0000894189-22-006181.txt : 20220825
0000894189-22-006181.hdr.sgml : 20220825
20220825141219
ACCESSION NUMBER: 0000894189-22-006181
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220825
DATE AS OF CHANGE: 20220825
EFFECTIVENESS DATE: 20220825
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Listed Funds Trust
CENTRAL INDEX KEY: 0001683471
IRS NUMBER: 826272597
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23226
FILM NUMBER: 221196388
BUSINESS ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-5144
MAIL ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: Active Weighting Funds ETF Trust
DATE OF NAME CHANGE: 20160830
0001683471
S000066484
Overlay Shares Large Cap Equity ETF
C000214446
Overlay Shares Large Cap Equity ETF
OVL
0001683471
S000066485
Overlay Shares Small Cap Equity ETF
C000214447
Overlay Shares Small Cap Equity ETF
OVS
0001683471
S000066486
Overlay Shares Foreign Equity ETF
C000214448
Overlay Shares Foreign Equity ETF
OVF
0001683471
S000066487
Overlay Shares Core Bond ETF
C000214449
Overlay Shares Core Bond ETF
OVB
0001683471
S000066488
Overlay Shares Municipal Bond ETF
C000214450
Overlay Shares Municipal Bond ETF
OVM
0001683471
S000070641
Overlay Shares Hedged Large Cap Equity ETF
C000224380
Overlay Shares Hedged Large Cap Equity ETF
OVLH
0001683471
S000070642
Overlay Shares Short Term Bond ETF
C000224381
Overlay Shares Short Term Bond ETF
OVT
N-PX
1
lift-liqstrat2_npx.txt
ANNUAL REPORT FOR N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory C. Bakken, President
Listed Funds Trust c/o U.S.
Bank Global Fund Services
811 E. Wisconsin Ave, 8th
Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4711
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Overlay Shares Core Bond ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Overlay Shares Foreign Equity ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Overlay Shares Hedged Large Cap Equity ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Overlay Shares Large Cap Equity ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Overlay Shares Municipal Bond ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Overlay Shares Short Term Bond ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Overlay Shares Small Cap Equity ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory Bakken
Name Gregory Bakken
Title President
Date 08/24/2022