0000894189-23-006621.txt : 20230830 0000894189-23-006621.hdr.sgml : 20230830 20230830144349 ACCESSION NUMBER: 0000894189-23-006621 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 EFFECTIVENESS DATE: 20230830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 231224850 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000069997 Changebridge Long/Short Equity ETF C000222872 Changebridge Long/Short Equity ETF CBLS 0001683471 S000069998 Changebridge Select Equity ETF C000222873 Changebridge Select Equity ETF CBSE N-PX 1 lift-changebridge_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23226 NAME OF REGISTRANT: Listed Funds Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President/Principal Executive Officer Listed Funds Trust c/o U.S. Bank Global Fund Services 777 East Wisconsin Ave Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-516-3097 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 Changebridge Long/Short Equity ETF -------------------------------------------------------------------------------------------------------------------------- 2U, INC. Agenda Number: 935828054 -------------------------------------------------------------------------------------------------------------------------- Security: 90214J101 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: TWOU ISIN: US90214J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director to serve Mgmt For For until the 2024 Annual Meeting: John M. Larson 1b. Election of Class III Director to serve Mgmt For For until the 2024 Annual Meeting: Edward S. Macias 2. Approval, on a non-binding advisory basis, Mgmt For For of the compensation of the Company's Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the 2023 fiscal year. 4. Approval of an amendment to our Employee Mgmt For For Stock Purchase Plan to increase the number of authorized shares. 5. Approval of an amendment to our Certificate Mgmt For For of Incorporation to permit the exculpation of officers. -------------------------------------------------------------------------------------------------------------------------- ARCOS DORADOS HOLDINGS INC Agenda Number: 935822622 -------------------------------------------------------------------------------------------------------------------------- Security: G0457F107 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: ARCO ISIN: VGG0457F1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Consideration and approval of the Financial Mgmt For For Statements of the Company corresponding to the fiscal year ended December 31, 2022, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2022. 2. Appointment and remuneration of EY Mgmt For For (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2023. 3. DIRECTOR Mr. Michael Chu Mgmt For For Mr. Jose Alberto Velez Mgmt For For Mr. Jose Fernandez Mgmt For For Ms. Karla Berman Mgmt For For -------------------------------------------------------------------------------------------------------------------------- B2GOLD CORP. Agenda Number: 935876461 -------------------------------------------------------------------------------------------------------------------------- Security: 11777Q209 Meeting Type: Annual and Special Meeting Date: 23-Jun-2023 Ticker: BTG ISIN: CA11777Q2099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at nine (9). Mgmt For For 2 DIRECTOR Clive Johnson Mgmt For For Jerry Korpan Mgmt For For Kevin Bullock Mgmt For For George Johnson Mgmt For For Robin Weisman Mgmt For For Liane Kelly Mgmt For For Lisa Pankratz Mgmt For For Thabile Makgala Mgmt For For Kelvin Dushnisky Mgmt For For 3 Appointment of PricewaterhouseCoopers LLP Mgmt For For as Auditors of B2Gold Corp. for the ensuing year and authorizing the Directors to fix their remuneration. 4 To approve an increase to the aggregate Mgmt For For number of common shares reserved under B2Gold's Restricted Share Unit Plan by 5,000,000 common shares for an aggregate total of 30,000,000 common shares, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 23, 2023. 5 To approve a non-binding advisory Mgmt For For resolution accepting B2Gold's approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 23, 2023. -------------------------------------------------------------------------------------------------------------------------- BANK7 CORP. Agenda Number: 935809078 -------------------------------------------------------------------------------------------------------------------------- Security: 06652N107 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: BSVN ISIN: US06652N1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William M. Buergler Mgmt For For 1b. Election of Director: Teresa "Tracy" L. Mgmt For For Dick 1c. Election of Director: Edward "Ed" P. Gray Mgmt For For 1d. Election of Director: William B. "Brad" Mgmt For For Haines 1e. Election of Director: John T. "J.T." Mgmt For For Phillips 1f. Election of Director: J. Michael Sanner Mgmt For For 1g. Election of Director: Thomas L. "Tom" Mgmt For For Travis 1h. Election of Director: Gary D. Whitcomb Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For FORVIS, LLP as the independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- BLUE BIRD CORPORATION Agenda Number: 935764832 -------------------------------------------------------------------------------------------------------------------------- Security: 095306106 Meeting Type: Annual Meeting Date: 08-Mar-2023 Ticker: BLBD ISIN: US0953061068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas Grimm Mgmt For For Philip Horlock Mgmt For For Jared Sperling Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation ("say-on-pay" vote). 3. To ratify the appointment of the Company's Mgmt For For independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- BOWLERO CORP. Agenda Number: 935727214 -------------------------------------------------------------------------------------------------------------------------- Security: 10258P102 Meeting Type: Annual Meeting Date: 14-Dec-2022 Ticker: BOWL ISIN: US10258P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Angelakis Mgmt For For Robert J. Bass Mgmt For For Sandeep Mathrani Mgmt For For Brett I. Parker Mgmt For For Alberto Perlman Mgmt For For Thomas F. Shannon Mgmt For For Rachael A. Wagner Mgmt For For Michelle Wilson Mgmt For For John A. Young Mgmt For For 2. The ratification of the appointment of Mgmt For For Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 2, 2023. -------------------------------------------------------------------------------------------------------------------------- BRIGHTVIEW HOLDINGS, INC. Agenda Number: 935758194 -------------------------------------------------------------------------------------------------------------------------- Security: 10948C107 Meeting Type: Annual Meeting Date: 07-Mar-2023 Ticker: BV ISIN: US10948C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Abrahamson Mgmt For For Jane Okun Bomba Mgmt For For William Cornog Mgmt For For Frank Lopez Mgmt For For Andrew V. Masterman Mgmt For For Paul E. Raether Mgmt For For Richard W. Roedel Mgmt For For Mara Swan Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as BrightView Holdings, Inc.'s independent registered public accounting firm for Fiscal 2023. 3. To approve the amendment to the BrightView Mgmt For For Holdings, Inc. Third Amended and Restated Certificate of Incorporation. -------------------------------------------------------------------------------------------------------------------------- CARIBOU BIOSCIENCES, INC Agenda Number: 935698285 -------------------------------------------------------------------------------------------------------------------------- Security: 142038108 Meeting Type: Annual Meeting Date: 20-Sep-2022 Ticker: CRBU ISIN: US1420381089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class 1 Director: Scott Mgmt For For Braunstein, M.D. 1b. Election of Class 1 Director: Ran Zheng, Mgmt For For M.S. 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022 -------------------------------------------------------------------------------------------------------------------------- CAVCO INDUSTRIES, INC. Agenda Number: 935680149 -------------------------------------------------------------------------------------------------------------------------- Security: 149568107 Meeting Type: Annual Meeting Date: 02-Aug-2022 Ticker: CVCO ISIN: US1495681074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David A. Greenblatt Mgmt For For 1b. Election of Director: Richard A. Kerley Mgmt For For 1c. Election of Director: Julia W. Sze Mgmt For For 2. Proposal to approve the advisory Mgmt For For (non-binding) resolution relating to executive compensation. 3. Ratification of the appointment of RSM US Mgmt For For LLP as the independent registered public accounting firm for fiscal 2023. -------------------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Agenda Number: 935824107 -------------------------------------------------------------------------------------------------------------------------- Security: 16115Q308 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: GTLS ISIN: US16115Q3083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jillian C. Evanko Mgmt For For 1b. Election of Director: Andrew R. Cichocki Mgmt For For 1c. Election of Director: Paula M. Harris Mgmt For For 1d. Election of Director: Linda A. Harty Mgmt For For 1e. Election of Director: Paul E. Mahoney Mgmt For For 1f. Election of Director: Singleton B. Mgmt For For McAllister 1g. Election of Director: Michael L. Molinini Mgmt For For 1h. Election of Director: David M. Sagehorn Mgmt For For 1i. Election of Director: Spencer S. Stiles Mgmt For For 1j. Election of Director: Roger A. Strauch Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP, an independent registered public accounting firm, to examine the financial statements of the Company for the year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Agenda Number: 935839792 -------------------------------------------------------------------------------------------------------------------------- Security: 165167735 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: CHK ISIN: US1651677353 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For Jr. 1b. Election of Director: Timothy S. Duncan Mgmt For For 1c. Election of Director: Benjamin C. Duster, Mgmt For For IV 1d. Election of Director: Sarah A. Emerson Mgmt For For 1e. Election of Director: Matthew M. Gallagher Mgmt For For 1f. Election of Director: Brian Steck Mgmt For For 1g. Election of Director: Michael Wichterich Mgmt For For 2. To approve on an advisory basis our named Mgmt For For executive officer compensation. 3. To approve on an advisory basis the Mgmt 1 Year For frequency of shareholder votes on named executive officer compensation. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 935745933 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 19-Jan-2023 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan L. Decker Mgmt For For 1b. Election of Director: Kenneth D. Denman Mgmt For For 1c. Election of Director: Richard A. Galanti Mgmt For For 1d. Election of Director: Hamilton E. James Mgmt For For 1e. Election of Director: W. Craig Jelinek Mgmt For For 1f. Election of Director: Sally Jewell Mgmt For For 1g. Election of Director: Charles T. Munger Mgmt For For 1h. Election of Director: Jeffrey S. Raikes Mgmt For For 1i. Election of Director: John W. Stanton Mgmt For For 1j. Election of Director: Ron M. Vachris Mgmt For For 1k. Election of Director: Maggie Wilderotter Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. 4. Approval, on an advisory basis, of Mgmt 1 Year For frequency of future advisory votes on executive compensation. 5. Shareholder proposal regarding report on Shr Against For risks of state policies restricting reproductive rights. -------------------------------------------------------------------------------------------------------------------------- COUPANG, INC. Agenda Number: 935847395 -------------------------------------------------------------------------------------------------------------------------- Security: 22266T109 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: CPNG ISIN: US22266T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bom Kim Mgmt For For 1b. Election of Director: Neil Mehta Mgmt Against Against 1c. Election of Director: Jason Child Mgmt For For 1d. Election of Director: Pedro Franceschi Mgmt For For 1e. Election of Director: Benjamin Sun Mgmt For For 1f. Election of Director: Ambereen Toubassy Mgmt For For 1g. Election of Director: Kevin Warsh Mgmt For For 2. To ratify the appointment of Samil Mgmt For For PricewaterhouseCoopers as Coupang, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To consider a non-binding vote to approve Mgmt For For the compensation of Coupang, Inc.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- DENBURY INC. Agenda Number: 935819574 -------------------------------------------------------------------------------------------------------------------------- Security: 24790A101 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: DEN ISIN: US24790A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kevin O. Meyers Mgmt For For 1b. Election of Director: Anthony M. Abate Mgmt For For 1c. Election of Director: Caroline G. Angoorly Mgmt For For 1d. Election of Director: James N. Chapman Mgmt For For 1e. Election of Director: Christian S. Kendall Mgmt For For 1f. Election of Director: Lynn A. Peterson Mgmt For For 1g. Election of Director: Brett R. Wiggs Mgmt For For 1h. Election of Director: Cindy A. Yeilding Mgmt For For 2. To hold an advisory vote to approve named Mgmt For For executive officer compensation. 3. To hold an advisory vote on the frequency Mgmt 1 Year For of the stockholder vote to approve named executive officer compensation. 4. To ratify the Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Agenda Number: 935779390 -------------------------------------------------------------------------------------------------------------------------- Security: 25754A201 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: DPZ ISIN: US25754A2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David A. Brandon Mgmt For For C. Andrew Ballard Mgmt For For Andrew B. Balson Mgmt For For Corie S. Barry Mgmt For For Diana F. Cantor Mgmt For For Richard L. Federico Mgmt For For James A. Goldman Mgmt For For Patricia E. Lopez Mgmt For For Russell J. Weiner Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2023 fiscal year. 3. Advisory vote to approve the compensation Mgmt For For of the named executive officers of the Company. 4. Advisory vote to recommend the frequency of Mgmt 1 Year For future advisory votes on the compensation of the named executive officers of the Company. -------------------------------------------------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 935809662 -------------------------------------------------------------------------------------------------------------------------- Security: 42330P107 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: HLX ISIN: US42330P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director to serve a Mgmt For For three-year term of office expiring at 2026 Annual meeting: Paula Harris 1b. Election of Class III Director to serve a Mgmt For For three-year term of office expiring at 2026 Annual meeting: Amy H. Nelson 1c. Election of Class III Director to serve a Mgmt For For three-year term of office expiring at 2026 Annual meeting: William L. Transier 2. Ratification of the selection of KPMG LLP Mgmt For For as our independent registered public accounting firm for the fiscal year 2023. 3. Advisory vote on the approval of the 2022 Mgmt For For compensation of our named executive officers. 4. Advisory vote on the frequency of holding Mgmt 1 Year For the advisory vote to approve the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- HUMACYTE, INC. Agenda Number: 935844301 -------------------------------------------------------------------------------------------------------------------------- Security: 44486Q103 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: HUMA ISIN: US44486Q1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gordon M. Binder Mgmt For For Todd M. Pope Mgmt For For Kathleen Sebelius Mgmt For For Rajiv Shukla Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP by the Board of Directors as Humacyte, Inc.'s independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- INDIE SEMICONDUCTOR, INC. Agenda Number: 935862121 -------------------------------------------------------------------------------------------------------------------------- Security: 45569U101 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: INDI ISIN: US45569U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director for a term Mgmt For For expiring at the 2026 Annual Meeting: Diane Biagianti 1.2 Election of Class II Director for a term Mgmt For For expiring at the 2026 Annual Meeting: Diane Brink 1.3 Election of Class II Director for a term Mgmt For For expiring at the 2026 Annual Meeting: Karl-Thomas Neumann 2. To approve an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares of Class A common stock, par value $0.0001 per share from 250,000,000 to 400,000,000. 3. To approve an amendment to the 2021 Omnibus Mgmt For For Equity Incentive Plan to increase the number of shares of Class A common stock reserved for issuance thereunder by 7,000,000 shares. 4. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- MAGNOLIA OIL & GAS CORPORATION Agenda Number: 935783553 -------------------------------------------------------------------------------------------------------------------------- Security: 559663109 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: MGY ISIN: US5596631094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Christopher G. Mgmt For For Stavros 1b. Election of Director: Arcilia C. Acosta Mgmt For For 1c. Election of Director: Angela M. Busch Mgmt For For 1d. Election of Director: Edward P. Djerejian Mgmt For For 1e. Election of Director: James R. Larson Mgmt For For 1f. Election of Director: Dan F. Smith Mgmt For For 1g. Election of Director: John B. Walker Mgmt For For 2. Approval of the advisory, non-binding Mgmt For For resolution regarding the compensation of our named executive officers for 2022 ("say-on-pay vote") 3. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the 2023 fiscal year -------------------------------------------------------------------------------------------------------------------------- MANCHESTER UNITED PLC Agenda Number: 935859592 -------------------------------------------------------------------------------------------------------------------------- Security: G5784H106 Meeting Type: Annual Meeting Date: 28-Jun-2023 Ticker: MANU ISIN: KYG5784H1065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Avram Glazer Mgmt For For 1b. Election of Director: Joel Glazer Mgmt For For 1c. Election of Director: Richard Arnold Mgmt For For 1d. Election of Director: Cliff Baty Mgmt For For 1e. Election of Director: Kevin Glazer Mgmt For For 1f. Election of Director: Bryan Glazer Mgmt For For 1g. Election of Director: Darcie Glazer Mgmt For For Kassewitz 1h. Election of Director: Edward Glazer Mgmt For For 1i. Election of Director: Robert Leitao Mgmt For For 1j. Election of Director: Manu Sawhney Mgmt For For 1k. Election of Director: John Hooks Mgmt For For 1l. Election of Director: Patrick Stewart Mgmt For For -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935843765 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: MELI ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan Segal Mgmt For For Mario Eduardo Vazquez Mgmt For For Alejandro N. Aguzin Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers for fiscal year 2022. 3. To approve, on an advisory basis, the Mgmt 1 Year For frequency of holding an advisory vote on executive compensation. 4. To ratify the appointment of Pistrelli, Mgmt For For Henry Martin y Asociados S.R.L., a member firm of Ernst & Young Global Limited, as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NEW FORTRESS ENERGY INC. Agenda Number: 935804927 -------------------------------------------------------------------------------------------------------------------------- Security: 644393100 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: NFE ISIN: US6443931000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John J. Mack Mgmt For For Katherine E. Wanner Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for New Fortress Energy Inc. for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- OPORTUN FINANCIAL CORPORATION Agenda Number: 935840125 -------------------------------------------------------------------------------------------------------------------------- Security: 68376D104 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: OPRT ISIN: US68376D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director to serve until Mgmt For For the 2026 Annual Meeting: Jo Ann Barefoot 1b. Election of Class I Director to serve until Mgmt For For the 2026 Annual Meeting: Sandra A. Smith 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory non-binding Mgmt For For basis, the named executive officer compensation, as described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- PAGSEGURO DIGITAL LTD. Agenda Number: 935859768 -------------------------------------------------------------------------------------------------------------------------- Security: G68707101 Meeting Type: Annual Meeting Date: 26-May-2023 Ticker: PAGS ISIN: KYG687071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Re-Election of Director: Luis Frias Mgmt For For 1b. Re-Election of Director: Maria Judith de Mgmt For For Brito 1c. Re-Election of Director: Eduardo Alcaro Mgmt For For 1d. Re-Election of Director: Maria Carolina Mgmt For For Lacerda 1e. Re-Election of Director: Cleveland Prates Mgmt For For Teixeira 1f. Re-Election of Director: Marcia Nogueira de Mgmt For For Mello 2. To receive and adopt the consolidated Mgmt For For financial statements for the year ended December 31, 2022, together with the auditor's report, as filed with the U.S. Securities and Exchange Commission in the Company's Annual Report on Form 20-F on or around April 20, 2023. 3. To approve the ratification of a Long-Term Mgmt For For Incentive Plan (the "LTIP Goals") in the form approved by the directors and as filed with the U.S. Securities and Exchange Commission in the Company's Annual Report on Form 20-F on or around April 20, 2023, subject to the number of Class A Common Shares granted under the LTIP Goals in any financial year not exceeding one percent of the total issued and outstanding Class A Common Shares of the Company in any such year. 4. To ratify and confirm all actions taken by Mgmt For For the directors and officers of the Company in relation to the business of the Company during the financial year ended December 31, 2022, and up to the date of the Annual General Meeting of the Company. -------------------------------------------------------------------------------------------------------------------------- PINDUODUO INC Agenda Number: 935759386 -------------------------------------------------------------------------------------------------------------------------- Security: 722304102 Meeting Type: Annual Meeting Date: 08-Feb-2023 Ticker: PDD ISIN: US7223041028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution: THAT Mr. Lei Mgmt For For Chen be re-elected as a director of the Company. 2. As an ordinary resolution: THAT Mr. Anthony Mgmt For For Kam Ping Leung be re-elected as a director of the Company. 3. As an ordinary resolution: THAT Mr. Haifeng Mgmt For For Lin be re-elected as a director of the Company. 4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For For be re-elected as a director of the Company. 5. As an ordinary resolution: THAT Mr. George Mgmt For For Yong-Boon Yeo be re- elected as a director of the Company. 6. As a special resolution: THAT the name of Mgmt For For the Company be changed from "Pinduoduo Inc." to "PDD Holdings Inc." 7. As a special resolution: THAT the Company's Mgmt For For Ninth Amended and Restated Memorandum and Articles of Association be amended and restated by their deletion in their entirety and by the substitution in their place of the Tenth Amended and Restated Memorandum and Articles of Association in the form attached to [the Notice of Annual General Meeting] as Exhibit A thereto. -------------------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935817241 -------------------------------------------------------------------------------------------------------------------------- Security: 723787107 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: PXD ISIN: US7237871071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF DIRECTOR: A.R. Alameddine Mgmt For For 1b. ELECTION OF DIRECTOR: Lori G. Billingsley Mgmt For For 1c. ELECTION OF DIRECTOR: Edison C. Buchanan Mgmt For For 1d. ELECTION OF DIRECTOR: Richard P. Dealy Mgmt For For 1e. ELECTION OF DIRECTOR: Maria S. Dreyfus Mgmt For For 1f. ELECTION OF DIRECTOR: Matthew M. Gallagher Mgmt For For 1g. ELECTION OF DIRECTOR: Phillip A. Gobe Mgmt For For 1h. ELECTION OF DIRECTOR: Stacy P. Methvin Mgmt For For 1i. ELECTION OF DIRECTOR: Royce W. Mitchell Mgmt For For 1j. ELECTION OF DIRECTOR: Scott D. Sheffield Mgmt For For 1k. ELECTION OF DIRECTOR: J. Kenneth Thompson Mgmt For For 1l. ELECTION OF DIRECTOR: Phoebe A. Wood Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ROLLINS, INC. Agenda Number: 935779566 -------------------------------------------------------------------------------------------------------------------------- Security: 775711104 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: ROL ISIN: US7757111049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Jerry E. Gahlhoff 1.2 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Patrick J. Gunning 1.3 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Gregory B. Morrison 1.4 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Jerry W. Nix 1.5 Election of Class II Director for a Mgmt For For one-year term expiring in 2024: P. Russell Hardin 2. To hold an advisory (non-binding) vote to Mgmt For For approve the compensation of the Company's named executive officers. 3. To hold an advisory (non-binding) vote on Mgmt 1 Year Against the frequency of future stockholder advisory votes to approve the compensation paid to the Company's named executive officers -------------------------------------------------------------------------------------------------------------------------- SEMLER SCIENTIFIC, INC. Agenda Number: 935710928 -------------------------------------------------------------------------------------------------------------------------- Security: 81684M104 Meeting Type: Annual Meeting Date: 20-Oct-2022 Ticker: SMLR ISIN: US81684M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class l Director: Wayne T. Pan, Mgmt For For M.D., Ph.D. 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. 3. To ratify the selection by the Audit Mgmt For For Committee of the board of directors of BDO USA, LLP as the independent registered public accounting firm of the Company for its year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Agenda Number: 935791067 -------------------------------------------------------------------------------------------------------------------------- Security: 817565104 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: SCI ISIN: US8175651046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alan R. Buckwalter Mgmt For For 1b. Election of Director: Anthony L. Coelho Mgmt For For 1c. Election of Director: Jakki L. Haussler Mgmt For For 1d. Election of Director: Victor L. Lund Mgmt For For 1e. Election of Director: Ellen Ochoa Mgmt For For 1f. Election of Director: Thomas L. Ryan Mgmt For For 1g. Election of Director: C. Park Shaper Mgmt For For 1h. Election of Director: Sara Martinez Tucker Mgmt For For 1i. Election of Director: W. Blair Waltrip Mgmt For For 1j. Election of Director: Marcus A. Watts Mgmt For For 2. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, by advisory vote, named Mgmt For For executive officer compensation. 4. To approve, by advisory vote, the frequency Mgmt 1 Year For of the advisory vote on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- SKYLINE CHAMPION CORPORATION Agenda Number: 935675629 -------------------------------------------------------------------------------------------------------------------------- Security: 830830105 Meeting Type: Annual Meeting Date: 26-Jul-2022 Ticker: SKY ISIN: US8308301055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For next annual meeting: Keith Anderson 1.2 Election of Director to serve until the Mgmt For For next annual meeting: Michael Berman 1.3 Election of Director to serve until the Mgmt For For next annual meeting: Timothy Bernlohr 1.4 Election of Director to serve until the Mgmt For For next annual meeting: Eddie Capel 1.5 Election of Director to serve until the Mgmt For For next annual meeting: Michael Kaufman 1.6 Election of Director to serve until the Mgmt For For next annual meeting: Erin Mulligan Nelson 1.7 Election of Director to serve until the Mgmt For For next annual meeting: Nikul Patel 1.8 Election of Director to serve until the Mgmt For For next annual meeting: Gary E. Robinette 1.9 Election of Director to serve until the Mgmt For For next annual meeting: Mark Yost 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Skyline Champion's independent registered public accounting firm. 3. To consider a non-binding advisory vote on Mgmt For For fiscal 2022 compensation paid to Skyline Champion's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SOLARIS OILFIELD INFRASTRUCTURE, INC. Agenda Number: 935807529 -------------------------------------------------------------------------------------------------------------------------- Security: 83418M103 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: SOI ISIN: US83418M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William A. Zartler Mgmt For For Edgar R. Giesinger Mgmt For For A. James Teague Mgmt For For 2. Ratify the appointment of BDO USA, LLP as Mgmt For For the Company's independent registered public accounting firm for fiscal year ending December 31, 2023. 3. Approve an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. 4. Approve an amendment to our Long-Term Mgmt For For Incentive Plan. 5. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 6. Approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes to approve executive compensation. -------------------------------------------------------------------------------------------------------------------------- SP PLUS CORPORATION Agenda Number: 935798489 -------------------------------------------------------------------------------------------------------------------------- Security: 78469C103 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: SP ISIN: US78469C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR G Marc Baumann Mgmt For For Alice M. Peterson Mgmt For For Gregory A. Reid Mgmt For For Wyman T. Roberts Mgmt For For Diana L. Sands Mgmt For For Douglas R. Waggoner Mgmt For For 2. To approve, in a non-binding advisory vote, Mgmt For For the 2022 compensation paid to our named executive officers. 3. To cast a non-binding advisory vote on the Mgmt 1 Year For frequency of the advisory vote on compensation of our named executive officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for fiscal year 2023. 5. To approve an amendment to our Second Mgmt For For Amended and Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. -------------------------------------------------------------------------------------------------------------------------- STERLING INFRASTRUCTURE, INC. Agenda Number: 935782145 -------------------------------------------------------------------------------------------------------------------------- Security: 859241101 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: STRL ISIN: US8592411016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Roger A. Cregg Mgmt For For 1b. Election of Director: Joseph A. Cutillo Mgmt For For 1c. Election of Director: Julie A. Dill Mgmt For For 1d. Election of Director: Dana C. O'Brien Mgmt For For 1e. Election of Director: Charles R. Patton Mgmt For For 1f. Election of Director: Thomas M. White Mgmt For For 1g. Election of Director: Dwayne A. Wilson Mgmt For For 2. To approve an amendment to our Certificate Mgmt For For of Incorporation to increase the number of authorized shares of common stock to 58,000,000 shares 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers 5. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for 2023 -------------------------------------------------------------------------------------------------------------------------- STONECO LTD Agenda Number: 935704014 -------------------------------------------------------------------------------------------------------------------------- Security: G85158106 Meeting Type: Annual Meeting Date: 27-Sep-2022 Ticker: STNE ISIN: KYG851581069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL AND RATIFICATION OF THE COMPANY'S Mgmt For For FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 2. APPROVAL OF THE REELECTION OF ANDRe STREET Mgmt For For DE AGUIAR AS A DIRECTOR 3. APPROVAL OF THE ELECTION OF CONRADO ENGEL Mgmt For For AS A DIRECTOR 4. APPROVAL OF THE REELECTION OF ROBERTO MOSES Mgmt For For THOMPSON MOTTA AS A DIRECTOR 5. APPROVAL OF THE REELECTION OF LUCIANA Mgmt For For IBIAPINA LIRA AGUIAR AS A DIRECTOR 6. APPROVAL OF THE REELECTION OF PEDRO Mgmt For For HENRIQUE CAVALLIERI FRANCESCHI AS A DIRECTOR 7. APPROVAL OF THE REELECTION OF DIEGO FRESCO Mgmt For For GUTIeRREZ AS A DIRECTOR 8. APPROVAL OF THE ELECTION OF MAURICIO LUIS Mgmt For For LUCHETTI AS A DIRECTOR 9. APPROVAL OF THE ELECTION OF PATRICIA REGINA Mgmt For For VERDERESI SCHINDLER AS A DIRECTOR 10. APPROVAL OF THE ELECTION OF PEDRO ZINNER AS Mgmt For For A DIRECTOR -------------------------------------------------------------------------------------------------------------------------- TECHNIPFMC PLC Agenda Number: 935782157 -------------------------------------------------------------------------------------------------------------------------- Security: G87110105 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: FTI ISIN: GB00BDSFG982 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Douglas J. Pferdehirt 1b. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Claire S. Farley 1c. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Eleazar de Carvalho Filho 1d. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Robert G. Gwin 1e. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: John O'Leary 1f. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Margareth ovrum 1g. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Kay G. Priestly 1h. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: John Yearwood 1i. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Sophie Zurquiyah 2. 2022 U.S. Say-on-Pay for Named Executive Mgmt For For Officers: To approve, as a non-binding advisory resolution, the Company's named executive officer compensation for the year ended December 31, 2022, as reported in the Company's Proxy Statement. 3. 2022 U.K. Directors' Remuneration Report: Mgmt For For To approve, as a non-binding advisory resolution, the Company's directors' remuneration report for the year ended December 31, 2022, as reported in the Company's U.K. Annual Report and Accounts. 4. Receipt of U.K. Annual Report and Accounts: Mgmt For For To receive the Company's audited U.K. accounts for the year ended December 31, 2022, including the reports of the directors and the auditor thereon. 5. Ratification of PwC as U.S. Auditor: To Mgmt For For ratify the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's U.S. independent registered public accounting firm for the year ending December 31, 2023. 6. Reappointment of PwC as U.K. Statutory Mgmt For For Auditor: To reappoint PwC as the Company's U.K. statutory auditor under the U.K. Companies Act 2006, to hold office from the conclusion of the 2023 Annual General Meeting of Shareholders until the next annual general meeting of shareholders at which accounts are laid. 7. Approval of U.K. Statutory Auditor Fees: To Mgmt For For authorize the Board and/or the Audit Committee to determine the remuneration of PwC, in its capacity as the Company's U.K. statutory auditor for the year ending December 31, 2023. 8. Authority to Allot Equity Securities: To Mgmt For For authorize the Board to allot equity securities in the Company. 9. As a special resolution - Authority to Mgmt For For Allot Equity Securities without Pre-emptive Rights: Pursuant to the authority contemplated by the resolution in Proposal 8, to authorize the Board to allot equity securities without pre-emptive rights. -------------------------------------------------------------------------------------------------------------------------- THE JOINT CORP. Agenda Number: 935850330 -------------------------------------------------------------------------------------------------------------------------- Security: 47973J102 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: JYNT ISIN: US47973J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Matthew E. Rubel Mgmt For For 1.2 Election of Director: Ronald V. DaVella Mgmt For For 1.3 Election of Director: Suzanne M. Decker Mgmt For For 1.4 Election of Director: Peter D. Holt Mgmt For For 1.5 Election of Director: Abe Hong Mgmt For For 1.6 Election of Director: Glenn J. Krevlin Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Approval to amend the Company's Amended and Mgmt For For Restated 2014 Stock Plan to increase the number of shares reserved for issuance under the Plan by 1,200,000 shares. 4. Ratification of the appointment of BDO USA, Mgmt For For LLP as our independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- TOKIO MARINE HLDGS INC Agenda Number: 935885129 -------------------------------------------------------------------------------------------------------------------------- Security: 889094108 Meeting Type: Annual Meeting Date: 26-Jun-2023 Ticker: TKOMY ISIN: US8890941086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appropriation of Surplus Mgmt For For 2a. Election of Director: Tsuyoshi Nagano Mgmt For For 2b. Election of Director: Satoru Komiya Mgmt For For 2c. Election of Director: Kenji Okada Mgmt For For 2d. Election of Director: Yoichi Moriwaki Mgmt For For 2e. Election of Director: Yoshinori Ishii Mgmt For For 2f. Election of Director: Kiyoshi Wada Mgmt For For 2g. Election of Director: Shinichi Hirose Mgmt For For 2h. Election of Director: Takashi Mitachi Mgmt For For 2i. Election of Director: Nobuhiro Endo Mgmt For For 2j. Election of Director: Shinya Katanozaka Mgmt For For 2k. Election of Director: Emi Osono Mgmt For For 2l. Election of Director: Kosei Shindo Mgmt For For 2m. Election of Director: Robert Alan Feldman Mgmt For For 2n. Election of Director: Kichiichiro Yamamoto Mgmt For For 2o. Election of Director: Haruka Matsuyama Mgmt For For 3.1 Election of Audit & Supervisory Board Mgmt For For Member: Junko Shimizu Changebridge Select Equity ETF -------------------------------------------------------------------------------------------------------------------------- 2U, INC. Agenda Number: 935828054 -------------------------------------------------------------------------------------------------------------------------- Security: 90214J101 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: TWOU ISIN: US90214J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director to serve Mgmt For For until the 2024 Annual Meeting: John M. Larson 1b. Election of Class III Director to serve Mgmt For For until the 2024 Annual Meeting: Edward S. Macias 2. Approval, on a non-binding advisory basis, Mgmt For For of the compensation of the Company's Named Executive Officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the 2023 fiscal year. 4. Approval of an amendment to our Employee Mgmt For For Stock Purchase Plan to increase the number of authorized shares. 5. Approval of an amendment to our Certificate Mgmt For For of Incorporation to permit the exculpation of officers. -------------------------------------------------------------------------------------------------------------------------- ARCOS DORADOS HOLDINGS INC Agenda Number: 935822622 -------------------------------------------------------------------------------------------------------------------------- Security: G0457F107 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: ARCO ISIN: VGG0457F1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Consideration and approval of the Financial Mgmt For For Statements of the Company corresponding to the fiscal year ended December 31, 2022, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2022. 2. Appointment and remuneration of EY Mgmt For For (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2023. 3. DIRECTOR Mr. Michael Chu Mgmt For For Mr. Jose Alberto Velez Mgmt For For Mr. Jose Fernandez Mgmt For For Ms. Karla Berman Mgmt For For -------------------------------------------------------------------------------------------------------------------------- B2GOLD CORP. Agenda Number: 935876461 -------------------------------------------------------------------------------------------------------------------------- Security: 11777Q209 Meeting Type: Annual and Special Meeting Date: 23-Jun-2023 Ticker: BTG ISIN: CA11777Q2099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at nine (9). Mgmt For For 2 DIRECTOR Clive Johnson Mgmt For For Jerry Korpan Mgmt For For Kevin Bullock Mgmt For For George Johnson Mgmt For For Robin Weisman Mgmt For For Liane Kelly Mgmt For For Lisa Pankratz Mgmt For For Thabile Makgala Mgmt For For Kelvin Dushnisky Mgmt For For 3 Appointment of PricewaterhouseCoopers LLP Mgmt For For as Auditors of B2Gold Corp. for the ensuing year and authorizing the Directors to fix their remuneration. 4 To approve an increase to the aggregate Mgmt For For number of common shares reserved under B2Gold's Restricted Share Unit Plan by 5,000,000 common shares for an aggregate total of 30,000,000 common shares, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 23, 2023. 5 To approve a non-binding advisory Mgmt For For resolution accepting B2Gold's approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 23, 2023. -------------------------------------------------------------------------------------------------------------------------- BANK7 CORP. Agenda Number: 935809078 -------------------------------------------------------------------------------------------------------------------------- Security: 06652N107 Meeting Type: Annual Meeting Date: 18-May-2023 Ticker: BSVN ISIN: US06652N1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William M. Buergler Mgmt For For 1b. Election of Director: Teresa "Tracy" L. Mgmt For For Dick 1c. Election of Director: Edward "Ed" P. Gray Mgmt For For 1d. Election of Director: William B. "Brad" Mgmt For For Haines 1e. Election of Director: John T. "J.T." Mgmt For For Phillips 1f. Election of Director: J. Michael Sanner Mgmt For For 1g. Election of Director: Thomas L. "Tom" Mgmt For For Travis 1h. Election of Director: Gary D. Whitcomb Mgmt For For 2. Proposal to ratify the appointment of Mgmt For For FORVIS, LLP as the independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- BLUE BIRD CORPORATION Agenda Number: 935764832 -------------------------------------------------------------------------------------------------------------------------- Security: 095306106 Meeting Type: Annual Meeting Date: 08-Mar-2023 Ticker: BLBD ISIN: US0953061068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas Grimm Mgmt For For Philip Horlock Mgmt For For Jared Sperling Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation ("say-on-pay" vote). 3. To ratify the appointment of the Company's Mgmt For For independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- BOWLERO CORP. Agenda Number: 935727214 -------------------------------------------------------------------------------------------------------------------------- Security: 10258P102 Meeting Type: Annual Meeting Date: 14-Dec-2022 Ticker: BOWL ISIN: US10258P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael J. Angelakis Mgmt For For Robert J. Bass Mgmt For For Sandeep Mathrani Mgmt For For Brett I. Parker Mgmt For For Alberto Perlman Mgmt For For Thomas F. Shannon Mgmt For For Rachael A. Wagner Mgmt For For Michelle Wilson Mgmt For For John A. Young Mgmt For For 2. The ratification of the appointment of Mgmt For For Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 2, 2023. -------------------------------------------------------------------------------------------------------------------------- BRIGHTVIEW HOLDINGS, INC. Agenda Number: 935758194 -------------------------------------------------------------------------------------------------------------------------- Security: 10948C107 Meeting Type: Annual Meeting Date: 07-Mar-2023 Ticker: BV ISIN: US10948C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Abrahamson Mgmt For For Jane Okun Bomba Mgmt For For William Cornog Mgmt For For Frank Lopez Mgmt For For Andrew V. Masterman Mgmt For For Paul E. Raether Mgmt For For Richard W. Roedel Mgmt For For Mara Swan Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as BrightView Holdings, Inc.'s independent registered public accounting firm for Fiscal 2023. 3. To approve the amendment to the BrightView Mgmt For For Holdings, Inc. Third Amended and Restated Certificate of Incorporation. -------------------------------------------------------------------------------------------------------------------------- CARIBOU BIOSCIENCES, INC Agenda Number: 935698285 -------------------------------------------------------------------------------------------------------------------------- Security: 142038108 Meeting Type: Annual Meeting Date: 20-Sep-2022 Ticker: CRBU ISIN: US1420381089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class 1 Director: Scott Mgmt For For Braunstein, M.D. 1b. Election of Class 1 Director: Ran Zheng, Mgmt For For M.S. 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022 -------------------------------------------------------------------------------------------------------------------------- CAVCO INDUSTRIES, INC. Agenda Number: 935680149 -------------------------------------------------------------------------------------------------------------------------- Security: 149568107 Meeting Type: Annual Meeting Date: 02-Aug-2022 Ticker: CVCO ISIN: US1495681074 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David A. Greenblatt Mgmt For For 1b. Election of Director: Richard A. Kerley Mgmt For For 1c. Election of Director: Julia W. Sze Mgmt For For 2. Proposal to approve the advisory Mgmt For For (non-binding) resolution relating to executive compensation. 3. Ratification of the appointment of RSM US Mgmt For For LLP as the independent registered public accounting firm for fiscal 2023. -------------------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Agenda Number: 935824107 -------------------------------------------------------------------------------------------------------------------------- Security: 16115Q308 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: GTLS ISIN: US16115Q3083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jillian C. Evanko Mgmt For For 1b. Election of Director: Andrew R. Cichocki Mgmt For For 1c. Election of Director: Paula M. Harris Mgmt For For 1d. Election of Director: Linda A. Harty Mgmt For For 1e. Election of Director: Paul E. Mahoney Mgmt For For 1f. Election of Director: Singleton B. Mgmt For For McAllister 1g. Election of Director: Michael L. Molinini Mgmt For For 1h. Election of Director: David M. Sagehorn Mgmt For For 1i. Election of Director: Spencer S. Stiles Mgmt For For 1j. Election of Director: Roger A. Strauch Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP, an independent registered public accounting firm, to examine the financial statements of the Company for the year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Agenda Number: 935839792 -------------------------------------------------------------------------------------------------------------------------- Security: 165167735 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: CHK ISIN: US1651677353 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For Jr. 1b. Election of Director: Timothy S. Duncan Mgmt For For 1c. Election of Director: Benjamin C. Duster, Mgmt For For IV 1d. Election of Director: Sarah A. Emerson Mgmt For For 1e. Election of Director: Matthew M. Gallagher Mgmt For For 1f. Election of Director: Brian Steck Mgmt For For 1g. Election of Director: Michael Wichterich Mgmt For For 2. To approve on an advisory basis our named Mgmt For For executive officer compensation. 3. To approve on an advisory basis the Mgmt 1 Year For frequency of shareholder votes on named executive officer compensation. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 935745933 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 19-Jan-2023 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan L. Decker Mgmt For For 1b. Election of Director: Kenneth D. Denman Mgmt For For 1c. Election of Director: Richard A. Galanti Mgmt For For 1d. Election of Director: Hamilton E. James Mgmt For For 1e. Election of Director: W. Craig Jelinek Mgmt For For 1f. Election of Director: Sally Jewell Mgmt For For 1g. Election of Director: Charles T. Munger Mgmt For For 1h. Election of Director: Jeffrey S. Raikes Mgmt For For 1i. Election of Director: John W. Stanton Mgmt For For 1j. Election of Director: Ron M. Vachris Mgmt For For 1k. Election of Director: Maggie Wilderotter Mgmt For For 2. Ratification of selection of independent Mgmt For For auditors. 3. Approval, on an advisory basis, of Mgmt For For executive compensation. 4. Approval, on an advisory basis, of Mgmt 1 Year For frequency of future advisory votes on executive compensation. 5. Shareholder proposal regarding report on Shr Against For risks of state policies restricting reproductive rights. -------------------------------------------------------------------------------------------------------------------------- COUPANG, INC. Agenda Number: 935847395 -------------------------------------------------------------------------------------------------------------------------- Security: 22266T109 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: CPNG ISIN: US22266T1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bom Kim Mgmt For For 1b. Election of Director: Neil Mehta Mgmt Against Against 1c. Election of Director: Jason Child Mgmt For For 1d. Election of Director: Pedro Franceschi Mgmt For For 1e. Election of Director: Benjamin Sun Mgmt For For 1f. Election of Director: Ambereen Toubassy Mgmt For For 1g. Election of Director: Kevin Warsh Mgmt For For 2. To ratify the appointment of Samil Mgmt For For PricewaterhouseCoopers as Coupang, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To consider a non-binding vote to approve Mgmt For For the compensation of Coupang, Inc.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- DENBURY INC. Agenda Number: 935819574 -------------------------------------------------------------------------------------------------------------------------- Security: 24790A101 Meeting Type: Annual Meeting Date: 01-Jun-2023 Ticker: DEN ISIN: US24790A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Kevin O. Meyers Mgmt For For 1b. Election of Director: Anthony M. Abate Mgmt For For 1c. Election of Director: Caroline G. Angoorly Mgmt For For 1d. Election of Director: James N. Chapman Mgmt For For 1e. Election of Director: Christian S. Kendall Mgmt For For 1f. Election of Director: Lynn A. Peterson Mgmt For For 1g. Election of Director: Brett R. Wiggs Mgmt For For 1h. Election of Director: Cindy A. Yeilding Mgmt For For 2. To hold an advisory vote to approve named Mgmt For For executive officer compensation. 3. To hold an advisory vote on the frequency Mgmt 1 Year For of the stockholder vote to approve named executive officer compensation. 4. To ratify the Audit Committee's selection Mgmt For For of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Agenda Number: 935779390 -------------------------------------------------------------------------------------------------------------------------- Security: 25754A201 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: DPZ ISIN: US25754A2015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David A. Brandon Mgmt For For C. Andrew Ballard Mgmt For For Andrew B. Balson Mgmt For For Corie S. Barry Mgmt For For Diana F. Cantor Mgmt For For Richard L. Federico Mgmt For For James A. Goldman Mgmt For For Patricia E. Lopez Mgmt For For Russell J. Weiner Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2023 fiscal year. 3. Advisory vote to approve the compensation Mgmt For For of the named executive officers of the Company. 4. Advisory vote to recommend the frequency of Mgmt 1 Year For future advisory votes on the compensation of the named executive officers of the Company. -------------------------------------------------------------------------------------------------------------------------- HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 935809662 -------------------------------------------------------------------------------------------------------------------------- Security: 42330P107 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: HLX ISIN: US42330P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Director to serve a Mgmt For For three-year term of office expiring at 2026 Annual meeting: Paula Harris 1b. Election of Class III Director to serve a Mgmt For For three-year term of office expiring at 2026 Annual meeting: Amy H. Nelson 1c. Election of Class III Director to serve a Mgmt For For three-year term of office expiring at 2026 Annual meeting: William L. Transier 2. Ratification of the selection of KPMG LLP Mgmt For For as our independent registered public accounting firm for the fiscal year 2023. 3. Advisory vote on the approval of the 2022 Mgmt For For compensation of our named executive officers. 4. Advisory vote on the frequency of holding Mgmt 1 Year For the advisory vote to approve the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- HUMACYTE, INC. Agenda Number: 935844301 -------------------------------------------------------------------------------------------------------------------------- Security: 44486Q103 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: HUMA ISIN: US44486Q1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gordon M. Binder Mgmt For For Todd M. Pope Mgmt For For Kathleen Sebelius Mgmt For For Rajiv Shukla Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP by the Board of Directors as Humacyte, Inc.'s independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- INDIE SEMICONDUCTOR, INC. Agenda Number: 935862121 -------------------------------------------------------------------------------------------------------------------------- Security: 45569U101 Meeting Type: Annual Meeting Date: 21-Jun-2023 Ticker: INDI ISIN: US45569U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director for a term Mgmt For For expiring at the 2026 Annual Meeting: Diane Biagianti 1.2 Election of Class II Director for a term Mgmt For For expiring at the 2026 Annual Meeting: Diane Brink 1.3 Election of Class II Director for a term Mgmt For For expiring at the 2026 Annual Meeting: Karl-Thomas Neumann 2. To approve an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares of Class A common stock, par value $0.0001 per share from 250,000,000 to 400,000,000. 3. To approve an amendment to the 2021 Omnibus Mgmt For For Equity Incentive Plan to increase the number of shares of Class A common stock reserved for issuance thereunder by 7,000,000 shares. 4. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- MAGNOLIA OIL & GAS CORPORATION Agenda Number: 935783553 -------------------------------------------------------------------------------------------------------------------------- Security: 559663109 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: MGY ISIN: US5596631094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Christopher G. Mgmt For For Stavros 1b. Election of Director: Arcilia C. Acosta Mgmt For For 1c. Election of Director: Angela M. Busch Mgmt For For 1d. Election of Director: Edward P. Djerejian Mgmt For For 1e. Election of Director: James R. Larson Mgmt For For 1f. Election of Director: Dan F. Smith Mgmt For For 1g. Election of Director: John B. Walker Mgmt For For 2. Approval of the advisory, non-binding Mgmt For For resolution regarding the compensation of our named executive officers for 2022 ("say-on-pay vote") 3. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the 2023 fiscal year -------------------------------------------------------------------------------------------------------------------------- MANCHESTER UNITED PLC Agenda Number: 935859592 -------------------------------------------------------------------------------------------------------------------------- Security: G5784H106 Meeting Type: Annual Meeting Date: 28-Jun-2023 Ticker: MANU ISIN: KYG5784H1065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Avram Glazer Mgmt For For 1b. Election of Director: Joel Glazer Mgmt For For 1c. Election of Director: Richard Arnold Mgmt For For 1d. Election of Director: Cliff Baty Mgmt For For 1e. Election of Director: Kevin Glazer Mgmt For For 1f. Election of Director: Bryan Glazer Mgmt For For 1g. Election of Director: Darcie Glazer Mgmt For For Kassewitz 1h. Election of Director: Edward Glazer Mgmt For For 1i. Election of Director: Robert Leitao Mgmt For For 1j. Election of Director: Manu Sawhney Mgmt For For 1k. Election of Director: John Hooks Mgmt For For 1l. Election of Director: Patrick Stewart Mgmt For For -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935843765 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: MELI ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan Segal Mgmt For For Mario Eduardo Vazquez Mgmt For For Alejandro N. Aguzin Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers for fiscal year 2022. 3. To approve, on an advisory basis, the Mgmt 1 Year For frequency of holding an advisory vote on executive compensation. 4. To ratify the appointment of Pistrelli, Mgmt For For Henry Martin y Asociados S.R.L., a member firm of Ernst & Young Global Limited, as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- NEW FORTRESS ENERGY INC. Agenda Number: 935804927 -------------------------------------------------------------------------------------------------------------------------- Security: 644393100 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: NFE ISIN: US6443931000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John J. Mack Mgmt For For Katherine E. Wanner Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for New Fortress Energy Inc. for fiscal year 2023. -------------------------------------------------------------------------------------------------------------------------- OPORTUN FINANCIAL CORPORATION Agenda Number: 935840125 -------------------------------------------------------------------------------------------------------------------------- Security: 68376D104 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: OPRT ISIN: US68376D1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director to serve until Mgmt For For the 2026 Annual Meeting: Jo Ann Barefoot 1b. Election of Class I Director to serve until Mgmt For For the 2026 Annual Meeting: Sandra A. Smith 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory non-binding Mgmt For For basis, the named executive officer compensation, as described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- PAGSEGURO DIGITAL LTD. Agenda Number: 935859768 -------------------------------------------------------------------------------------------------------------------------- Security: G68707101 Meeting Type: Annual Meeting Date: 26-May-2023 Ticker: PAGS ISIN: KYG687071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Re-Election of Director: Luis Frias Mgmt For For 1b. Re-Election of Director: Maria Judith de Mgmt For For Brito 1c. Re-Election of Director: Eduardo Alcaro Mgmt For For 1d. Re-Election of Director: Maria Carolina Mgmt For For Lacerda 1e. Re-Election of Director: Cleveland Prates Mgmt For For Teixeira 1f. Re-Election of Director: Marcia Nogueira de Mgmt For For Mello 2. To receive and adopt the consolidated Mgmt For For financial statements for the year ended December 31, 2022, together with the auditor's report, as filed with the U.S. Securities and Exchange Commission in the Company's Annual Report on Form 20-F on or around April 20, 2023. 3. To approve the ratification of a Long-Term Mgmt For For Incentive Plan (the "LTIP Goals") in the form approved by the directors and as filed with the U.S. Securities and Exchange Commission in the Company's Annual Report on Form 20-F on or around April 20, 2023, subject to the number of Class A Common Shares granted under the LTIP Goals in any financial year not exceeding one percent of the total issued and outstanding Class A Common Shares of the Company in any such year. 4. To ratify and confirm all actions taken by Mgmt For For the directors and officers of the Company in relation to the business of the Company during the financial year ended December 31, 2022, and up to the date of the Annual General Meeting of the Company. -------------------------------------------------------------------------------------------------------------------------- PINDUODUO INC Agenda Number: 935759386 -------------------------------------------------------------------------------------------------------------------------- Security: 722304102 Meeting Type: Annual Meeting Date: 08-Feb-2023 Ticker: PDD ISIN: US7223041028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution: THAT Mr. Lei Mgmt For For Chen be re-elected as a director of the Company. 2. As an ordinary resolution: THAT Mr. Anthony Mgmt For For Kam Ping Leung be re-elected as a director of the Company. 3. As an ordinary resolution: THAT Mr. Haifeng Mgmt For For Lin be re-elected as a director of the Company. 4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For For be re-elected as a director of the Company. 5. As an ordinary resolution: THAT Mr. George Mgmt For For Yong-Boon Yeo be re- elected as a director of the Company. 6. As a special resolution: THAT the name of Mgmt For For the Company be changed from "Pinduoduo Inc." to "PDD Holdings Inc." 7. As a special resolution: THAT the Company's Mgmt For For Ninth Amended and Restated Memorandum and Articles of Association be amended and restated by their deletion in their entirety and by the substitution in their place of the Tenth Amended and Restated Memorandum and Articles of Association in the form attached to [the Notice of Annual General Meeting] as Exhibit A thereto. -------------------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935817241 -------------------------------------------------------------------------------------------------------------------------- Security: 723787107 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: PXD ISIN: US7237871071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. ELECTION OF DIRECTOR: A.R. Alameddine Mgmt For For 1b. ELECTION OF DIRECTOR: Lori G. Billingsley Mgmt For For 1c. ELECTION OF DIRECTOR: Edison C. Buchanan Mgmt For For 1d. ELECTION OF DIRECTOR: Richard P. Dealy Mgmt For For 1e. ELECTION OF DIRECTOR: Maria S. Dreyfus Mgmt For For 1f. ELECTION OF DIRECTOR: Matthew M. Gallagher Mgmt For For 1g. ELECTION OF DIRECTOR: Phillip A. Gobe Mgmt For For 1h. ELECTION OF DIRECTOR: Stacy P. Methvin Mgmt For For 1i. ELECTION OF DIRECTOR: Royce W. Mitchell Mgmt For For 1j. ELECTION OF DIRECTOR: Scott D. Sheffield Mgmt For For 1k. ELECTION OF DIRECTOR: J. Kenneth Thompson Mgmt For For 1l. ELECTION OF DIRECTOR: Phoebe A. Wood Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ROLLINS, INC. Agenda Number: 935779566 -------------------------------------------------------------------------------------------------------------------------- Security: 775711104 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: ROL ISIN: US7757111049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Jerry E. Gahlhoff 1.2 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Patrick J. Gunning 1.3 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Gregory B. Morrison 1.4 Election of Class I Director for a Mgmt For For three-year term expiring in 2026: Jerry W. Nix 1.5 Election of Class II Director for a Mgmt For For one-year term expiring in 2024: P. Russell Hardin 2. To hold an advisory (non-binding) vote to Mgmt For For approve the compensation of the Company's named executive officers. 3. To hold an advisory (non-binding) vote on Mgmt 1 Year Against the frequency of future stockholder advisory votes to approve the compensation paid to the Company's named executive officers -------------------------------------------------------------------------------------------------------------------------- SEMLER SCIENTIFIC, INC. Agenda Number: 935710928 -------------------------------------------------------------------------------------------------------------------------- Security: 81684M104 Meeting Type: Annual Meeting Date: 20-Oct-2022 Ticker: SMLR ISIN: US81684M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class l Director: Wayne T. Pan, Mgmt For For M.D., Ph.D. 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. 3. To ratify the selection by the Audit Mgmt For For Committee of the board of directors of BDO USA, LLP as the independent registered public accounting firm of the Company for its year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Agenda Number: 935791067 -------------------------------------------------------------------------------------------------------------------------- Security: 817565104 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: SCI ISIN: US8175651046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alan R. Buckwalter Mgmt For For 1b. Election of Director: Anthony L. Coelho Mgmt For For 1c. Election of Director: Jakki L. Haussler Mgmt For For 1d. Election of Director: Victor L. Lund Mgmt For For 1e. Election of Director: Ellen Ochoa Mgmt For For 1f. Election of Director: Thomas L. Ryan Mgmt For For 1g. Election of Director: C. Park Shaper Mgmt For For 1h. Election of Director: Sara Martinez Tucker Mgmt For For 1i. Election of Director: W. Blair Waltrip Mgmt For For 1j. Election of Director: Marcus A. Watts Mgmt For For 2. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, by advisory vote, named Mgmt For For executive officer compensation. 4. To approve, by advisory vote, the frequency Mgmt 1 Year For of the advisory vote on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- SKYLINE CHAMPION CORPORATION Agenda Number: 935675629 -------------------------------------------------------------------------------------------------------------------------- Security: 830830105 Meeting Type: Annual Meeting Date: 26-Jul-2022 Ticker: SKY ISIN: US8308301055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For next annual meeting: Keith Anderson 1.2 Election of Director to serve until the Mgmt For For next annual meeting: Michael Berman 1.3 Election of Director to serve until the Mgmt For For next annual meeting: Timothy Bernlohr 1.4 Election of Director to serve until the Mgmt For For next annual meeting: Eddie Capel 1.5 Election of Director to serve until the Mgmt For For next annual meeting: Michael Kaufman 1.6 Election of Director to serve until the Mgmt For For next annual meeting: Erin Mulligan Nelson 1.7 Election of Director to serve until the Mgmt For For next annual meeting: Nikul Patel 1.8 Election of Director to serve until the Mgmt For For next annual meeting: Gary E. Robinette 1.9 Election of Director to serve until the Mgmt For For next annual meeting: Mark Yost 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Skyline Champion's independent registered public accounting firm. 3. To consider a non-binding advisory vote on Mgmt For For fiscal 2022 compensation paid to Skyline Champion's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SP PLUS CORPORATION Agenda Number: 935798489 -------------------------------------------------------------------------------------------------------------------------- Security: 78469C103 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: SP ISIN: US78469C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR G Marc Baumann Mgmt For For Alice M. Peterson Mgmt For For Gregory A. Reid Mgmt For For Wyman T. Roberts Mgmt For For Diana L. Sands Mgmt For For Douglas R. Waggoner Mgmt For For 2. To approve, in a non-binding advisory vote, Mgmt For For the 2022 compensation paid to our named executive officers. 3. To cast a non-binding advisory vote on the Mgmt 1 Year For frequency of the advisory vote on compensation of our named executive officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for fiscal year 2023. 5. To approve an amendment to our Second Mgmt For For Amended and Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. -------------------------------------------------------------------------------------------------------------------------- STERLING INFRASTRUCTURE, INC. Agenda Number: 935782145 -------------------------------------------------------------------------------------------------------------------------- Security: 859241101 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: STRL ISIN: US8592411016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Roger A. Cregg Mgmt For For 1b. Election of Director: Joseph A. Cutillo Mgmt For For 1c. Election of Director: Julie A. Dill Mgmt For For 1d. Election of Director: Dana C. O'Brien Mgmt For For 1e. Election of Director: Charles R. Patton Mgmt For For 1f. Election of Director: Thomas M. White Mgmt For For 1g. Election of Director: Dwayne A. Wilson Mgmt For For 2. To approve an amendment to our Certificate Mgmt For For of Incorporation to increase the number of authorized shares of common stock to 58,000,000 shares 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers 5. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for 2023 -------------------------------------------------------------------------------------------------------------------------- STONECO LTD Agenda Number: 935704014 -------------------------------------------------------------------------------------------------------------------------- Security: G85158106 Meeting Type: Annual Meeting Date: 27-Sep-2022 Ticker: STNE ISIN: KYG851581069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL AND RATIFICATION OF THE COMPANY'S Mgmt For For FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 2. APPROVAL OF THE REELECTION OF ANDRe STREET Mgmt For For DE AGUIAR AS A DIRECTOR 3. APPROVAL OF THE ELECTION OF CONRADO ENGEL Mgmt For For AS A DIRECTOR 4. APPROVAL OF THE REELECTION OF ROBERTO MOSES Mgmt For For THOMPSON MOTTA AS A DIRECTOR 5. APPROVAL OF THE REELECTION OF LUCIANA Mgmt For For IBIAPINA LIRA AGUIAR AS A DIRECTOR 6. APPROVAL OF THE REELECTION OF PEDRO Mgmt For For HENRIQUE CAVALLIERI FRANCESCHI AS A DIRECTOR 7. APPROVAL OF THE REELECTION OF DIEGO FRESCO Mgmt For For GUTIeRREZ AS A DIRECTOR 8. APPROVAL OF THE ELECTION OF MAURICIO LUIS Mgmt For For LUCHETTI AS A DIRECTOR 9. APPROVAL OF THE ELECTION OF PATRICIA REGINA Mgmt For For VERDERESI SCHINDLER AS A DIRECTOR 10. APPROVAL OF THE ELECTION OF PEDRO ZINNER AS Mgmt For For A DIRECTOR -------------------------------------------------------------------------------------------------------------------------- TECHNIPFMC PLC Agenda Number: 935782157 -------------------------------------------------------------------------------------------------------------------------- Security: G87110105 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: FTI ISIN: GB00BDSFG982 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Douglas J. Pferdehirt 1b. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Claire S. Farley 1c. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Eleazar de Carvalho Filho 1d. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Robert G. Gwin 1e. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: John O'Leary 1f. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Margareth ovrum 1g. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Kay G. Priestly 1h. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: John Yearwood 1i. Election of Director for a term expiring at Mgmt For For the Company's 2024 Annual General Meeting of Shareholders: Sophie Zurquiyah 2. 2022 U.S. Say-on-Pay for Named Executive Mgmt For For Officers: To approve, as a non-binding advisory resolution, the Company's named executive officer compensation for the year ended December 31, 2022, as reported in the Company's Proxy Statement. 3. 2022 U.K. Directors' Remuneration Report: Mgmt For For To approve, as a non-binding advisory resolution, the Company's directors' remuneration report for the year ended December 31, 2022, as reported in the Company's U.K. Annual Report and Accounts. 4. Receipt of U.K. Annual Report and Accounts: Mgmt For For To receive the Company's audited U.K. accounts for the year ended December 31, 2022, including the reports of the directors and the auditor thereon. 5. Ratification of PwC as U.S. Auditor: To Mgmt For For ratify the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's U.S. independent registered public accounting firm for the year ending December 31, 2023. 6. Reappointment of PwC as U.K. Statutory Mgmt For For Auditor: To reappoint PwC as the Company's U.K. statutory auditor under the U.K. Companies Act 2006, to hold office from the conclusion of the 2023 Annual General Meeting of Shareholders until the next annual general meeting of shareholders at which accounts are laid. 7. Approval of U.K. Statutory Auditor Fees: To Mgmt For For authorize the Board and/or the Audit Committee to determine the remuneration of PwC, in its capacity as the Company's U.K. statutory auditor for the year ending December 31, 2023. 8. Authority to Allot Equity Securities: To Mgmt For For authorize the Board to allot equity securities in the Company. 9. As a special resolution - Authority to Mgmt For For Allot Equity Securities without Pre-emptive Rights: Pursuant to the authority contemplated by the resolution in Proposal 8, to authorize the Board to allot equity securities without pre-emptive rights. -------------------------------------------------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935714659 -------------------------------------------------------------------------------------------------------------------------- Security: 518439104 Meeting Type: Annual Meeting Date: 18-Nov-2022 Ticker: EL ISIN: US5184391044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Ronald S. Mgmt For For Lauder 1b. Election of Class II Director: William P. Mgmt For For Lauder 1c. Election of Class II Director: Richard D. Mgmt For For Parsons 1d. Election of Class II Director: Lynn Mgmt For For Forester de Rothschild 1e. Election of Class II Director: Jennifer Mgmt For For Tejada 1f. Election of Class II Director: Richard F. Mgmt For For Zannino 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as independent auditors for the 2023 fiscal year. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- THE JOINT CORP. Agenda Number: 935850330 -------------------------------------------------------------------------------------------------------------------------- Security: 47973J102 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: JYNT ISIN: US47973J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Matthew E. Rubel Mgmt For For 1.2 Election of Director: Ronald V. DaVella Mgmt For For 1.3 Election of Director: Suzanne M. Decker Mgmt For For 1.4 Election of Director: Peter D. Holt Mgmt For For 1.5 Election of Director: Abe Hong Mgmt For For 1.6 Election of Director: Glenn J. Krevlin Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Approval to amend the Company's Amended and Mgmt For For Restated 2014 Stock Plan to increase the number of shares reserved for issuance under the Plan by 1,200,000 shares. 4. Ratification of the appointment of BDO USA, Mgmt For For LLP as our independent registered public accounting firm for 2023. -------------------------------------------------------------------------------------------------------------------------- TOKIO MARINE HLDGS INC Agenda Number: 935885129 -------------------------------------------------------------------------------------------------------------------------- Security: 889094108 Meeting Type: Annual Meeting Date: 26-Jun-2023 Ticker: TKOMY ISIN: US8890941086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appropriation of Surplus Mgmt For For 2a. Election of Director: Tsuyoshi Nagano Mgmt For For 2b. Election of Director: Satoru Komiya Mgmt For For 2c. Election of Director: Kenji Okada Mgmt For For 2d. Election of Director: Yoichi Moriwaki Mgmt For For 2e. Election of Director: Yoshinori Ishii Mgmt For For 2f. Election of Director: Kiyoshi Wada Mgmt For For 2g. Election of Director: Shinichi Hirose Mgmt For For 2h. Election of Director: Takashi Mitachi Mgmt For For 2i. Election of Director: Nobuhiro Endo Mgmt For For 2j. Election of Director: Shinya Katanozaka Mgmt For For 2k. Election of Director: Emi Osono Mgmt For For 2l. Election of Director: Kosei Shindo Mgmt For For 2m. Election of Director: Robert Alan Feldman Mgmt For For 2n. Election of Director: Kichiichiro Yamamoto Mgmt For For 2o. Election of Director: Haruka Matsuyama Mgmt For For 3.1 Election of Audit & Supervisory Board Mgmt For For Member: Junko Shimizu * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Listed Funds Trust By (Signature) /s/ Gregory C. Bakken Name Gregory C. Bakken Title President Date 08/29/2023