DocumentAs filed with the Securities and Exchange Commission on March 13, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
Listed Funds Trust
(Exact name of registrant as specified in its charter)
Delaware
(State of incorporation or organization)
See List Below
(I.R.S. Employer Identification Number)
c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Address of registrant’s principal executive offices)
| | | | | |
Title of each class of securities to be registered | Name of each exchange on which each class is to be registered |
Roundhill BIG Bank ETF | Listed on The NASDAQ Stock Market, LLC |
| | | | | |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | [X] |
| |
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | [ ] |
| |
Securities Act Registration file number to which this form relates: 333-215588 | |
| |
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable. | |
Item 1. Description of Registrant’s Securities to be Registered.
Reference is made to Post-Effective Amendment No. 257 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-215588 and 811-23226), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-23-001755) on March 1, 2023, which is incorporated herein by reference.
The Trust currently consists of 57 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
| | | | | |
Title of Each Class of Securities to be Registered | IRS Employer ID Number |
Roundhill BIG Bank ETF | 92-1343036 |
Item 2. Exhibits
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
Listed Funds Trust
March 13, 2023
/s/ Kent Barnes
Kent P. Barnes
Secretary