proposal - Lobbying Disclosure
Shareholder
 
For
For
8.  Shareholder Proposal - Incentive Compensation
Shareholder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Fastenal Co
4/22/2023
311900104
FAST
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1. Election of Directors
Issuer
 
   
1a.  Scott Satterlee
   
   
1b.  Michael Ancius
   
   
1c.  Stephen Eastman
   
   
1d.  Daniel Florness
   
   
1e.  Rita Heise
   
   
1f.  Hsenghung Sam Hsu
   
   
1g.  Daniel Johnson
   
   
1h.  Nicholas Lundquist
   
   
1i.  Sarah Nielsen
   
   
1j.  Reyne Wisecup
   
For
For
2.  Ratification of appointment of KPMG LLP as independent registered public accounting firm for the 2023 fiscal year.
Issuer
 
For
For
3.  Approval, by non-binding vote, of executive compensation
Issuer
 
For 1 yr
For 1 yr
4.  Approval, by non-binding vote, on the frequency of future executive compensation votes
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Avery Dennison Corp.
4/27/2023
053611109
AVY
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
   
   
1a.  Bradley Alford
   
   
1b. Anthony Anderson
   
   
1c.  Mitchell Butier
   
   
1d.  Ken Hicks
   
   
1e. Andres Lopez
   
   
1f.  Francesca Reverberi
   
   
1g.  Patrick Siewert
   
   
1h.  Julie Sullivan
   
   
1i.  Martha Sullivan
   
   
1j.  William Wagner
   
For
For
2.  Approval, on an advisory basis, of our executive compensation
Issuer
 
For 1 yr
For 1 yr
3.  Approval, on an advisory basis, of the frequency of advisory votes to approve executive compensation
Issuer
 
For
For
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Johnson&Johnson
4/27/2023
478160104
JNJ
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
   
1a. Darius Adamczyk
   
   
1b. Mary Beckerle
   
   
1c.  D Scott Davis
   
   
1d.  Jennifer Doudna
   
   
1e. Joaquin Duato
   
   
1f.  Marilyn Hewson
   
   
1g.  Paula Johnson
   
   
1h. Hubert Joly
   
   
1i.  Mark McClellan
   
   
1j.  Anne Mulcahy
   
   
1k.  Mark Weinberger
   
   
1l.  Nadja West
   
For
For
2.  Advisory vote to approve named executive officer compensation
Issuer
 
For 1 yr
For 1 yr
3.  Advisory vote on frequency of voting to approve named executive officer compensation
Issuer
 
For
For
4.  Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm
Issuer
 
Against
NONE
5.  Proposal withdrawn (federal securities Laws mandatory arbitration bylaw)
Shareholder
 
Against
Against
6.  Vaccine pricing report
Shareholder
 
Against
Against
7.  Executive compensation adjustment policy
Shareholder
 
Against
Against
8.  Impact of extended patent exclusives on product access
Shareholder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Lincoln Electric Holdings, Inc
4/19/2023
533900106
LECO
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors:
Issuer
 
   
Brian Chambers
   
   
Curtis Espeland
   
   
Patrick Goris
   
   
Michael Hilton
   
   
Kathryn Jo Lincoln
   
   
Christopher Mapes
   
   
Phillip Mason
   
   
Ben Patel
   
   
Hellene Runtagh
   
   
Kylle Walker
   
For
For
2.  Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 223
Issuer
 
For
For
3.  To approve, on an advisory basis, the compensation of our named executive officers
Issuer
 
For 1 yr
For 1 yr
4.  To recommend, on an advisory basis, the frequency of future advisory votes to approve the compensation of our named executive officers
Issuer
 
For
For
5.  To approve Lincoln Electric's 2023 equity and incentive compensation plan
Issuer
 
For
For
6.  To approve Lincoln Electric's 2023 Stock Plan for non-employee directors
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
W.W. Grainger Inc
4/26/2023
384802104
GWW
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
   
1a. Rodney Adkins
   
   
1b. V Ann Hailey
   
   
1c.  Katherine Jaspon
   
   
1d.  Stuart Levenick
   
   
1e. D.G. Macpherson
   
   
1f.  Neil Novich
   
   
1g.  Beatriz Perez
   
   
1h. E Scott Santi
   
   
1i.  Susan Slavik Williams
   
   
1j.  Lucas Watson
   
   
1k. Steven White
   
For
For
2.  Proposal ratify appointment of Ernst & Young LLp as independent auditor for the year ending December 31, 2023
Issuer
 
For
For
3.  Say on Pay proposal to approve on a non-binding advisory basis the compensation of GWW named executive officers
Issuer
 
For 1 yr
For 1 yr
4. Say when on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of GWW named executive officers
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Dover Corp.
5/5/2023
260003108
DOV
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
   
1a. D L DeHaas
   
   
1b. H J Gilbertson, Jr.
   
   
1c.  K C Graham
   
   
1d.  M F Johnston
   
   
1e. M Manley
   
   
1f. E A Spiegel
   
   
1g. R  J Tobin
   
   
1h. S M Todd
   
   
1i.  K E Wandell
   
For
For
2.  To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023
Issuer
 
For
For
3. To approve, on an advisory basis, named executive officer compensation
Issuer
 
For 1 yr
For 1 yr
4.  To approve, on an advisory basis, the frequency of holding an advisory vote on the executive compensation
Issuer
 
Against
Against
5.  To consider a shareholder proposal regarding the approval of certain termination payments
Shareholder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Hubbell Inc.
5/23/2023
443510607
HUBB
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
   
01  Gerben Bakker
   
   
02  Carlos Cardoso
   
   
03  Anthony Guzzi
   
   
04  Rhett Hernandez
   
   
05  Neal Keating
   
   
06  Bonnie Lind
   
   
07 John Mally
   
   
08  Jennifer Pollino
   
   
09  John Russell
   
For
For
2.  To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2023 proxy statement
Issuer
 
For
For
3. To recommend, by non-binding vote, the frequency with which executive compensation will be subject to a shareholder vote
Issuer
 
For
For
4.  To ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the year 2023
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Cohen & Steers, Inc.
5/4/2023
19247A100
CNS
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors:
Issuer
 
For
 
1a.  Martin Cohen
   
For
 
1b.  Robert Steers
   
For
 
1c.  Joseph Harvey
   
For
 
1d.  Reena Aggarwal
   
For
 
1e.  Frank Connor
   
For
 
1f.  Peter Rhein
   
For
 
1g.  Richard Simon
   
For
 
1h.  Dasha Smith
   
For
 
1i.  Edmond Villani
   
For
For
2.  Ratification of Deloitte & Touche LLP as company's independent registered public accounting firm for the current fiscal year ending December 31, 2023
Issuer
 
For
For
3.  Approval on a non-binding advisory vote, of the compensation of the company's named executive officers
Issuer
 
For 1 yr
For 1 yr
4.  The determination with respect to the frequency of soliciting non-binding advisory votes on the compensation of the company's named executive officers
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
3M Company
5/9/2023
88579Y101
MMM
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors for a term of one year
Issuer
 
For
 
1a.  Thomas "Tony" K Brown
   
For
 
1b.  Anne H Chow
   
For
 
1c.  David B Dillon
   
For
 
1d.  Michael L Eskew
   
For
 
1e.  James R Fitterling
   
For
 
1f.  Amy E Hood
   
For
 
1g.  Suzan Kereere
   
For
 
1h. Gregory R Page
   
For
 
1i.  Pedro J Pizarro
   
For
 
1j.  Michael F Roman
   
For
For
2.  To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm
Issuer
 
For
For
3.  Advisory approval of executive compensation
Issuer
 
For 1 yr
For 1 yr
4.  Advisory approval on the frequency of advisory votes on executive compensation
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Eaton Corporation, PLC
4/26/2023
G29183103
ETN
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
For
 
1a.  Craig Arnold
   
For
 
1b.  Oliver Leonetti
   
For
 
1c.  Silvio Napoli
   
For
 
1d.  Gregory R. Page
   
For
 
1e.  Sandra Pianalto
   
For
 
1f. Robert V Pragada
   
For
 
1g.  Lori J. Ryerkerk
   
For
 
1h.  Gerald B. Smith
   
For
 
1i.  Dorothy C Thompson
   
For
 
1j. Darryl L Wilson
   
For
For
2.  Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration
Issuer
 
For
For
3.  Approving on an advisory basis, the Company's executive compensation
Issuer
 
For 1 yr
For 1 yr
4.  Approving, on an advisory basis, the frequency of executive compensation votes
Issuer
 
For
For
5.  Approving a proposal to grant the Board authority to issue shares
Issuer
 
For
For
6.  Approving a proposal to grant the Board authority to opt out of pre-emption rights
Issuer
 
For
For
7. Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares.
Issuer
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Unitedhealth Group Inc.
6/5/2023
91324P102
UNH
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
For
For
1.  Election of Directors
Issuer
 
For
 
1a Timothy Flynn
   
For
 
1b Paul Garcia
   
For
 
1c Kristen Gil
   
For
 
1d Stephen Hemsley
   
For
 
1e Michele Hooper
   
For
 
1f F William McNabb III
   
For
 
1g Valerie Montgomery Rice
   
For
 
1h John Noseworthy MD
   
For
 
1i Andrew Witty
   
For
 
2.  Advisory approval of the Company's executive compensation
Issuer
 
For 1 yr
For 1 yr
3.  Advisory approval of the frequency of holding future say-on-pay votes
Issuer
 
For
For
4.  Ratification of appointment of  Deloitte & Touche LLP as independent registered public accounting firm for the Company for the year ending December 31, 2023
Issuer
 
For
Against
5.  If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit.
Shareholder
 
For
Against
6.  If properly presented at the 2023 Annual meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report
Shareholder
 
For
Against
7.  If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay.
Shareholder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
Target Corporation6-14-23
6/5/2023
87612E106
TGT
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
         
 
For
1.  Election of Directors
Issuer
 
For
 
1a David Abney
   
For
 
1b  Douglas M Baker Jr
   
For
 
1c  George Barrett
   
For
 
1d  Gail Boudreaux
   
For
 
1e  Brian Cornell
   
For
 
1f Robert Edwards
   
For
 
1g  Donald Knauss
   
For
 
1h  Christine Leahy
   
For
 
1i  Monica Lozano
   
For
 
1j Grace Puma
   
For
 
1k  Derica Rice
   
For
 
1l  Dmitri Stockton
   
For
For
2.  Company proposal to ratify appointment of Erst & Young LL as our independent registered public accounting firm
Issuer
 
For
For
3.  Company proposal to approve on an advisory basis, our executive compensation (say on pay)
Issuer
 
For
For
4.  Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (say on pay vote frequency
Issuer
 
For
For
5.  Shareholder proposal to adopt a policy for an independent chairman
Shareholder
 
         
Company Name
Meeting Date
Provider Security ID
Ticker
Meeting Type
         
McKesson Crop
7/21/2023
58155Q103
MCK
Annual
         
Vote
MRV
Proposal
Proposed by Issuer or Security Holder
 
 
For
1.  Election of Directors for a one-year term:
Issuer
 
For
 
1a  Richard Carmona, M.D.
   
For
 
1b  Dominic Caruso
   
For
 
1c  W Roy Dunbar
   
For
 
1d  James H Hinton
   
For
 
1e  Donald R Knauss
   
For
 
1f  Bradley E Lerman
   
For
 
1g  Linda P Mantia
   
For
 
1h  Maria Martinez
   
For
 
1i  Susan R Salka
   
For
 
1j  Brian S Tyler
   
For
 
1l  Kathleen Wilson-Thompson
   
For
For
2  Ratification of appointment of Deloitte & Touche LLP as companys independent registered public accounting firm for fiscal year 2024
Issuer
 
For
For
3.  Advisory vote on executive compensation
Issuer
 
For
For
4.  Advisory vote on the frequency of the advisory vote on executive compensation
Issuer
 
Against
Against
5. Shareholder proposal requesting shareholder ratification of termination pay
Shareholder
 



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Listed Funds Trust

By (Signature and Title)*  /s/ Gregory C. Bakken                                                                           
                                         Gregory C. Bakken
                                         President

Date:            8/29/2023                                                                                                


* Print the name and title of each signing officer under his or her signature.