N-PX 1 lift-grizzle2_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23226 NAME OF REGISTRANT: Listed Funds Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory C. Bakken, President Listed Funds Trust c/o U.S. Bank Global Fund Services 811 E. Wisconsin Ave, 8th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-4711 DATE OF FISCAL YEAR END: 07/31 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 Grizzle Growth ETF -------------------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Agenda Number: 935580111 -------------------------------------------------------------------------------------------------------------------------- Security: 00507V109 Meeting Type: Special Meeting Date: 28-Apr-2022 Ticker: ATVI ISIN: US00507V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the Merger Agreement. To adopt Mgmt For For the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the "merger agreement"), by and among Activision Blizzard, Inc. ("Activision Blizzard"), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. 2. Approval, by Means of a Non-Binding, Mgmt For For Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. 3. Adjournment of the Special Meeting. To Mgmt For For adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. -------------------------------------------------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Agenda Number: 935640715 -------------------------------------------------------------------------------------------------------------------------- Security: 00507V109 Meeting Type: Annual Meeting Date: 21-Jun-2022 Ticker: ATVI ISIN: US00507V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Reveta Bowers Mgmt For For 1b. Election of Director: Kerry Carr Mgmt For For 1c. Election of Director: Robert Corti Mgmt For For 1d. Election of Director: Brian Kelly Mgmt For For 1e. Election of Director: Robert Kotick Mgmt For For 1f. Election of Director: Lulu Meservey Mgmt For For 1g. Election of Director: Barry Meyer Mgmt For For 1h. Election of Director: Robert Morgado Mgmt For For 1i. Election of Director: Peter Nolan Mgmt For For 1j. Election of Director: Dawn Ostroff Mgmt For For 2. Advisory vote to approve our executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 4. Shareholder proposal regarding the Shr Against For nomination of an employee representative director. 5. Shareholder proposal regarding the Shr For Against preparation of a report about the Company's efforts to prevent abuse, harassment and discrimination. -------------------------------------------------------------------------------------------------------------------------- ADOBE INC. Agenda Number: 935553669 -------------------------------------------------------------------------------------------------------------------------- Security: 00724F101 Meeting Type: Annual Meeting Date: 14-Apr-2022 Ticker: ADBE ISIN: US00724F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a Mgmt For For one-year term: Amy Banse 1B. Election of Director to serve for a Mgmt For For one-year term: Brett Biggs 1C. Election of Director to serve for a Mgmt For For one-year term: Melanie Boulden 1D. Election of Director to serve for a Mgmt For For one-year term: Frank Calderoni 1E. Election of Director to serve for a Mgmt For For one-year term: Laura Desmond 1F. Election of Director to serve for a Mgmt For For one-year term: Shantanu Narayen 1G. Election of Director to serve for a Mgmt For For one-year term: Spencer Neumann 1H. Election of Director to serve for a Mgmt For For one-year term: Kathleen Oberg 1I. Election of Director to serve for a Mgmt For For one-year term: Dheeraj Pandey 1J. Election of Director to serve for a Mgmt For For one-year term: David Ricks 1K. Election of Director to serve for a Mgmt For For one-year term: Daniel Rosensweig 1L. Election of Director to serve for a Mgmt For For one-year term: John Warnock 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on December 2, 2022. 3. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AIRBNB INC Agenda Number: 935613249 -------------------------------------------------------------------------------------------------------------------------- Security: 009066101 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: ABNB ISIN: US0090661010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Amrita Ahuja 1.2 Election of Class II Director to serve Mgmt Withheld Against until the 2025 Annual Meeting: Joseph Gebbia 1.3 Election of Class II Director to serve Mgmt Withheld Against until the 2025 Annual Meeting: Jeffrey Jordan 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935618578 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Larry Page Mgmt For For 1b. Election of Director: Sergey Brin Mgmt For For 1c. Election of Director: Sundar Pichai Mgmt For For 1d. Election of Director: John L. Hennessy Mgmt For For 1e. Election of Director: Frances H. Arnold Mgmt For For 1f. Election of Director: L. John Doerr Mgmt For For 1g. Election of Director: Roger W. Ferguson Jr. Mgmt For For 1h. Election of Director: Ann Mather Mgmt For For 1i. Election of Director: K. Ram Shriram Mgmt For For 1j. Election of Director: Robin L. Washington Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. The amendment of Alphabet's 2021 Stock Plan Mgmt Against Against to increase the share reserve by 4,000,000 shares of Class C capital stock. 4. The amendment of Alphabet's Amended and Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares. 5. A stockholder proposal regarding a lobbying Shr For Against report, if properly presented at the meeting. 6. A stockholder proposal regarding a climate Shr For Against lobbying report, if properly presented at the meeting. 7. A stockholder proposal regarding a report Shr For Against on physical risks of climate change, if properly presented at the meeting. 8. A stockholder proposal regarding a report Shr For Against on water management risks, if properly presented at the meeting. 9. A stockholder proposal regarding a racial Shr For Against equity audit, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr Against For on concealment clauses, if properly presented at the meeting. 11. A stockholder proposal regarding equal Shr For Against shareholder voting, if properly presented at the meeting. 12. A stockholder proposal regarding a report Shr Against For on government takedown requests, if properly presented at the meeting. 13. A stockholder proposal regarding a human Shr For Against rights assessment of data center siting, if properly presented at the meeting. 14. A stockholder proposal regarding a report Shr Against For on data collection, privacy, and security, if properly presented at the meeting. 15. A stockholder proposal regarding algorithm Shr For Against disclosures, if properly presented at the meeting. 16. A stockholder proposal regarding Shr For Against misinformation and disinformation, if properly presented at the meeting. 17. A stockholder proposal regarding a report Shr Against For on external costs of disinformation, if properly presented at the meeting. 18. A stockholder proposal regarding a report Shr Against For on board diversity, if properly presented at the meeting. 19. A stockholder proposal regarding the Shr Against For establishment of an environmental sustainability board committee, if properly presented at the meeting. 20. A stockholder proposal regarding a policy Shr Against For on non-management employee representative director, if properly presented at the meeting. 21. A stockholder proposal regarding a report Shr Against For on policies regarding military and militarized policing agencies, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935609288 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Andrew R. Jassy Mgmt For For 1c. Election of Director: Keith B. Alexander Mgmt For For 1d. Election of Director: Edith W. Cooper Mgmt For For 1e. Election of Director: Jamie S. Gorelick Mgmt For For 1f. Election of Director: Daniel P. Mgmt For For Huttenlocher 1g. Election of Director: Judith A. McGrath Mgmt For For 1h. Election of Director: Indra K. Nooyi Mgmt For For 1i. Election of Director: Jonathan J. Mgmt For For Rubinstein 1j. Election of Director: Patricia Q. Mgmt For For Stonesifer 1k. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION 4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For RETIREMENT PLAN OPTIONS 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER DUE DILIGENCE 7. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE DIRECTOR CANDIDATE POLICY 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against PACKAGING MATERIALS 9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For WORKER HEALTH AND SAFETY DIFFERENCES 10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CHARITABLE CONTRIBUTIONS 12. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For TAX REPORTING 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON FREEDOM OF ASSOCIATION 14. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON LOBBYING 15. SHAREHOLDER PROPOSAL REQUESTING A POLICY Shr Against For REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS 16. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against WAREHOUSE WORKING CONDITIONS 17. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON GENDER/RACIAL PAY 18. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Abstain Against AND EQUITY AUDIT 19. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER USE OF CERTAIN TECHNOLOGIES -------------------------------------------------------------------------------------------------------------------------- ARC RESOURCES LTD Agenda Number: 715430182 -------------------------------------------------------------------------------------------------------------------------- Security: 00208D408 Meeting Type: AGM Meeting Date: 06-May-2022 Ticker: ISIN: CA00208D4084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: HAROLD N. KVISLE Mgmt For For 1.2 ELECTION OF DIRECTOR: MARTY L. PROCTOR Mgmt For For 1.3 ELECTION OF DIRECTOR: FARHAD AHRABI Mgmt For For 1.4 ELECTION OF DIRECTOR: CAROL BANDUCCI Mgmt For For 1.5 ELECTION OF DIRECTOR: DAVID R. COLLYER Mgmt For For 1.6 ELECTION OF DIRECTOR: SUSAN C. JONES Mgmt For For 1.7 ELECTION OF DIRECTOR: WILLIAM J. MCADAM Mgmt For For 1.8 ELECTION OF DIRECTOR: MICHAEL G. MCALLISTER Mgmt For For 1.9 ELECTION OF DIRECTOR: M. JACQUELINE Mgmt For For SHEPPARD 1.10 ELECTION OF DIRECTOR: L. VAN LEEUWEN-ATKINS Mgmt For For 1.11 ELECTION OF DIRECTOR: TERRY M. ANDERSON Mgmt For For 2 TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For (PWC), CHARTERED ACCOUNTANTS, AS AUDITORS TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF THE CORPORATION, AT SUCH REMUNERATION AS MAY BE DETERMINED BY THE BOARD OF DIRECTORS OF THE CORPORATION 3 A RESOLUTION TO APPROVE THE CORPORATION'S Mgmt For For ADVISORY VOTE ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- ATAI LIFE SCIENCES N.V. Agenda Number: 935647391 -------------------------------------------------------------------------------------------------------------------------- Security: N0731H103 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: ATAI ISIN: NL0015000DX5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appointment of Deloitte & Touche LLP as Mgmt For For ATAI Life Sciences N.V.'s external auditor for fiscal year 2022 for purposes of Dutch law. 2. Re-appointment of Michael Auerbach as a Mgmt Against Against supervisory director of ATAI Life Sciences N.V. 3. Re-appointment of Jason Camm as a Mgmt Against Against supervisory director of ATAI Life Sciences N.V. 4. Extension of the authorization of ATAI Life Mgmt Against Against Sciences N.V.'s management board to issue shares and grant rights to subscribe for shares. 5. Extension of the authorization of ATAI Life Mgmt Against Against Sciences N.V.'s management board to limit and exclude pre-emption rights. 6. Extension of the authorization of ATAI Life Mgmt Against Against Sciences N.V.'s management board to acquire shares (or depositary receipts for such shares) in ATAI Life Sciences N.V.'s capital. 7. Articles Amendment A - Approval of Mgmt For For amendment of Articles of Association to provide for a quorum of at least 33-1/3% of common shares at any general meeting of shareholders and authorization to implement such amendment. 8. Articles Amendment B - Approval of Mgmt For For amendment of Articles of Association to include U.S. federal forum selection clause and authorization to implement such amendment. -------------------------------------------------------------------------------------------------------------------------- BEYOND MEAT, INC. Agenda Number: 935601369 -------------------------------------------------------------------------------------------------------------------------- Security: 08862E109 Meeting Type: Annual Meeting Date: 24-May-2022 Ticker: BYND ISIN: US08862E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ethan Brown Mgmt Withheld Against Colleen Jay Mgmt For For Raymond J. Lane Mgmt Withheld Against 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. 3. To approve, on an advisory (non-binding) Mgmt Against Against basis, the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CARVANA CO. Agenda Number: 935568317 -------------------------------------------------------------------------------------------------------------------------- Security: 146869102 Meeting Type: Annual Meeting Date: 02-May-2022 Ticker: CVNA ISIN: US1468691027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Dan Quayle Mgmt Withheld Against 1.2 Election of Director: Gregory Sullivan Mgmt Withheld Against 2. Ratification of the appointment of Grant Mgmt For For Thornton LLP as our independent registered public accounting firm for the year ending December 31, 2022. 3. Approval, by an advisory vote, of Carvana's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- CENTURY ALUMINUM COMPANY Agenda Number: 935631920 -------------------------------------------------------------------------------------------------------------------------- Security: 156431108 Meeting Type: Annual Meeting Date: 13-Jun-2022 Ticker: CENX ISIN: US1564311082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jarl Berntzen Mgmt For For Jennifer Bush Mgmt For For Jesse Gary Mgmt For For Errol Glasser Mgmt For For Wilhelm van Jaarsveld Mgmt For For Andrew Michelmore Mgmt Withheld Against 2. Proposal to ratify the appointment of Mgmt For For Deloitte & Touche LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2022. 3. Proposal to approve, on an advisory basis, Mgmt For For the compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935603882 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Wanda M. Austin Mgmt For For 1B. Election of Director: John B. Frank Mgmt For For 1C. Election of Director: Alice P. Gast Mgmt For For 1D. Election of Director: Enrique Hernandez, Mgmt For For Jr. 1E. Election of Director: Marillyn A. Hewson Mgmt For For 1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For 1G. Election of Director: Charles W. Moorman Mgmt For For 1H. Election of Director: Dambisa F. Moyo Mgmt For For 1I. Election of Director: Debra Reed-Klages Mgmt For For 1J. Election of Director: Ronald D. Sugar Mgmt For For 1K. Election of Director: D. James Umpleby III Mgmt For For 1L. Election of Director: Michael K. Wirth Mgmt For For 2. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm 3. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation 4. Approve the 2022 Long-Term Incentive Plan Mgmt For For of Chevron Corporation 5. Adopt Medium- and Long-Term GHG Reduction Shr For Against Targets 6. Report on Impacts of Net Zero 2050 Scenario Shr For Against 7. Report on Reliability of Methane Emission Mgmt For For Disclosures 8. Report on Business with Conflict-Complicit Shr Against For Governments 9. Report on Racial Equity Audit Shr For Against 10. Special Meetings Shr For Against -------------------------------------------------------------------------------------------------------------------------- COMPASS PATHWAYS PLC Agenda Number: 935652506 -------------------------------------------------------------------------------------------------------------------------- Security: 20451W101 Meeting Type: Annual Meeting Date: 16-Jun-2022 Ticker: CMPS ISIN: US20451W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect as a director Thomas Lonngren, Mgmt Against Against who retires by rotation in accordance with the Company's Articles of Association. 2. To re-elect as a director Robert McQuade, Mgmt For For who retires by rotation in accordance with the Company's Articles of Association. 3. To re-appoint PricewaterhouseCoopers LLP, Mgmt For For an English registered limited liability partnership, as U.K. statutory auditors of the Company, to hold office until the conclusion of the next annual general meeting of shareholders. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP, an English registered limited liability partnership, as the Company's independent registered public accounting firm, for the fiscal year ending December 31, 2022. 5. To authorize the Audit and Risk Committee Mgmt For For to determine the Company's auditors' remuneration for the fiscal year ending December 31, 2022. 6. To receive the U.K. statutory annual Mgmt For For accounts and reports for the fiscal year ended December 31, 2021 and to note that the Directors do not recommend the payment of any dividend for the year ended December 31, 2021. 7. To receive and approve on an advisory basis Mgmt For For the Company's U.K. statutory directors' remuneration report for the year ended December 31, 2021, which is set forth as Annex A to the proxy statement. 8. To approve, on a non-binding, advisory Mgmt 1 Year For basis, the alternative of every one year, two years, or three years as the preferred frequency with which the Company is to hold an advisory vote on the compensation of the Company's named executive officers and the frequency that receives the highest number of votes cast by shareholders in person or by proxy at the AGM will be deemed the preferred frequency. 9. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the Company's named executive officers for the year ended December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- COMSTOCK RESOURCES, INC. Agenda Number: 935624014 -------------------------------------------------------------------------------------------------------------------------- Security: 205768302 Meeting Type: Annual Meeting Date: 14-Jun-2022 Ticker: CRK ISIN: US2057683029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M. Jay Allison Mgmt For For Roland O. Burns Mgmt For For Elizabeth B. Davis Mgmt For For Morris E. Foster Mgmt Withheld Against Jim L. Turner Mgmt For For 2. Proposal to ratify the appointment of Ernst Mgmt For For & Young LLP as the Company's independent registered public accountant for 2022. -------------------------------------------------------------------------------------------------------------------------- CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935648622 -------------------------------------------------------------------------------------------------------------------------- Security: 22788C105 Meeting Type: Annual Meeting Date: 29-Jun-2022 Ticker: CRWD ISIN: US22788C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cary J. Davis Mgmt Withheld Against George Kurtz Mgmt Withheld Against Laura J. Schumacher Mgmt Withheld Against 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2023. -------------------------------------------------------------------------------------------------------------------------- CVS HEALTH CORPORATION Agenda Number: 935576972 -------------------------------------------------------------------------------------------------------------------------- Security: 126650100 Meeting Type: Annual Meeting Date: 11-May-2022 Ticker: CVS ISIN: US1266501006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Fernando Aguirre Mgmt For For 1B. Election of Director: C. David Brown II Mgmt For For 1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For 1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For 1E. Election of Director: Roger N. Farah Mgmt For For 1F. Election of Director: Anne M. Finucane Mgmt For For 1G. Election of Director: Edward J. Ludwig Mgmt For For 1H. Election of Director: Karen S. Lynch Mgmt For For 1I. Election of Director: Jean-Pierre Millon Mgmt For For 1J. Election of Director: Mary L. Schapiro Mgmt For For 1K. Election of Director: William C. Weldon Mgmt For For 2. Ratification of the appointment of our Mgmt For For independent registered public accounting firm for 2022. 3. Say on Pay, a proposal to approve, on an Mgmt For For advisory basis, the Company's executive compensation. 4. Stockholder proposal for reducing our Shr For Against ownership threshold to request a special stockholder meeting. 5. Stockholder proposal regarding our Shr Against For independent Board Chair. 6. Stockholder proposal on civil rights and Shr Against For non-discrimination audit focused on "non-diverse" employees. 7. Stockholder proposal requesting paid sick Shr Against For leave for all employees. 8. Stockholder proposal regarding a report on Shr Against For the public health costs of our food business to diversified portfolios. -------------------------------------------------------------------------------------------------------------------------- DOCUSIGN, INC. Agenda Number: 935613770 -------------------------------------------------------------------------------------------------------------------------- Security: 256163106 Meeting Type: Annual Meeting Date: 03-Jun-2022 Ticker: DOCU ISIN: US2561631068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Teresa Briggs Mgmt Withheld Against Blake J. Irving Mgmt Withheld Against Daniel D. Springer Mgmt Withheld Against 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending January 31, 2023 3. Approval, on an advisory basis, of our Mgmt For For named executive officers' compensation -------------------------------------------------------------------------------------------------------------------------- DUTCH BROS Agenda Number: 935621070 -------------------------------------------------------------------------------------------------------------------------- Security: 26701L100 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: BROS ISIN: US26701L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Travis Boersma Mgmt Against Against 1b. Election of Director: Shelley Broader Mgmt Against Against 1c. Election of Director: Thomas Davis Mgmt Against Against 1d. Election of Director: Kathryn George Mgmt Against Against 1e. Election of Director: Stephen Gillett Mgmt Against Against 1f. Election of Director: Jonathan Ricci Mgmt Against Against 2. Ratification of the Appointment of KPMG LLP Mgmt For For as our Independent Registered Public Accounting Firm for 2022 -------------------------------------------------------------------------------------------------------------------------- EVERCOMMERCE INC. Agenda Number: 935642187 -------------------------------------------------------------------------------------------------------------------------- Security: 29977X105 Meeting Type: Annual Meeting Date: 22-Jun-2022 Ticker: EVCM ISIN: US29977X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Penny Baldwin-Leonard Mgmt Withheld Against Eric Remer Mgmt Withheld Against Debby Soo Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 935571681 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 12-May-2022 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kimberly A. Casiano Mgmt For For 1B. Election of Director: Alexandra Ford Mgmt For For English 1C. Election of Director: James D. Farley, Jr. Mgmt For For 1D. Election of Director: Henry Ford III Mgmt For For 1E. Election of Director: William Clay Ford, Mgmt For For Jr. 1F. Election of Director: William W. Helman IV Mgmt For For 1G. Election of Director: Jon M. Huntsman, Jr. Mgmt For For 1H. Election of Director: William E. Kennard Mgmt For For 1I. Election of Director: John C. May Mgmt For For 1J. Election of Director: Beth E. Mooney Mgmt For For 1K. Election of Director: Lynn Vojvodich Mgmt For For Radakovich 1L. Election of Director: John L. Thornton Mgmt For For 1M. Election of Director: John B. Veihmeyer Mgmt For For 1N. Election of Director: John S. Weinberg Mgmt For For 2. Ratification of Independent Registered Mgmt For For Public Accounting Firm. 3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For the Compensation of the Named Executives. 4. Approval of the Tax Benefit Preservation Mgmt For For Plan. 5. Relating to Consideration of a Mgmt For Against Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. -------------------------------------------------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD Agenda Number: 715729503 -------------------------------------------------------------------------------------------------------------------------- Security: G37092106 Meeting Type: AGM Meeting Date: 29-Jun-2022 Ticker: ISIN: KYG370921069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK YOU 1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For 1.B ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt Abstain Against 1.C ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt Abstain Against 1.D ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For 1.E ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For 1.F ELECTION OF DIRECTOR: MICHAEL DAFFEY Mgmt For For 1.G ELECTION OF DIRECTOR: JANE DIETZE Mgmt For For 2 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For COMPANY FOR THE ENSUING YEAR, AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE AUDITOR AND RATIFYING THE PAST APPOINTMENT OF THE AUDITOR 3.I FOR THE PURPOSE OF DETERMINING THE Mgmt Abstain AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: IT IS NOT A U.S. RESIDENT 3.II FOR THE PURPOSE OF DETERMINING THE Mgmt Abstain AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS NOT A U.S. RESIDENT CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, PLEASE ALSO CHECK THE "YES" BOX IN 3(II) ABOVE CMMT 13 JUN 2022: IF YOU DO NOT COMPLETE THIS Non-Voting DECLARATION OF NON-U.S. STATUS OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THIS DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT (A) YOU ARE A U.S. RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS A U.S. RESIDENT. IF YOU CHECKED THE "NO" BOX IN 3.I ABOVE INDICATING THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON THAT IS A U.S. RESIDENT, IT IS IMPORTANT THAT YOU ALSO COMPLETE, SIGN AND MAIL (USING THE RETURN ENVELOPE PROVIDED TO YOU) THE ADDITIONAL PAPER FORM OF DECLARATION OF BENEFICIAL OWNERSHIP (THE "BENEFICIAL OWNERSHIP DECLARATION") THAT HAS BEEN SENT TO YOU WITH THE MEETING MATERIALS. IF YOU DO NOT COMPLETE, SIGN AND MAIL THE BENEFICIAL OWNERSHIP DECLARATION, OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THE BENEFICIAL OWNERSHIP DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT ALL SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT OR BENEFIT OF A PERSON THAT IS A U.S. RESIDENT. IF YOU CHECKED THE "YES" BOX IN 3.II ABOVE, YOU DO NOT NEED TO COMPLETE BENEFICIAL OWNERSHIP DECLARATION CMMT 07 JUN 2022: REGARDING RESOLUTION 3.I, Non-Voting NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL BE TREATED AS NOT MARKED. REGARDING RESOLUTION 3.II, NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL BE TREATED AS NOT MARKED. THANK YOU CMMT 13 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- HUDBAY MINERALS INC. Agenda Number: 935586240 -------------------------------------------------------------------------------------------------------------------------- Security: 443628102 Meeting Type: Annual and Special Meeting Date: 10-May-2022 Ticker: HBM ISIN: CA4436281022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Carol T. Banducci Mgmt For For Igor A. Gonzales Mgmt For For Richard Howes Mgmt For For Sarah B. Kavanagh Mgmt For For Carin S. Knickel Mgmt For For Peter Kukielski Mgmt For For Stephen A. Lang Mgmt For For George E. Lafond Mgmt For For Daniel M. Quintanilla Mgmt For For Colin Osborne Mgmt For For David S. Smith Mgmt Withheld Against 2 Appointment of Deloitte LLP as Auditor of Mgmt For For the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. 3 On an advisory basis, and not to diminish Mgmt For For the role and responsibilities of Hudbay's Board, you accept the approach to executive compensation disclosed in our 2022 management information circular. -------------------------------------------------------------------------------------------------------------------------- LARGO INC. Agenda Number: 935667773 -------------------------------------------------------------------------------------------------------------------------- Security: 517097101 Meeting Type: Annual and Special Meeting Date: 30-Jun-2022 Ticker: LGO ISIN: CA5170971017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To Set the Number of Directors at Six (6). Mgmt For For 2 DIRECTOR Alberto Arias Mgmt For For David Brace Mgmt For For Jonathan Lee Mgmt For For Paulo Misk Mgmt For For Daniel Tellechea Mgmt For For Koko Yamamoto Mgmt For For 3 Appointment of KPMG LLP as auditor of the Mgmt For For Company for the ensuing year and authorizing the directors to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- LITHIUM AMERICAS CORP. Agenda Number: 935655122 -------------------------------------------------------------------------------------------------------------------------- Security: 53680Q207 Meeting Type: Annual Meeting Date: 21-Jun-2022 Ticker: LAC ISIN: CA53680Q2071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at nine (9). Mgmt For For 2 DIRECTOR George Ireland Mgmt For For Fabiana Chubbs Mgmt For For Kelvin Dushnisky Mgmt For For Jonathan Evans Mgmt For For Dr. Yuan Gao Mgmt Withheld Against John Kanellitsas Mgmt For For Jinhee Magie Mgmt For For Franco Mignacco Mgmt For For Xiaoshen Wang Mgmt For For 3 Appoint PricewaterhouseCoopers LLP, Mgmt For For Chartered Professional Accountants as the Company's auditor for the ensuing year and authorize the Directors to set the auditor's remuneration. 4 Pass a non-binding advisory vote on the Mgmt For For Company's approach to executive compensation. -------------------------------------------------------------------------------------------------------------------------- LYFT, INC. Agenda Number: 935631514 -------------------------------------------------------------------------------------------------------------------------- Security: 55087P104 Meeting Type: Annual Meeting Date: 16-Jun-2022 Ticker: LYFT ISIN: US55087P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Prashant Aggarwal Mgmt Withheld Against Ariel Cohen Mgmt Withheld Against Mary Agnes Wilderotter Mgmt Withheld Against 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers 4. To approve a stockholder proposal regarding Shr For Against a report disclosing certain lobbying expenditures and activities, if properly presented at the meeting -------------------------------------------------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935643115 -------------------------------------------------------------------------------------------------------------------------- Security: N53745100 Meeting Type: Annual Meeting Date: 27-May-2022 Ticker: LYB ISIN: NL0009434992 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jacques Aigrain Mgmt For For 1B. Election of Director: Lincoln Benet Mgmt For For 1C. Election of Director: Jagjeet (Jeet) Bindra Mgmt For For 1D. Election of Director: Robin Buchanan Mgmt For For 1E. Election of Director: Anthony (Tony) Chase Mgmt For For 1F. Election of Director: Nance Dicciani Mgmt For For 1G. Election of Director: Robert (Bob) Dudley Mgmt For For 1H. Election of Director: Claire Farley Mgmt For For 1I. Election of Director: Michael Hanley Mgmt For For 1J. Election of Director: Virginia Kamsky Mgmt For For 1K. Election of Director: Albert Manifold Mgmt For For 1L. Election of Director: Peter Vanacker Mgmt For For 2. Discharge of Directors from Liability. Mgmt For For 3. Adoption of 2021 Dutch Statutory Annual Mgmt For For Accounts. 4. Appointment of PricewaterhouseCoopers Mgmt For For Accountants N.V. as the Auditor of our 2022 Dutch Statutory Annual Accounts. 5. Ratification of PricewaterhouseCoopers LLP Mgmt For For as our Independent Registered Public Accounting Firm. 6. Advisory Vote Approving Executive Mgmt For For Compensation (Say-on-Pay). 7. Authorization to Conduct Share Repurchases. Mgmt For For 8. Cancellation of Shares. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935635942 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 21-Jun-2022 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Merit E. Janow Mgmt For For 1b. Election of Director: Candido Bracher Mgmt For For 1c. Election of Director: Richard K. Davis Mgmt For For 1d. Election of Director: Julius Genachowski Mgmt For For 1e. Election of Director: Choon Phong Goh Mgmt For For 1f. Election of Director: Oki Matsumoto Mgmt For For 1g. Election of Director: Michael Miebach Mgmt For For 1h. Election of Director: Youngme Moon Mgmt For For 1i. Election of Director: Rima Qureshi Mgmt For For 1j. Election of Director: Gabrielle Sulzberger Mgmt For For 1k. Election of Director: Jackson Tai Mgmt For For 1l. Election of Director: Harit Talwar Mgmt For For 1m. Election of Director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. 4. Approval of an amendment to Mastercard's Mgmt For For Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. 5. Consideration of a stockholder proposal on Shr For Against the right to call special meetings of stockholders. 6. Consideration of a stockholder proposal Shr Against For requesting Board approval of certain political contributions. 7. Consideration of a stockholder proposal Shr Against For requesting charitable donation disclosure. 8. Consideration of a stockholder proposal Shr Against For requesting a report on "ghost guns". -------------------------------------------------------------------------------------------------------------------------- META PLATFORMS, INC. Agenda Number: 935601559 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt For For Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Tracey T. Travis Mgmt For For Tony Xu Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. To approve, on a non-binding advisory Mgmt Against Against basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. 4. A shareholder proposal regarding dual class Shr For Against capital structure. 5. A shareholder proposal regarding an Shr For Against independent chair. 6. A shareholder proposal regarding Shr For Against concealment clauses. 7. A shareholder proposal regarding report on Shr Against For external costs of misinformation. 8. A shareholder proposal regarding report on Shr For Against community standards enforcement. 9. A shareholder proposal regarding report and Shr Against For advisory vote on the metaverse. 10. A shareholder proposal regarding human Shr For Against rights impact assessment. 11. A shareholder proposal regarding child Shr For Against sexual exploitation online. 12. A shareholder proposal regarding civil Shr Against For rights and non-discrimination audit. 13. A shareholder proposal regarding report on Shr For Against lobbying. 14. A shareholder proposal regarding assessment Shr Against For of audit & risk oversight committee. 15. A shareholder proposal regarding report on Shr For Against charitable donations. -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 935620422 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: NFLX ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II director to hold Mgmt Withheld Against office until the 2025 Annual Meeting of Stockholders: Timothy Haley 1b. Election of Class II director to hold Mgmt Withheld Against office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore 1c. Election of Class II director to hold Mgmt For For office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa 1d. Election of Class II director to hold Mgmt Withheld Against office until the 2025 Annual Meeting of Stockholders: Ann Mather 2. Management Proposal: Declassification of Mgmt For For the Board of Directors. 3. Management Proposal: Elimination of Mgmt For For Supermajority Voting Provisions. 4. Management Proposal: Creation of a New Mgmt For For Stockholder Right to Call a Special Meeting. 5. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm. 6. Advisory Approval of Executive Officer Mgmt Against Against Compensation. 7. Stockholder Proposal entitled, "Proposal 7 Shr For Against - Simple Majority Vote," if properly presented at the meeting. 8. Stockholder Proposal entitled, "Proposal 8 Mgmt For Against - Lobbying Activity Report," if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- PENN NATIONAL GAMING, INC. Agenda Number: 935615003 -------------------------------------------------------------------------------------------------------------------------- Security: 707569109 Meeting Type: Annual Meeting Date: 07-Jun-2022 Ticker: PENN ISIN: US7075691094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barbara Shattuck Kohn Mgmt For For Ronald J. Naples Mgmt For For Saul V. Reibstein Mgmt For For 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. 3. Approval, on an advisory basis, of the Mgmt Against Against compensation paid to the Company's named executive officers. 4. Approval of the Company's 2022 Long Term Mgmt For For Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION Agenda Number: 935585349 -------------------------------------------------------------------------------------------------------------------------- Security: 75281A109 Meeting Type: Annual Meeting Date: 11-May-2022 Ticker: RRC ISIN: US75281A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Brenda A. Cline Mgmt For For 1B. Election of Director: Margaret K. Dorman Mgmt For For 1C. Election of Director: James M. Funk Mgmt For For 1D. Election of Director: Steve D. Gray Mgmt For For 1E. Election of Director: Greg G. Maxwell Mgmt For For 1F. Election of Director: Reginal W. Spiller Mgmt For For 1G. Election of Director: Jeffrey L. Ventura Mgmt For For 2. A non-binding proposal to approve the Mgmt For For Company's executive compensation. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. 4. For authorization to increase the number of Mgmt For For shares of Common Stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- RIO TINTO PLC Agenda Number: 935565121 -------------------------------------------------------------------------------------------------------------------------- Security: 767204100 Meeting Type: Annual Meeting Date: 08-Apr-2022 Ticker: RIO ISIN: US7672041008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Receipt of the 2021 Annual Report Mgmt For For 2. Approval of the Directors' Remuneration Mgmt For For Report: Implementation Report 3. Approval of the Directors' Remuneration Mgmt For For Report 4. To elect Dominic Barton BBM as a director Mgmt For For 5. To elect Peter Cunningham as a director Mgmt For For 6. To elect Ben Wyatt as a director Mgmt For For 7. To re-elect Megan Clark AC as a director Mgmt For For 8. To re-elect Simon Henry as a director Mgmt For For 9. To re-elect Sam Laidlaw as a director Mgmt For For 10. To re-elect Simon McKeon AO as a director Mgmt For For 11. To re-elect Jennifer Nason as a director Mgmt For For 12. To re-elect Jakob Stausholm as a director Mgmt For For 13. To re-elect Ngaire Woods CBE as a director Mgmt For For 14. Re-appointment of auditors Mgmt For For 15. Remuneration of auditors Mgmt For For 16. Authority to make political donations Mgmt For For 17. Climate Action Plan Mgmt For For 18. General authority to allot shares Mgmt For For 19. Disapplication of pre-emption rights Mgmt For For 20. Authority to purchase Rio Tinto plc shares Mgmt For For 21. Notice period for general meetings other Mgmt For For than annual general meetings 22. Resolution to hold a meeting for fresh Mgmt Against For election of directors (conditional item) -------------------------------------------------------------------------------------------------------------------------- ROBLOX CORPORATION Agenda Number: 935599540 -------------------------------------------------------------------------------------------------------------------------- Security: 771049103 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: RBLX ISIN: US7710491033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher Carvalho Mgmt Withheld Against Gina Mastantuono Mgmt Withheld Against 2. Advisory Vote on the Compensation of our Mgmt Against Against Named Executive Officers. 3. Advisory Vote on the Frequency of Future Mgmt 1 Year For Stockholder Advisory Votes on the Compensation of our Named Executive Officers. 4. Ratification of Independent Registered Mgmt For For Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- ROKU, INC. Agenda Number: 935625547 -------------------------------------------------------------------------------------------------------------------------- Security: 77543R102 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: ROKU ISIN: US77543R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to serve Mgmt Withheld Against until the 2025 Annual Meeting: Gina Luna 1b. Election of Class II Director to serve Mgmt Withheld Against until the 2025 Annual Meeting: Ray Rothrock 2a. Election of Class III Director to serve Mgmt Withheld Against until the 2023 Annual Meeting: Jeffrey Hastings 3. Advisory vote to approve our named Mgmt For For executive officer compensation. 4. To ratify the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935551502 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 06-Apr-2022 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter Coleman Mgmt For For 1B. Election of Director: Patrick de La Mgmt For For Chevardiere 1C. Election of Director: Miguel Galuccio Mgmt For For 1D. Election of Director: Olivier Le Peuch Mgmt For For 1E. Election of Director: Samuel Leupold Mgmt For For 1F. Election of Director: Tatiana Mitrova Mgmt For For 1G. Election of Director: Maria Moraeus Hanssen Mgmt For For 1H. Election of Director: Vanitha Narayanan Mgmt For For 1I. Election of Director: Mark Papa Mgmt For For 1J. Election of Director: Jeff Sheets Mgmt For For 1K. Election of Director: Ulrich Spiesshofer Mgmt For For 2. Advisory approval of our executive Mgmt For For compensation. 3. Approval of our consolidated balance sheet Mgmt For For at December 31, 2021; our consolidated statement of income for the year ended December 31, 2021; and the declarations of dividends by our Board of Directors in 2021, as reflected in our 2021 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2022. -------------------------------------------------------------------------------------------------------------------------- SHELL PLC Agenda Number: 935633481 -------------------------------------------------------------------------------------------------------------------------- Security: 780259305 Meeting Type: Annual Meeting Date: 24-May-2022 Ticker: SHEL ISIN: US7802593050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Receipt of Annual Report & Accounts. Mgmt For For 2. Approval of Directors' Remuneration Report. Mgmt For For 3. Appointment of Sinead Gorman as a Director Mgmt For For of the Company. 4. Reappointment of Ben van Beurden as a Mgmt For For Director of the company. 5. Reappointment of Dick Boer as a Director of Mgmt For For the Company. 6. Reappointment of Neil Carson as a Director Mgmt For For of the Company. 7. Reappointment of Ann Godbehere as a Mgmt For For Director of the Company. 8. Reappointment of Euleen Goh as a Director Mgmt For For of the Company. 9. Appointment of Jane Holl Lute as a Director Mgmt For For of the Company. 10. Reappointment of Catherine Hughes as a Mgmt For For Director of the Company. 11. Reappointment of Martina Hund-Mejean as a Mgmt For For Director of the Company. 12. Reappointment of Sir Andrew Mackenzie as a Mgmt For For Director of the Company. 13. Reappointment of Abraham (Bram) Schot as a Mgmt For For Director of the Company. 14. Reappointment of Auditors. Mgmt For For 15. Remuneration of Auditors. Mgmt For For 16. Authority to allot shares. Mgmt For For 17. Disapplication of pre-emption rights. Mgmt For For 18. Authority to make on market purchases of Mgmt For For own shares. 19. Authority to make off market purchases of Mgmt For For own shares. 20. Shell's Energy Transition progress update. Mgmt For For 21. Shareholder resolution. Shr Against For -------------------------------------------------------------------------------------------------------------------------- SIERRA METALS INC. Agenda Number: 935657936 -------------------------------------------------------------------------------------------------------------------------- Security: 82639W106 Meeting Type: Annual Meeting Date: 10-Jun-2022 Ticker: SMTS ISIN: CA82639W1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Luis Marchese Mgmt For For Douglas F. Cater Mgmt For For Koko Yamamoto Mgmt For For Oscar Cabrera Mgmt For For Carlos Santa Cruz Mgmt For For Dawn Whittaker Mgmt For For Robert Neal Mgmt For For 2 To reappoint PricewaterhouseCoopers LLP, Mgmt For For Chartered Accountants, as Sierra Metals Inc.'s auditors for the ensuing year and to authorize the directors to fix the remuneration to be paid to the auditors. -------------------------------------------------------------------------------------------------------------------------- SILVERBOW RESOURCES, INC. Agenda Number: 935583600 -------------------------------------------------------------------------------------------------------------------------- Security: 82836G102 Meeting Type: Annual Meeting Date: 17-May-2022 Ticker: SBOW ISIN: US82836G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David Geenberg Mgmt Withheld Against Marcus C. Rowland Mgmt Withheld Against Sean C. Woolverton Mgmt Withheld Against 2. The approval of the compensation of Mgmt For For SilverBow's named executive officers as presented in the proxy statement. 3. The approval of the Third Amendment to the Mgmt For For SilverBow 2016 Equity Incentive Plan to increase the number of shares of Common Stock that may be issued under the 2016 Plan. 4. The ratification of the selection of BDO Mgmt For For USA, LLP as SilverBow's independent auditor for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SILVERBOW RESOURCES, INC. Agenda Number: 935651504 -------------------------------------------------------------------------------------------------------------------------- Security: 82836G102 Meeting Type: Special Meeting Date: 21-Jun-2022 Ticker: SBOW ISIN: US82836G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the issuance of the shares Mgmt For For of Common Stock upon the consummation of the Transaction as described in our proxy statement. -------------------------------------------------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935592952 -------------------------------------------------------------------------------------------------------------------------- Security: 833635105 Meeting Type: Annual Meeting Date: 12-Apr-2022 Ticker: SQM ISIN: US8336351056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. SQM's Financial Statements, Balance Sheet, Mgmt No vote Annual report, Account Inspectors' Report and External Auditor's Report for the business year ended December 31, 2021 2. Designation of the External Auditor Company Mgmt No vote 3. Designation of the Credit Rating Agencies Mgmt No vote 4. Designation of the Account Inspectors Mgmt No vote 5. Investment Policy Mgmt No vote 6. Finance Policy Mgmt No vote 7. Distribution of final dividend Mgmt No vote 8A. Election of Director: Board Election Mgmt No vote (Please note that you can only vote 'For' in option 8A or 8B. Voting 'For' both 8A & 8B will deem your vote invalid. Please cast a vote of 'Against' or 'Abstain' in the proposal you do not wish to vote 'For') 8B. Election of Director: Laurence Golborne, Mgmt No vote nominated as a Board Member (Please note that you can only vote 'For' in option 8A or 8B. Voting 'For' both 8A & 8B will deem your vote invalid. Please cast a vote of 'Against' or 'Abstain' in the proposal you do not wish to vote 'For') 9. Structure of the Compensation of the Board Mgmt No vote of Directors and Board committees 10. Designation of the newspaper for corporate Mgmt No vote publications; general corporate information matters and execution of shareholders' meeting resolutions -------------------------------------------------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935616170 -------------------------------------------------------------------------------------------------------------------------- Security: 833635105 Meeting Type: Annual Meeting Date: 26-Apr-2022 Ticker: SQM ISIN: US8336351056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. SQM's Financial Statements, Balance Sheet, Mgmt For Annual report, Account Inspectors' Report and External Auditor's Report for the business year ended December 31, 2021 2. Designation of the External Auditor Company Mgmt For 3. Designation of the Credit Rating Agencies Mgmt For 4. Designation of the Account Inspectors Mgmt For 5. Investment Policy Mgmt For 6. Finance Policy Mgmt For 7. Distribution of final dividend Mgmt For 8A. Board Election. (Please note that you can Mgmt Abstain only vote 'For' either option 8A, 8B, or 8C . Voting 'For' more than one option will deem your vote invalid) 8B. Laurence Golborne, nominated as a Board Mgmt Abstain Member. (Please note that you can only vote 'For' either option 8A, 8B, or 8C . Voting 'For' more than one option will deem your vote invalid) 8C. Antonio Gil Nievas, nominated as a Board Mgmt For member. (Please note that you can only vote 'For' either option 8A, 8B, or 8C . Voting 'For' more than one option will deem your vote invalid) 9. Structure of the Compensation of the Board Mgmt For of Directors and Board committees 10. Designation of the newspaper for corporate Mgmt For publications; general corporate information matters and execution of shareholders' meeting resolutions -------------------------------------------------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Agenda Number: 935589830 -------------------------------------------------------------------------------------------------------------------------- Security: 845467109 Meeting Type: Annual Meeting Date: 19-May-2022 Ticker: SWN ISIN: US8454671095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John D. Gass Mgmt For For S. P. "Chip" Johnson IV Mgmt For For Catherine A. Kehr Mgmt For For Greg D. Kerley Mgmt For For Jon A. Marshall Mgmt For For Patrick M. Prevost Mgmt For For Anne Taylor Mgmt For For Denis J. Walsh III Mgmt For For William J. Way Mgmt For For 2. Non-binding advisory vote to approve Mgmt For For compensation of our Named Executive Officers for 2021 (Say-on-Pay). 3. To consider and act upon a proposal to Mgmt For For approve our 2022 Incentive Plan. 4. Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. 5. To consider and act upon a shareholder Shr For Against proposal regarding special meetings, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- VALE S.A. Agenda Number: 935610661 -------------------------------------------------------------------------------------------------------------------------- Security: 91912E105 Meeting Type: Annual Meeting Date: 29-Apr-2022 Ticker: VALE ISIN: US91912E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Resolution 1 Mgmt For For 2 Resolution 2 Mgmt For For 3 Resolution 3 Mgmt Abstain Against 4a Election of the Board of Directors by Mgmt For For Candidate: Jose Luciano Duarte Penido (independent) 4b Election of the Board of Directors by Mgmt For For Candidate: Fernando Jorge Buso Gomes 4c Election of the Board of Directors by Mgmt For For Candidate: Daniel Andre Stieler 4d Election of the Board of Directors by Mgmt For For Candidate: Eduardo de Oliveira Rodrigues Filho 4e Election of the Board of Directors by Mgmt For For Candidate: Ken Yasuhara 4f Election of the Board of Directors by Mgmt For For Candidate: Manuel Lino Silva de Sousa Oliveira (Ollie) (independent) 4g Election of the Board of Directors by Mgmt For For Candidate: Marcelo Gasparino da Silva (independent) 4h Election of the Board of Directors by Mgmt For For Candidate: Mauro Gentile Rodrigues Cunha (independent) 4i Election of the Board of Directors by Mgmt For For Candidate: Murilo Cesar Lemos dos Santos Passos (independent) 4j Election of the Board of Directors by Mgmt For For Candidate: Rachel de Oliveira Maia (independent) 4k Election of the Board of Directors by Mgmt For For Candidate: Roberto da Cunha Castello Branco (independent) 4l Election of the Board of Directors by Mgmt For For Candidate: Roger Allan Downey (independent) 6a Election of the Board of Directors by Mgmt No vote Cumulative voting: Jose Luciano Duarte Penido (independent) 6b Election of the Board of Directors by Mgmt No vote Cumulative voting: Fernando Jorge Buso Gomes 6c Election of the Board of Directors by Mgmt No vote Cumulative voting: Daniel Andre Stieler 6d Election of the Board of Directors by Mgmt No vote Cumulative voting: Eduardo de Oliveira Rodrigues Filho 6e Election of the Board of Directors by Mgmt No vote Cumulative voting: Ken Yasuhara 6f Election of the Board of Directors by Mgmt No vote Cumulative voting: Manuel Lino Silva de Sousa Oliveira (Ollie) (independent) 6g Election of the Board of Directors by Mgmt No vote Cumulative voting: Marcelo Gasparino da Silva (independent) 6h Election of the Board of Directors by Mgmt No vote Cumulative voting: Mauro Gentile Rodrigues Cunha (independent) 6i Election of the Board of Directors by Mgmt No vote Cumulative voting: Murilo Cesar Lemos dos Santos Passos (independent) 6j Election of the Board of Directors by Mgmt No vote Cumulative voting: Rachel de Oliveira Maia (independent) 6k Election of the Board of Directors by Mgmt No vote Cumulative voting: Roberto da Cunha Castello Branco (independent) 6l Election of the Board of Directors by Mgmt No vote Cumulative voting: Roger Allan Downey (independent) 7 Election of Chairman of the Board of Mgmt For For Directors: Jose Luciano Duarte Penido (independent) 8 Election of Vice-Chairman of the Board: Mgmt For For Fernando Jorge Buso Gomes 9a Election of the Fiscal Council by Mgmt Abstain Candidate: Marcelo Amaral Moraes (Marcus Vinicius Dias Severini as alternate). (You may only vote "FOR" in up to 4 of the 6 Fiscal Council candidates in proposals 9A-9F. Your vote will be deemed invalid for proposals 9A-9F if you vote in favor of more than 4 Fiscal Council candidates) 9b Election of the Fiscal Council by Mgmt Abstain Candidate: Gueitiro Matsuo Genso. (You may only vote "FOR" in up to 4 of the 6 Fiscal Council candidates in proposals 9A-9F. Your vote will be deemed invalid for proposals 9A-9F if you vote in favor of more than 4 Fiscal Council candidates) 9c Election of the Fiscal Council by Mgmt For Candidate: Marcio de Souza (Nelson de Menezes Filho as alternate). (You may only vote "FOR" in up to 4 of the 6 Fiscal Council candidates in proposals 9A-9F. Your vote will be deemed invalid for proposals 9A-9F if you vote in favor of more than 4 Fiscal Council candidates) 9d Election of the Fiscal Council by Mgmt For Candidate: Raphael Manhaes Martins (Adriana de Andrade Sole as alternate). (You may only vote "FOR" in up to 4 of the 6 Fiscal Council candidates in proposals 9A-9F. Your vote will be deemed invalid for proposals 9A-9F if you vote in favor of more than 4 Fiscal Council candidates) 9e Election of the Fiscal Council by Mgmt For Candidate: Heloisa Belotti Bedicks (Rodrigo de Mesquita Pereira as alternate). (You may only vote "FOR" in up to 4 of the 6 Fiscal Council candidates in proposals 9A-9F. Your vote will be deemed invalid for proposals 9A-9F if you vote in favor of more than 4 Fiscal Council candidates) 9f Election of the Fiscal Council by Mgmt For Candidate: Robert Juenemann (Jandaraci Ferreira de Araujo as alternate). (You may only vote "FOR" in up to 4 of the 6 Fiscal Council candidates in proposals 9A-9F. Your vote will be deemed invalid for proposals 9A-9F if you vote in favor of more than 4 Fiscal Council candidates) 10 Resolution 10 Mgmt For For 11 Resolution 11 Mgmt For For E1 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 1 E2 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 2 E3 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 3 E4 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 4 E5 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 5 E6 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 6 E7 Extraordinary Shareholders' Meeting: Mgmt For For Resolution 7 -------------------------------------------------------------------------------------------------------------------------- VERINT SYSTEMS INC. Agenda Number: 935646541 -------------------------------------------------------------------------------------------------------------------------- Security: 92343X100 Meeting Type: Annual Meeting Date: 23-Jun-2022 Ticker: VRNT ISIN: US92343X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dan Bodner Mgmt For For Linda Crawford Mgmt For For John Egan Mgmt Withheld Against Reid French Mgmt For For Stephen Gold Mgmt For For William Kurtz Mgmt For For Andrew Miller Mgmt For For Richard Nottenburg Mgmt For For Kristen Robinson Mgmt For For Jason Wright Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as independent registered public accountants for the year ending January 31, 2023. 3. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. 4. To approve an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to increase the total number of shares of authorized Common Stock from 120 million shares to 240 million shares. -------------------------------------------------------------------------------------------------------------------------- WM TECHNOLOGY, INC. Agenda Number: 935645169 -------------------------------------------------------------------------------------------------------------------------- Security: 92971A109 Meeting Type: Annual Meeting Date: 21-Jun-2022 Ticker: MAPS ISIN: US92971A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher Beals Mgmt Withheld Against Fiona Tan Mgmt Withheld Against Anthony Bay Mgmt For For 2. Advisory Vote, On A Non-Binding Basis, To Mgmt For For Approve The Compensation Of Our Named Executive Officers For The Year Ended 2021. 3. Advisory Vote, On A Non-Binding Basis, On Mgmt 1 Year For The Frequency Of Solicitation Of Advisory Stockholder Approval Of Executive Compensation. 4. Ratification Of Selection Of Independent Mgmt For For Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935636956 -------------------------------------------------------------------------------------------------------------------------- Security: 98980L101 Meeting Type: Annual Meeting Date: 16-Jun-2022 Ticker: ZM ISIN: US98980L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Carl M. Eschenbach Mgmt Withheld Against William R. McDermott Mgmt For For Janet Napolitano Mgmt Withheld Against Santiago Subotovsky Mgmt Withheld Against 2. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending January 31, 2023. 3. To approve, on an advisory non-binding Mgmt For For basis, the compensation of our named executive officers as disclosed in our proxy statement. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Listed Funds Trust By (Signature) /s/ Gregory C. Bakken Name Gregory C. Bakken Title President Date 08/24/2022