0000894189-22-006530.txt : 20220830
0000894189-22-006530.hdr.sgml : 20220830
20220830105303
ACCESSION NUMBER: 0000894189-22-006530
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220830
DATE AS OF CHANGE: 20220830
EFFECTIVENESS DATE: 20220830
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Listed Funds Trust
CENTRAL INDEX KEY: 0001683471
IRS NUMBER: 826272597
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23226
FILM NUMBER: 221213211
BUSINESS ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-5144
MAIL ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: Active Weighting Funds ETF Trust
DATE OF NAME CHANGE: 20160830
0001683471
S000070708
Morgan Creek-Exos SPAC Originated ETF
C000224799
Morgan Creek-Exos SPAC Originated ETF
SPXZ
0001683471
S000075116
Morgan Creek-Exos Active SPAC Arbitrage ETF
C000233950
Morgan Creek-Exos Active SPAC Arbitrage ETF
CSH
N-PX
1
lift-mc_npx.txt
ANNUAL REPORT OF PROXY VOTING
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-23226
Reporting Period: 07/01/2021 - 06/30/2022
Exos Asset Management LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23226
Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202
Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
811 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Registrant's telephone number, including area code: (414) 765-4711
Date of fiscal year end: 12/31
Date of reporting period: July 1, 2021 to June 30, 2022
================= MORGAN CREEK EXOS ACTIVE SPAC ARBITRAGE ETF ==================
KINS TECHNOLOGY GROUP INC.
Ticker: KINZ Security ID: 49714K109
Meeting Date: JUN 10, 2022 Meeting Type: Special
Record Date: MAY 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to December 16, 2022
2 Amend Investment Management Trust For Did Not Vote Management
Agreement to Make Changes Necessary to
Reflect the Extension
3 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
AMERICAS TECHNOLOGY ACQUISITION CORP.
Ticker: ATA Security ID: G0404A102
Meeting Date: JUN 14, 2022 Meeting Type: Special
Record Date: MAY 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For Did Not Vote Management
Association to Extend Consummation of
Business Combination to December 17,
2022
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
BROOKLINE CAPITAL ACQUISITION CORP.
Ticker: BCAC Security ID: 11374E104
Meeting Date: APR 26, 2022 Meeting Type: Special
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to November 2, 2022
--------------------------------------------------------------------------------
BULL HORN HOLDINGS CORP.
Ticker: BHSE Security ID: G1686P106
Meeting Date: APR 26, 2022 Meeting Type: Special
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to November 3, 2022
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
CORNER GROWTH ACQUISITION CORP. 2
Ticker: TRON Security ID: G2426E104
Meeting Date: JUN 15, 2022 Meeting Type: Extraordinary Shareholders
Record Date: MAY 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to July 21, 2022
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
E.MERGE TECHNOLOGY ACQUISITION CORP.
Ticker: ETAC Security ID: 26873Y104
Meeting Date: JUN 28, 2022 Meeting Type: Special
Record Date: MAY 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to November 4, 2022
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
HAYMAKER ACQUISITION CORP. III
Ticker: HYAC Security ID: 42087R108
Meeting Date: MAY 24, 2022 Meeting Type: Special
Record Date: APR 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Issue Shares in Connection with For Did Not Vote Management
Acquisition
3 Amend Charter For Did Not Vote Management
4 Amend Charter re: Net Tangible Assets For Did Not Vote Management
5A Opt Out of Section 203 of the Delaware For Did Not Vote Management
General Corporation Law
5B Change Company Name to biote Corp. For Did Not Vote Management
5C Approve Changes in Authorized Shares For Did Not Vote Management
6 Approve Omnibus Stock Plan For Did Not Vote Management
7 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
8.1 Elect Director Stephen Powell For Did Not Vote Management
8.2 Elect Director Dana Jacoby For Did Not Vote Management
8.3 Elect Director Steven Heyer For Did Not Vote Management
8.4 Elect Director Mark Cone For Did Not Vote Management
8.5 Elect Director Andrew R. Heyer For Did Not Vote Management
8.6 Elect Director Marc Beer For Did Not Vote Management
8.7 Elect Director Terry Weber For Did Not Vote Management
9 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
MOTIVE CAPITAL CORP
Ticker: MOTV Security ID: G6293A103
Meeting Date: MAR 15, 2022 Meeting Type: Extraordinary Shareholders
Record Date: FEB 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Change Jurisdiction of Incorporation For Did Not Vote Management
from Cayman Islands to the State of
Delaware
3A Approve Changes in Authorized Capital For Did Not Vote Management
Stock
3B Adopt the Jurisdiction of For Did Not Vote Management
Incorporation as the Exclusive Forum
for Certain Disputes
3C Adopt Supermajority Vote Requirement For Did Not Vote Management
3D Provide Directors May Only Be Removed For Did Not Vote Management
for Cause
3E Eliminate Right to Act by Written For Did Not Vote Management
Consent
3F Approve Other Changes For Did Not Vote Management
4 Approve the Second Amended and For Did Not Vote Management
Restated Certificate of Incorporation
5 Elect Ashwin Kumar, Blythe Masters, For Did Not Vote Management
Kelly Rodriques, Stephen George,
Christoph Hansmeyer, Kim Vogel, and
Steven McLaughlin as Directors
6 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
7 Approve Omnibus Stock Plan For Did Not Vote Management
8 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
9 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
OAKTREE ACQUISITION CORP. II
Ticker: OACB Security ID: G6715X103
Meeting Date: JUN 07, 2022 Meeting Type: Extraordinary Shareholders
Record Date: MAR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Approve Merger Agreement For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
REDBALL ACQUISITION CORP.
Ticker: RBAC Security ID: G7417R105
Meeting Date: JUN 01, 2022 Meeting Type: Extraordinary Shareholders
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Change Jurisdiction of Incorporation For For Management
from Cayman Islands to the State of
Delaware
3 Amend Charter For For Management
4 Approve Changes in Authorized Capital For For Management
Stock
5 Authorize Board to Issue Any or All For For Management
Shares of Preferred Stock in One or
More Classes or Series
6 Approve Proposed Organizational For For Management
Documents
7 Elect Directors Richard H. Thaler and For For Management
Lewis N. Wolff
8 Elect Directors For For Management
9 Approve Issuance of Shares for a For For Management
Private Placement
10 Approve Omnibus Stock Plan For For Management
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VIRGIN GROUP ACQUISITION CORP. II
Ticker: VGII Security ID: G9460K102
Meeting Date: JUN 14, 2022 Meeting Type: Extraordinary Shareholders
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Change State of Incorporation to For Did Not Vote Management
Delaware
3 Amend Charter For Did Not Vote Management
4 Increase Authorized Preferred and For Did Not Vote Management
Common Stock
5 Approve Proposed Governing Documents For Did Not Vote Management
6 Approve Implementation of Dual-Class For Did Not Vote Management
Stock Structure
7 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
8 Approve Omnibus Stock Plan For Did Not Vote Management
9 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
11 Adjourn Meeting For Did Not Vote Management
===================== MORGAN CREEK EXOS SPAC ORIGINATED ETF ====================
ALIGHT, INC.
Ticker: ALIT Security ID: 01626W101
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erika Meinhardt For Did Not Vote Management
1b Elect Director Regina M. Paolillo For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
--------------------------------------------------------------------------------
ARDAGH METAL PACKAGING SA
Ticker: AMBP Security ID: L02235106
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
2 Approve Financial Statements For Did Not Vote Management
3 Approve Allocation of Income For Did Not Vote Management
4 Ratify John Sheehan as Class II For Did Not Vote Management
Director to Fill a Vacancy Until the
2022 AGM
5 Approve Discharge of Directors For Did Not Vote Management
6a Reelect Yves Elsen as Class I Director For Did Not Vote Management
6b Reelect Damien O'Brien as Class I For Did Not Vote Management
Director
6c Elect Hermanus Troskie as Class I For Did Not Vote Management
Director
6d Elect John Sheehan as Class II Director For Did Not Vote Management
7 Approve Remuneration of Directors For Did Not Vote Management
8 Appoint PricewaterhouseCoopers as For Did Not Vote Management
Auditor
--------------------------------------------------------------------------------
ARRIVAL SA
Ticker: ARVL Security ID: L0423Q108
Meeting Date: JUN 03, 2022 Meeting Type: Annual
Record Date: MAY 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Auditor's Reports For Did Not Vote Management
2 Receive and Approve Consolidated For Did Not Vote Management
Board's and Auditor's Reports
3 Approve Financial Statements For Did Not Vote Management
4 Approve Allocation of Income For Did Not Vote Management
5 Approve Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
6 Approve Remuneration of Directors For Did Not Vote Management
7 Elect Yun Seong Hwang as Class A For Did Not Vote Management
Director
8 Approve Discharge of Directors and For Did Not Vote Management
Auditors
9 Reelect Frank Peter Cuneo and Yun For Did Not Vote Management
Seong Hwang as Class A Directors
10 Renew Appointment of Auditor For Did Not Vote Management
--------------------------------------------------------------------------------
ARRIVAL SA
Ticker: ARVL Security ID: L0423Q211
Meeting Date: JUN 03, 2022 Meeting Type: Extraordinary Shareholders
Record Date: MAY 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Abolish Nominal Value of Shares For Did Not Vote Management
2 Approve Change of Currency of the For Did Not Vote Management
Issued Share Capital from Euro to
United States Dollars
3 Convert the Existing Issued Share For Did Not Vote Management
Capital into its Equivalent Amount in
United States Dollars
4 Convert the Existing Authorized Share For Did Not Vote Management
Capital (Including Issued Share
Capital) into its Equivalent Amount in
United States Dollars
5 Amend Articles of Association For Did Not Vote Management
--------------------------------------------------------------------------------
AURORA INNOVATION, INC.
Ticker: AUR Security ID: 051774107
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chris Urmson For Did Not Vote Management
1b Elect Director Sterling Anderson For Did Not Vote Management
2 Ratify KPMG LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
BAKKT HOLDINGS, INC.
Ticker: BKKT Security ID: 05759B107
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle J. Goldberg For Did Not Vote Management
1.2 Elect Director Gavin Michael For Did Not Vote Management
1.3 Elect Director Jill Simeone For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
BLUE OWL CAPITAL, INC.
Ticker: OWL Security ID: 09581B103
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig W. Packer For Did Not Vote Management
1b Elect Director Sean Ward For Did Not Vote Management
1c Elect Director Dana Weeks For Did Not Vote Management
2 Ratify KPMG LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Did Not Vote Management
Years
--------------------------------------------------------------------------------
BUTTERFLY NETWORK, INC.
Ticker: BFLY Security ID: 124155102
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan M. Rothberg For Did Not Vote Management
1b Elect Director Todd M. Fruchterman For Did Not Vote Management
1c Elect Director Larry Robbins For Did Not Vote Management
1d Elect Director Dawn Carfora For Did Not Vote Management
1e Elect Director Elazer Edelman For Did Not Vote Management
1f Elect Director John Hammergren For Did Not Vote Management
1g Elect Director Gianluca Pettiti For Did Not Vote Management
1h Elect Director S. Louise Phanstiel For Did Not Vote Management
1i Elect Director Erica Schwartz For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
--------------------------------------------------------------------------------
CANO HEALTH, INC.
Ticker: CANO Security ID: 13781Y103
Meeting Date: MAY 16, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Gold For Did Not Vote Management
1.2 Elect Director Barry S. Sternlicht For Did Not Vote Management
1.3 Elect Director Solomon D. Trujillo For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
CAZOO GROUP LTD
Ticker: CZOO Security ID: G2007L105
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: JUN 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Did Not Vote Management
2.1 Elect Director Alex Chesterman For Did Not Vote Management
2.2 Elect Director David Hobbs For Did Not Vote Management
2.3 Elect Director Moni Mannings For Did Not Vote Management
3 Approve Ernst & Young LLP as Auditors For Did Not Vote Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CCC INTELLIGENT SOLUTIONS HOLDINGS, INC.
Ticker: CCCS Security ID: 12510Q100
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Teri Williams For Did Not Vote Management
1.2 Elect Director Christopher Egan For Did Not Vote Management
1.3 Elect Director Steven Puccinelli For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
CORE SCIENTIFIC, INC.
Ticker: CORZ Security ID: 21873J108
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Levitt For Did Not Vote Management
1.2 Elect Director Darin Feinstein For Did Not Vote Management
1.3 Elect Director Jarvis Hollingsworth For Did Not Vote Management
1.4 Elect Director Matt Minnis For Did Not Vote Management
1.5 Elect Director Stacie Olivares For Did Not Vote Management
1.6 Elect Director Kneeland Youngblood For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
CYXTERA TECHNOLOGIES, INC.
Ticker: CYXT Security ID: 23284C102
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fahim Ahmed For Did Not Vote Management
1b Elect Director John W. Diercksen For Did Not Vote Management
1c Elect Director Michelle Felman For Did Not Vote Management
1d Elect Director Nelson Fonseca For Did Not Vote Management
1e Elect Director Melissa Hathaway For Did Not Vote Management
1f Elect Director Manuel D. Medina For Did Not Vote Management
1g Elect Director Jeffrey C. Smith For Did Not Vote Management
1h Elect Director Raymond Svider For Did Not Vote Management
1i Elect Director Gregory Waters For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
--------------------------------------------------------------------------------
DRAFTKINGS INC.
Ticker: DKNG Security ID: 26142R104
Meeting Date: APR 19, 2022 Meeting Type: Annual
Record Date: FEB 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason D. Robins For Did Not Vote Management
1.2 Elect Director Harry Evans Sloan For Did Not Vote Management
1.3 Elect Director Matthew Kalish For Did Not Vote Management
1.4 Elect Director Paul Liberman For Did Not Vote Management
1.5 Elect Director Woodrow H. Levin For Did Not Vote Management
1.6 Elect Director Shalom Meckenzie For Did Not Vote Management
1.7 Elect Director Jocelyn Moore For Did Not Vote Management
1.8 Elect Director Ryan R. Moore For Did Not Vote Management
1.9 Elect Director Valerie Mosley For Did Not Vote Management
1.10 Elect Director Steven J. Murray For Did Not Vote Management
1.11 Elect Director Marni M. Walden For Did Not Vote Management
1.12 Elect Director Tilman J. Fertitta For Did Not Vote Management
2 Ratify BDO USA, LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
E.MERGE TECHNOLOGY ACQUISITION CORP.
Ticker: ETAC Security ID: 26873Y104
Meeting Date: JUN 28, 2022 Meeting Type: Special
Record Date: MAY 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to November 4, 2022
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
EMBARK TECHNOLOGY, INC.
Ticker: EMBK Security ID: 29079J103
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Chiodo For Did Not Vote Management
1.2 Elect Director Alex Rodrigues For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
FISKER, INC.
Ticker: FSR Security ID: 33813J106
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geeta Gupta-Fisker For Did Not Vote Management
1.2 Elect Director Nadine I. Watt For Did Not Vote Management
1.3 Elect Director William R. McDermott For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
GINKGO BIOWORKS HOLDINGS, INC.
Ticker: DNA Security ID: 37611X100
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arie Belldegrun For Did Not Vote Management
1b Elect Director Marijn Dekkers For Did Not Vote Management
1c Elect Director Christian Henry For Did Not Vote Management
1d Elect Director Reshma Kewalramani For Did Not Vote Management
1e Elect Director Shyam Sankar For Did Not Vote Management
1f Elect Director Harry E. Sloan For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
GORES GUGGENHEIM, INC.
Ticker: GGPI Security ID: 38286Q107
Meeting Date: JUN 22, 2022 Meeting Type: Special
Record Date: MAY 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2A Approve Changes in Authorized Shares For Did Not Vote Management
2B Approve Implementation of Dual-Class For Did Not Vote Management
Capital Structure
2C Classify the Board of Directors For Did Not Vote Management
2D Amend Articles Re: Removal of Directors For Did Not Vote Management
2E Amend Quorum Requirements For Did Not Vote Management
2F Amend Articles Re: Authorization of For Did Not Vote Management
Directors' Conflicts of Interest
2G Amend Articles of Association to Add For Did Not Vote Management
Federal Forum Selection Provision
3 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
GORES METROPOULOS II, INC.
Ticker: GMII Security ID: 382873107
Meeting Date: JAN 14, 2022 Meeting Type: Special
Record Date: NOV 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
3 Amend Charter For Did Not Vote Management
4A Increase Authorized Preferred Stock For Did Not Vote Management
4B Classify the Board of Directors For Did Not Vote Management
4C Approve Application of the Doctrine of For Did Not Vote Management
Corporate Opportunity
4D Adopt Supermajority Vote Requirement For Did Not Vote Management
to Amend the Certificate of
Incorporation
5 Approve Restricted Stock Plan For Did Not Vote Management
6 Approve Omnibus Stock Plan For Did Not Vote Management
7 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
8.1 Elect Director Dean Metropoulos For Did Not Vote Management
8.2 Elect Director Randall Bort For Did Not Vote Management
8.3 Elect Director Michael Cramer For Did Not Vote Management
8.4 Elect Director Joseph Gatto For Did Not Vote Management
9 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
HILLMAN SOLUTIONS CORP.
Ticker: HLMN Security ID: 431636109
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas J. Cahill For Did Not Vote Management
1.2 Elect Director Joseph M. For Did Not Vote Management
Scharfenberger, Jr.
1.3 Elect Director Richard F. Zannino For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
HUMACYTE, INC.
Ticker: HUMA Security ID: 44486Q103
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brady W. Dougan For Did Not Vote Management
1.2 Elect Director Diane Seimetz For Did Not Vote Management
1.3 Elect Director Max Wallace For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
JANUS INTERNATIONAL GROUP, INC.
Ticker: JBI Security ID: 47103N106
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ramey Jackson For Did Not Vote Management
1b Elect Director Xavier A. Gutierrez For Did Not Vote Management
2 Ratify BDO USA, LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
JOBY AVIATION, INC.
Ticker: JOBY Security ID: G65163100
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Kuffner For Did Not Vote Management
1b Elect Director Dipender Saluja For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
LUCID GROUP, INC.
Ticker: LCID Security ID: 549498103
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Turqi Alnowaiser For Did Not Vote Management
1.2 Elect Director Glenn R. August For Did Not Vote Management
1.3 Elect Director Nancy Gioia For Did Not Vote Management
1.4 Elect Director Frank Lindenberg For Did Not Vote Management
1.5 Elect Director Andrew Liveris For Did Not Vote Management
1.6 Elect Director Nichelle Maynard-Elliott For Did Not Vote Management
1.7 Elect Director Tony Posawatz For Did Not Vote Management
1.8 Elect Director Peter Rawlinson For Did Not Vote Management
1.9 Elect Director Janet S. Wong For Did Not Vote Management
2 Ratify Grant Thornton LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Amend Omnibus Stock Plan For Did Not Vote Management
--------------------------------------------------------------------------------
LUMINAR TECHNOLOGIES, INC.
Ticker: LAZR Security ID: 550424105
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alec E. Gores For Did Not Vote Management
1.2 Elect Director Matthew J. Simoncini For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
5 Amend Omnibus Stock Plan For Did Not Vote Management
--------------------------------------------------------------------------------
MIRION TECHNOLOGIES, INC.
Ticker: MIR Security ID: 60471A101
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence D. Kingsley For Did Not Vote Management
1b Elect Director Thomas D. Logan For Did Not Vote Management
1c Elect Director Kenneth C. Bockhorst For Did Not Vote Management
1d Elect Director Robert A. Cascella For Did Not Vote Management
1e Elect Director Steven W. Etzel For Did Not Vote Management
1f Elect Director John W. Kuo For Did Not Vote Management
1g Elect Director Jody A. Markopoulos For Did Not Vote Management
1h Elect Director Jyothsna (Jo) Natauri For Did Not Vote Management
1i Elect Director Christopher Warren For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
--------------------------------------------------------------------------------
MOTIVE CAPITAL CORP
Ticker: MOTV Security ID: G6293A103
Meeting Date: MAR 15, 2022 Meeting Type: Extraordinary Shareholders
Record Date: FEB 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Change Jurisdiction of Incorporation For Did Not Vote Management
from Cayman Islands to the State of
Delaware
3A Approve Changes in Authorized Capital For Did Not Vote Management
Stock
3B Adopt the Jurisdiction of For Did Not Vote Management
Incorporation as the Exclusive Forum
for Certain Disputes
3C Adopt Supermajority Vote Requirement For Did Not Vote Management
3D Provide Directors May Only Be Removed For Did Not Vote Management
for Cause
3E Eliminate Right to Act by Written For Did Not Vote Management
Consent
3F Approve Other Changes For Did Not Vote Management
4 Approve the Second Amended and For Did Not Vote Management
Restated Certificate of Incorporation
5 Elect Ashwin Kumar, Blythe Masters, For Did Not Vote Management
Kelly Rodriques, Stephen George,
Christoph Hansmeyer, Kim Vogel, and
Steven McLaughlin as Directors
6 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
7 Approve Omnibus Stock Plan For Did Not Vote Management
8 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
9 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
MP MATERIALS CORP.
Ticker: MP Security ID: 553368101
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Connie K. Duckworth For Did Not Vote Management
1b Elect Director Maryanne R. Lavan For Did Not Vote Management
1c Elect Director Richard B. Myers For Did Not Vote Management
2 Ratify KPMG LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
--------------------------------------------------------------------------------
NEXTDOOR HOLDINGS, INC.
Ticker: KIND Security ID: 65345M108
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Gurley For Did Not Vote Management
1.2 Elect Director Jason Pressman For Did Not Vote Management
1.3 Elect Director Nirav Tolia For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
OPENDOOR TECHNOLOGIES INC.
Ticker: OPEN Security ID: 683712103
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Bain For Did Not Vote Management
1.2 Elect Director Pueo Keffer For Did Not Vote Management
1.3 Elect Director John Rice For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYONEER GLOBAL, INC.
Ticker: PAYO Security ID: 70451X104
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avi Zeevi For Did Not Vote Management
1.2 Elect Director Scott H. Galit For Did Not Vote Management
2 Ratify Kesselman & Kesselman as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
PAYSAFE LTD.
Ticker: PSFE Security ID: G6964L107
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bruce Lowthers For Did Not Vote Management
2 Elect Director James Murren For Did Not Vote Management
3 Elect Director Jonathan Murphy For Did Not Vote Management
4 Approve Deloitte & Touche LLP as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
POWER & DIGITAL INFRASTRUCTURE ACQUISITION CORP.
Ticker: XPDI Security ID: 739190106
Meeting Date: JAN 19, 2022 Meeting Type: Special
Record Date: DEC 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Amend Charter For Did Not Vote Management
3A Increase Authorized Preferred and For Did Not Vote Management
Common Stock
3B Increase Supermajority Vote For Did Not Vote Management
Requirement for Bylaws Amendment
3C Increase Supermajority Vote For Did Not Vote Management
Requirement for Charter Amendment
4 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
5 Approve Omnibus Stock Plan For Did Not Vote Management
6 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
7 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
PURECYCLE TECHNOLOGIES, INC.
Ticker: PCT Security ID: 74623V103
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya Burnell For Did Not Vote Management
1.2 Elect Director Timothy Glockner For Did Not Vote Management
1.3 Elect Director John Scott For Did Not Vote Management
2 Ratify Grant Thornton LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
REDBALL ACQUISITION CORP.
Ticker: RBAC Security ID: G7417R105
Meeting Date: JUN 01, 2022 Meeting Type: Extraordinary Shareholders
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Change Jurisdiction of Incorporation For For Management
from Cayman Islands to the State of
Delaware
3 Amend Charter For For Management
4 Approve Changes in Authorized Capital For For Management
Stock
5 Authorize Board to Issue Any or All For For Management
Shares of Preferred Stock in One or
More Classes or Series
6 Approve Proposed Organizational For For Management
Documents
7 Elect Directors Richard H. Thaler and For For Management
Lewis N. Wolff
8 Elect Directors For For Management
9 Approve Issuance of Shares for a For For Management
Private Placement
10 Approve Omnibus Stock Plan For For Management
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ROCKET LAB USA, INC.
Ticker: RKLB Security ID: 773122106
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon Olson For Did Not Vote Management
1b Elect Director Merline Saintil For Did Not Vote Management
1c Elect Director Alex Slusky For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
RUSH STREET INTERACTIVE, INC.
Ticker: RSI Security ID: 782011100
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Bluhm For Did Not Vote Management
1.2 Elect Director James Gordon For Did Not Vote Management
1.3 Elect Director Richard Schwartz For Did Not Vote Management
2 Ratify WithumSmith+Brown, PC as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
SKILLZ INC.
Ticker: SKLZ Security ID: 83067L109
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Paradise For Did Not Vote Management
1b Elect Director Jerry Bruckheimer For Did Not Vote Management
1c Elect Director Casey Chafkin For Did Not Vote Management
1d Elect Director Christopher S. Gaffney For Did Not Vote Management
1e Elect Director Shari Glazer For Did Not Vote Management
1f Elect Director Vandana Mehta-Krantz For Did Not Vote Management
1g Elect Director Harry E. Sloan For Did Not Vote Management
1h Elect Director Kent Wakeford For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Did Not Vote Management
Years
5 Approve Increase in Size of Board from For Did Not Vote Management
Seven to Nine
--------------------------------------------------------------------------------
SMARTRENT, INC.
Ticker: SMRT Security ID: 83193G107
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Frederick Tuomi For Did Not Vote Management
1B Elect Director Ann Sperling For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
SPARTAN ACQUISITION CORP. III
Ticker: SPAQ Security ID: 84677R106
Meeting Date: MAR 08, 2022 Meeting Type: Special
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Approve Governance Provisions For Did Not Vote Management
Contained in the Articles of
Association of Allego N.V.
3 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
SPORTS ENTERTAINMENT ACQUISITION CORP.
Ticker: SEAH Security ID: 84918M106
Meeting Date: JAN 26, 2022 Meeting Type: Special
Record Date: DEC 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Approve Omnibus Stock Plan For Did Not Vote Management
3 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
4 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
STEM, INC.
Ticker: STEM Security ID: 85859N102
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura D'Andrea Tyson For Did Not Vote Management
1.2 Elect Director Jane Woodward For Did Not Vote Management
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
--------------------------------------------------------------------------------
THE LION ELECTRIC COMPANY
Ticker: LEV Security ID: 536221104
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: MAR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila C. Bair For Did Not Vote Management
1.2 Elect Director Marc Bedard For Did Not Vote Management
1.3 Elect Director Pierre Larochelle For Did Not Vote Management
1.4 Elect Director Ann L. Payne For Did Not Vote Management
1.5 Elect Director Pierre-Olivier Perras For Did Not Vote Management
1.6 Elect Director Michel Ringuet For Did Not Vote Management
1.7 Elect Director Lorenzo Roccia For Did Not Vote Management
1.8 Elect Director Pierre Wilkie For Did Not Vote Management
2 Ratify Raymond Chabot Grant Thornton For Did Not Vote Management
LLP as Auditors
--------------------------------------------------------------------------------
TREBIA ACQUISITION CORP.
Ticker: TREB Security ID: G9027T109
Meeting Date: JAN 20, 2022 Meeting Type: Extraordinary Shareholders
Record Date: NOV 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
3 Change Jurisdiction of Incorporation For Did Not Vote Management
from Cayman Islands to the State of
Delaware
4 Amend Charter For Did Not Vote Management
5A Approve Changes in Authorized Share For Did Not Vote Management
Capital
5B Permit Changes to the Ability of For Did Not Vote Management
Shareholders to Vote and Remove
Directors
5C Adopt Majority Vote Requirement to For Did Not Vote Management
Approve Mergers or Other Forms of
Business Combination
5D Adopt the Jurisdiction of For Did Not Vote Management
Incorporation as the Exclusive Forum
for Certain Disputes
5E Eliminate Right to Act by Written For Did Not Vote Management
Consent
5F Approve All Other Changes in the For Did Not Vote Management
Proposed Charter
6 Approve Omnibus Stock Plan For Did Not Vote Management
7.1 Elect Director Dexter Fowler For Did Not Vote Management
7.2 Elect Director Caroline Horn For Did Not Vote Management
7.3 Elect Director Jennifer Prince For Did Not Vote Management
7.4 Elect Director Moujan Kazerani For Did Not Vote Management
7.5 Elect Director Frank R. Martire, Jr. For Did Not Vote Management
7.6 Elect Director Christopher Phillips For Did Not Vote Management
7.7 Elect Director Michael Blend For Did Not Vote Management
7.8 Elect Director William P. Foley, II For Did Not Vote Management
8 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
UTZ BRANDS, INC.
Ticker: UTZ Security ID: 918090101
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Antonio Fernandez For Did Not Vote Management
1b Elect Director Michael W. Rice For Did Not Vote Management
1c Elect Director Craig Steeneck For Did Not Vote Management
1d Elect Director Pamela Stewart For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Ratify Grant Thornton, LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
VERTIV HOLDINGS CO.
Ticker: VRT Security ID: 92537N108
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cote For Did Not Vote Management
1b Elect Director Rob Johnson For Did Not Vote Management
1c Elect Director Joseph van Dokkum For Did Not Vote Management
1d Elect Director Roger Fradin For Did Not Vote Management
1e Elect Director Jacob Kotzubei For Did Not Vote Management
1f Elect Director Matthew Louie For Did Not Vote Management
1g Elect Director Edward L. Monser For Did Not Vote Management
1h Elect Director Steven S. Reinemund For Did Not Vote Management
1i Elect Director Robin L. Washington For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
VIRGIN GALACTIC HOLDINGS, INC.
Ticker: SPCE Security ID: 92766K106
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Colglazier For Did Not Vote Management
1.2 Elect Director Evan Lovell For Did Not Vote Management
1.3 Elect Director Wanda Austin For Did Not Vote Management
1.4 Elect Director Adam Bain For Did Not Vote Management
1.5 Elect Director Tina Jonas For Did Not Vote Management
1.6 Elect Director Craig Kreeger For Did Not Vote Management
1.7 Elect Director George Mattson For Did Not Vote Management
1.8 Elect Director Wanda Sigur For Did Not Vote Management
1.9 Elect Director W. Gilbert (Gil) West For Did Not Vote Management
2 Ratify KPMG LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEWORK, INC.
Ticker: WE Security ID: 96209A104
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michel Combes For Did Not Vote Management
1.2 Elect Director Bruce Dunlevie For Did Not Vote Management
1.3 Elect Director Saurabh Jalan For Did Not Vote Management
1.4 Elect Director Veronique Laury For Did Not Vote Management
1.5 Elect Director Sandeep Mathrani For Did Not Vote Management
1.6 Elect Director Deven Parekh For Did Not Vote Management
1.7 Elect Director Vivek Ranadive For Did Not Vote Management
1.8 Elect Director Kirthiga Reddy For Did Not Vote Management
1.9 Elect Director Jeffrey 'Jeff' Sine For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature and Title)*/s/ Gregory Bakken
Gregory Bakken
President/Principal Executive Officer
Date: 8/29/2022
* Print the name and title of each signing officer under his or her signature.