0000894189-22-006178.txt : 20220825
0000894189-22-006178.hdr.sgml : 20220825
20220825140337
ACCESSION NUMBER: 0000894189-22-006178
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220825
DATE AS OF CHANGE: 20220825
EFFECTIVENESS DATE: 20220825
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Listed Funds Trust
CENTRAL INDEX KEY: 0001683471
IRS NUMBER: 826272597
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23226
FILM NUMBER: 221196326
BUSINESS ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-765-5144
MAIL ADDRESS:
STREET 1: 615 E. MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: Active Weighting Funds ETF Trust
DATE OF NAME CHANGE: 20160830
0001683471
S000069997
Changebridge Capital Long/Short Equity ETF
C000222872
Changebridge Capital Long/Short Equity ETF
CBLS
0001683471
S000069998
Changebridge Capital Sustainable Equity ETF
C000222873
Changebridge Capital Sustainable Equity ETF
CBSE
N-PX
1
lift-changebridge2_npx.txt
ANNUAL REPORT FOR N-PX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President/Principal
Executive Officer
Listed Funds Trust c/o U.S.
Bank Global Fund Services
811 E. Wisconsin Ave, 8th
Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4711
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Changebridge Capital Long/Short Equity ETF
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935609288
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt For For
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S
COMMON STOCK AND A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RETIREMENT PLAN OPTIONS
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE
7. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
WORKER HEALTH AND SAFETY DIFFERENCES
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON RISKS ASSOCIATED WITH THE USE
OF CERTAIN CONTRACT CLAUSES
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS
12. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For
TAX REPORTING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON FREEDOM OF ASSOCIATION
14. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
15. SHAREHOLDER PROPOSAL REQUESTING A POLICY Shr Against For
REQUIRING MORE DIRECTOR CANDIDATES THAN
BOARD SEATS
16. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
WAREHOUSE WORKING CONDITIONS
17. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY
18. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT
19. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
ARCOS DORADOS HOLDINGS INC Agenda Number: 935595390
--------------------------------------------------------------------------------------------------------------------------
Security: G0457F107
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: ARCO
ISIN: VGG0457F1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration and approval of the Financial Mgmt For For
Statements of the Company corresponding to
the fiscal year ended December 31, 2021,
the Independent Report of the External
Auditors EY (Pistrelli, Henry Martin y
Asociados S.R.L., member firm of Ernst &
Young Global), and the Notes corresponding
to the fiscal year ended December 31, 2021.
2. Appointment and remuneration of EY Mgmt For For
(Pistrelli, Henry Martin y Asociados
S.R.L., member firm of Ernst & Young
Global), as the Company's independent
auditors for the fiscal year ending
December 31, 2022.
3. DIRECTOR
Ms. Annette Franqui Mgmt For For
Ms. Cristina Palmaka Mgmt For For
Mr. C Hernandez-Artigas Mgmt For For
Mr. Marcelo Rabach Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION Agenda Number: 935601799
--------------------------------------------------------------------------------------------------------------------------
Security: 046433108
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: ATRO
ISIN: US0464331083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond W. Boushie Mgmt For For
Robert T. Brady Mgmt For For
Jeffry D. Frisby Mgmt For For
Peter J. Gundermann Mgmt For For
Warren C. Johnson Mgmt For For
Robert S. Keane Mgmt For For
Neil Y. Kim Mgmt For For
Mark Moran Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTVIEW HOLDINGS, INC. Agenda Number: 935543593
--------------------------------------------------------------------------------------------------------------------------
Security: 10948C107
Meeting Type: Annual
Meeting Date: 08-Mar-2022
Ticker: BV
ISIN: US10948C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Abrahamson Mgmt For For
Jane Okun Bomba Mgmt For For
Frank Lopez Mgmt For For
Andrew V. Masterman Mgmt For For
Paul E. Raether Mgmt For For
Richard W. Roedel Mgmt For For
Mara Swan Mgmt For For
Joshua T. Weisenbeck Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as BrightView Holdings, Inc.'s
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 935603856
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jillian C. Evanko Mgmt For For
1.2 Election of Director: Paula M. Harris Mgmt For For
1.3 Election of Director: Linda A. Harty Mgmt For For
1.4 Election of Director: Singleton B. Mgmt For For
McAllister
1.5 Election of Director: Michael L. Molinini Mgmt For For
1.6 Election of Director: David M. Sagehorn Mgmt For For
1.7 Election of Director: Roger A. Strauch Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, an independent registered
public accounting firm, to examine the
financial statements of the Company for the
year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 935626171
--------------------------------------------------------------------------------------------------------------------------
Security: 165167735
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CHK
ISIN: US1651677353
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For
Jr.
1b. Election of Director: Timothy S. Duncan Mgmt For For
1c. Election of Director: Benjamin C. Duster, Mgmt For For
IV
1d. Election of Director: Sarah A. Emerson Mgmt For For
1e. Election of Director: Matthew Gallagher Mgmt For For
1f. Election of Director: Brian Steck Mgmt For For
1g. Election of Director: Michael Wichterich Mgmt For For
2. To approve on an advisory basis our named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CIVEO CORPORATION Agenda Number: 935611865
--------------------------------------------------------------------------------------------------------------------------
Security: 17878Y207
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CVEO
ISIN: CA17878Y2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin A. Lambert Mgmt For For
1B. Election of Director: Constance B. Moore Mgmt For For
1C. Election of Director: Richard A. Navarre Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation: We are asking that you
approve, on a non-binding advisory basis,
the compensation of our named executive
officers as disclosed in this proxy
statement, commonly referred to as a
"Say-on-Pay" proposal.
3. Appointment of Auditors: Appointment of Mgmt For For
Ernst & Young LLP as Auditors of Civeo
Corporation for the ensuing year and
authorization of the directors of Civeo
Corporation, acting through the Audit
Committee, to determine their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935633974
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the Swiss statutory annual Mgmt No vote
report, the consolidated financial
statements and the statutory financial
statements of the Company for the year
ended December 31, 2021.
2. The approval of the appropriation of Mgmt No vote
financial results.
3. The discharge of the members of the Board Mgmt No vote
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt No vote
member and Chairman
4b. Re-election of Samarth Kulkami, Ph.D. as Mgmt No vote
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt No vote
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt No vote
member to the Board of Director.
4e. Re-election of H. Edward Fleming, Jr. M.D. Mgmt No vote
as the member to the Board of Director.
4f. Re-election of Simeon J. George, M.D. as Mgmt No vote
the member to the Board of Director.
4g. Re-election of John T. Greene as the member Mgmt No vote
to the Board of Director.
4h. Re-election of Katherine A. High, M.D. as Mgmt No vote
the member to the Board of Director.
4i. Re-election of Douglas A. Treco, Ph.D. as Mgmt No vote
the member to the Board of Director.
4j. Election of Maria Fardis, Ph.D. as the Mgmt No vote
member to the Board of Director.
5a. Re-election of the member of the Mgmt No vote
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt No vote
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt No vote
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt No vote
non-performance-related compensation for
members of the Board of Directors from the
2022 Annual General Meeting to the 2023
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt No vote
Board of Directors from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt No vote
non-performance-related compensation for
members of the Executive Committee from
July 1, 2022 to June 30, 2023.
6d. Binding vote on total variable compensation Mgmt No vote
for members of the Executive Committee for
the current year ending December 31, 2022.
6e. Binding vote on equity for members of the Mgmt No vote
Executive Committee from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
7. Non-binding advisory vote to approve the Mgmt No vote
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
8. Non-binding advisory vote on the frequency Mgmt No vote
of future shareholder advisory votes on the
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
9. The approval of increasing the maximum size Mgmt No vote
of the Board of Directors.
10. The approval of an adjustment of the Mgmt No vote
maximum number of authorized share capital
and extending the date by which the Board
of Directors may increase the share
capital.
11. The approval of an adjustment of the Mgmt No vote
conditional share capital for the
conversion of bonds and similar debt
instruments.
12. The approval of an increase in the Mgmt No vote
conditional share capital for employee
equity plans.
13. The approval of an Amendment to the CRISPR Mgmt No vote
Therapeutics AG 2018 Stock Option and
Incentive Plan.
14. The re-election of the independent voting Mgmt No vote
rights representative.
15. The re-election of the auditors. Mgmt No vote
16. The transaction of any other business that Mgmt No vote
may properly come before the 2022 Annual
General Meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
CRITEO SA Agenda Number: 935627375
--------------------------------------------------------------------------------------------------------------------------
Security: 226718104
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: CRTO
ISIN: US2267181046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Renewal of the term of office of Ms. Megan Mgmt For For
Clarken as Director.
O2 Renewal of the term of office of Ms. Marie Mgmt For For
Lalleman as Director.
O3 Renewal of the term of office of Mr. Edmond Mgmt For For
Mesrobian as Director.
O4 Renewal of the term of office of Mr. James Mgmt For For
Warner as Director.
O5 Non-binding advisory vote to approve the Mgmt For For
compensation for the named executive
officers of the Company.
O6 Non-binding advisory vote to hold a Mgmt For For
non-binding advisory vote on the
compensation for the named executive
officers of the Company every year.
O7 Non-binding advisory vote to hold a Mgmt Against For
non-binding advisory vote on the
compensation for the named executive
officers of the Company every two years.
O8 Non-binding advisory vote to hold a Mgmt Against For
non-binding advisory vote on the
compensation for the named executive
officers of the Company every three years.
O9 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2021.
O10 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2021.
O11 Approval of the allocation of profits for Mgmt For For
the fiscal year ended December 31, 2021.
O12 Authorization to be given to the Board of Mgmt For For
Directors to execute a buyback of Company
stock in accordance with the provisions of
Article L. 225-209-2 of the French
Commercial Code.
E13 Authorization to be given to the Board of Mgmt For For
Directors to reduce ...(due to space
limits, see proxy material for full
proposal).
E14 Authorization to be given to the Board of Mgmt For For
Directors to reduce ...(due to space
limits, see proxy material for full
proposal).
E15 Delegation of authority to the Board of Mgmt For For
Directors to reduce the ...(due to space
limits, see proxy material for full
proposal).
E16 Determination of the maximum number of Mgmt For For
shares that may be issued ...(due to space
limits, see proxy material for full
proposal).
E17 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E18 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E19 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E20 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E21 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E22 Approval of the overall limits on the Mgmt For For
amount of Ordinary Shares ...(due to space
limits, see proxy material for full
proposal).
E23 Delegation of authority to the Board of Mgmt For For
Directors to decide on ...(due to space
limits, see proxy material for full
proposal).
E24 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
EVERQUOTE, INC. Agenda Number: 935624153
--------------------------------------------------------------------------------------------------------------------------
Security: 30041R108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: EVER
ISIN: US30041R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darryl Auguste Mgmt For For
David Blundin Mgmt For For
Sanju Bansal Mgmt For For
Paul Deninger Mgmt For For
John Lunny Mgmt For For
Jayme Mendal Mgmt For For
George Neble Mgmt For For
John Shields Mgmt For For
Mira Wilczek Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935626462
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel Altman Mgmt For For
1b. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1c. Election of Director: Susan Athey Mgmt For For
1d. Election of Director: Chelsea Clinton Mgmt For For
1e. Election of Director: Barry Diller Mgmt For For
1f. Election of Director: Craig Jacobson Mgmt For For
1g. Election of Director: Peter Kern Mgmt For For
1h. Election of Director: Dara Khosrowshahi Mgmt For For
1i. Election of Director: Patricia Menendez Mgmt For For
Cambo (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class.)
1j. Election of Director: Alex von Furstenberg Mgmt For For
1k. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935584892
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1D. Election of Director: Boris Groysberg Mgmt For For
1E. Election of Director: Sandra R. Hernandez Mgmt For For
1F. Election of Director: Pamela J. Joyner Mgmt For For
1G. Election of Director: Shilla Kim-Parker Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: George G.C. Parker Mgmt For For
1J. Election of Director: Michael J. Roffler Mgmt For For
2. To ratify KPMG LLP as the independent Mgmt For For
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2022.
3. To approve the amendments to the First Mgmt For For
Republic Bank 2017 Omnibus Award Plan.
4. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay") vote.
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 935477542
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 09-Sep-2021
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sean H. Cohan Mgmt For For
1B. Election of Director: Robert A. Gerard Mgmt For For
1C. Election of Director: Anuradha (Anu) Gupta Mgmt For For
1D. Election of Director: Richard A. Johnson Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Mia F. Mends Mgmt For For
1G. Election of Director: Yolande G. Piazza Mgmt For For
1H. Election of Director: Victoria J. Reich Mgmt For For
1I. Election of Director: Matthew E. Winter Mgmt For For
1J. Election of Director: Christianna Wood Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2022.
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HONEST COMPANY INC Agenda Number: 935605266
--------------------------------------------------------------------------------------------------------------------------
Security: 438333106
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: HNST
ISIN: US4383331067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julia M. Brown Mgmt For For
John R. (Jack) Hartung Mgmt For For
Eric Liaw Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as The Honest
Company, Inc.'s independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935612805
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Srikant Datar Mgmt For For
Mr. John Wasson Mgmt For For
2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For
OVERALL PAY-FOR- PERFORMANCE NAMED
EXECUTIVE OFFICER COMPENSATION PROGRAM
Approve, by non-binding vote, the Company's
overall pay-for- performance executive
compensation program, as described in the
Compensation Discussion and Analysis, the
compensation tables and the related
narratives and other materials in the Proxy
Statement.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM - Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LIVERAMP HOLDINGS, INC. Agenda Number: 935466006
--------------------------------------------------------------------------------------------------------------------------
Security: 53815P108
Meeting Type: Annual
Meeting Date: 10-Aug-2021
Ticker: RAMP
ISIN: US53815P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John L. Battelle Mgmt For For
1B. Election of Director: Debora B. Tomlin Mgmt For For
1C. Election of Director: Omar Tawakol Mgmt For For
2. Approval of amendment and restatement of Mgmt For For
the LiveRamp Holdings, Inc. Employee Stock
Purchase Plan.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
4. Ratification of KPMG LLP as the Company's Mgmt For For
independent registered public accountant
for Fiscal Year 2022.
--------------------------------------------------------------------------------------------------------------------------
MAGNITE, INC. Agenda Number: 935627185
--------------------------------------------------------------------------------------------------------------------------
Security: 55955D100
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: MGNI
ISIN: US55955D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Barrett Mgmt For For
1b. Election of Director: Rachel Lam Mgmt For For
1c. Election of Director: Robert Spillane Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on an advisory basis, of the Mgmt For For
compensation of the company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NATURA &CO HOLDING S A Agenda Number: 935600191
--------------------------------------------------------------------------------------------------------------------------
Security: 63884N108
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: NTCO
ISIN: US63884N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Review the managers' accounts, examine, Mgmt For For
discuss and vote the financial statements,
together with the independent auditors'
report, for the fiscal year ended on
December 31, 2021.
A2 Examine, discuss and vote the capital Mgmt For For
budget proposal for the fiscal year ending
on December 31, 2022.
A3 Examine, discuss and vote on the proposed Mgmt For For
allocation of the net profits for the
fiscal year ended on December 31, 2021, and
the distribution of dividends.
A4 Define that members for the Company's Board Mgmt For For
of Directors is composed of thirteen (13)
members.
A5 Resolve on the independence of Carla Mgmt For For
Schmitzberger, Gilberto Mifano, Fabio
Colletti Barbosa, Jessica DiLullo Herrin,
Ian Martin Bickley, Nancy Killefer, W. Don
Cornwell, Andrew George McMaster Jr., and
Georgia Melenikiotou as candidates for the
positions of independent members of the
Company's Board of Directors.
A6 Election of Director: Antonio Luiz da Cunha Mgmt For For
Seabra, Guilherme Peirao Leal, Pedro Luiz
Barreiros Passos, Roberto de Oliveira
Marques, Carla Schmitzberger (independent
member), Gilberto Mifano (independent
member), Fabio Colletti Barbosa
(independent member), Jessica DiLullo
Herrin (independent member), Ian Martin
Bickley (independent member), Nancy
Killefer (independent member), W. Don
Cornwell (independent member), Andrew
George McMaster Jr. (independent member),
Georgia Melenikiotou (independent member).
A7 If one of the candidates that compose the Mgmt For For
chosen slate leaves it, do the votes
corresponding to their shares may keep
being attributed to the chosen slate.
A8 In case of the adoption of multiple voting, Mgmt For For
should the votes regarding your shares be
equally distributed for all the members of
the slate you have chosen.
A9 Do you wish to request a separate election Mgmt For For
of a member of the board of directors,
under the terms of article 141, paragraph
4, I, of Law 6,404, of 1976.
A10 Do you wish to request the instalment of a Mgmt For For
fiscal council, under the terms of article
161 of Law 6,404, of 1976.
A11 Elect candidates to the Fiscal Council by Mgmt For For
minority shareholders: Cynthia Mey Hobbs
Pinho (Effective) / Andrea Maria Ramos
Leonel (Alternate)
A12 Define the global compensation of the Mgmt For For
Company's managers, to be paid by the date
of the annual general meeting at which the
Company's shareholders will vote on the
financial statements for the fiscal year
ending on December 31, 2022.
E1 Resolve on the rectification and Mgmt For For
ratification of the global compensation of
the Company's managers relating to the
period from May 2021 to April 2022, fixed
at the Company's Annual General Meeting
held on April 16, 2021.
E2 Resolve on the amendment to article 5 and Mgmt For For
the consolidation of the Company's Bylaws,
so as to reflect the amount of the capital
stock confirmed at the Board of Directors'
Meeting held on March 18, 2022.
--------------------------------------------------------------------------------------------------------------------------
NEW FORTRESS ENERGY INC Agenda Number: 935632340
--------------------------------------------------------------------------------------------------------------------------
Security: 644393100
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: NFE
ISIN: US6443931000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Desmond Iain Catterall Mgmt For For
Wesley R. Edens Mgmt For For
Randal A. Nardone Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for New Fortress Energy
Inc. for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
PROGYNY, INC. Agenda Number: 935605393
--------------------------------------------------------------------------------------------------------------------------
Security: 74340E103
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: PGNY
ISIN: US74340E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dr. Fred Cohen Mgmt For For
1.2 Election of Director: Dr. Norman Payson Mgmt For For
1.3 Election of Director: Dr. Beth Seidenberg Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Progyny, Inc.'s
named executive officers
--------------------------------------------------------------------------------------------------------------------------
SEMLER SCIENTIFIC, INC. Agenda Number: 935495487
--------------------------------------------------------------------------------------------------------------------------
Security: 81684M104
Meeting Type: Annual
Meeting Date: 21-Oct-2021
Ticker: SMLR
ISIN: US81684M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. Murphy-Chutorian M.D Mgmt For For
Daniel Messina Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the board of directors of BDO
USA, LLP as the independent registered
public accounting firm of the Company for
its year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP. Agenda Number: 935505276
--------------------------------------------------------------------------------------------------------------------------
Security: 820017101
Meeting Type: Annual
Meeting Date: 18-Nov-2021
Ticker: SMED
ISIN: US8200171010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARON R. GABRIELSON Mgmt For For
PARRIS H. HOLMES Mgmt For For
W. PATRICK MULLOY II Mgmt For For
DAVID P. TUSA Mgmt For For
SUSAN N. VOGT Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF BDO
USA, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 935607260
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Greenberg Mgmt For For
David Weinberg Mgmt For For
Zulema Garcia Mgmt For For
2. Stockholder proposal requesting the Board Shr Against For
of Directors to issue a report for
Skechers' net zero climate transition plan,
including its interim and long term
greenhouse gas targets, and progress made
in achieving those targets.
--------------------------------------------------------------------------------------------------------------------------
SKYLINE CHAMPION Agenda Number: 935460092
--------------------------------------------------------------------------------------------------------------------------
Security: 830830105
Meeting Type: Annual
Meeting Date: 03-Aug-2021
Ticker: SKY
ISIN: US8308301055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith Anderson Mgmt For For
Michael Berman Mgmt For For
Timothy Bernlohr Mgmt For For
Eddie Capel Mgmt For For
John C. Firth Mgmt For For
Michael Kaufman Mgmt For For
Erin Mulligan Nelson Mgmt For For
Gary E. Robinette Mgmt For For
Mark Yost Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Skyline Champion's independent
registered public accounting firm.
3. To consider a non-binding advisory vote on Mgmt For For
fiscal 2021 compensation paid to Skyline
Champion's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935660185
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend a part of the Articles of Mgmt For For
Incorporation.
2a. Election of Director: Kenichiro Yoshida Mgmt For For
2b. Election of Director: Hiroki Totoki Mgmt For For
2c. Election of Director: Shuzo Sumi Mgmt For For
2d. Election of Director: Tim Schaaff Mgmt For For
2e. Election of Director: Toshiko Oka Mgmt For For
2f. Election of Director: Sakie Akiyama Mgmt For For
2g. Election of Director: Wendy Becker Mgmt For For
2h. Election of Director: Yoshihiko Hatanaka Mgmt For For
2i. Election of Director: Keiko Kishigami Mgmt For For
2j. Election of Director: Joseph A. Kraft Jr. Mgmt For For
3. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935565626
--------------------------------------------------------------------------------------------------------------------------
Security: 859241101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: STRL
ISIN: US8592411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger A. Cregg Mgmt For For
1B. Election of Director: Joseph A. Cutillo Mgmt For For
1C. Election of Director: Julie A. Dill Mgmt For For
1D. Election of Director: Dana C. O'Brien Mgmt For For
1E. Election of Director: Charles R. Patton Mgmt For For
1F. Election of Director: Thomas M. White Mgmt For For
1G. Election of Director: Dwayne A. Wilson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
THE JOINT CORP. Agenda Number: 935636780
--------------------------------------------------------------------------------------------------------------------------
Security: 47973J102
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: JYNT
ISIN: US47973J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Matthew E. Rubel Mgmt For For
1.2 Election of Director: James H. Amos, Jr. Mgmt For For
1.3 Election of Director: Ronald V. DaVella Mgmt For For
1.4 Election of Director: Suzanne M. Decker Mgmt For For
1.5 Election of Director: Peter D. Holt Mgmt For For
1.6 Election of Director: Abe Hong Mgmt For For
1.7 Election of Director: Glenn J. Krevlin Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED Agenda Number: 935614645
--------------------------------------------------------------------------------------------------------------------------
Security: 892918103
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: TACT
ISIN: US8929181035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Haydee Ortiz Olinger Mgmt For For
1.2 Election of Director: Emanuel P.N. Hilario Mgmt For For
2. RATIFICATION OF THE SELECTION OF MARCUM LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2022.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDICS GROUP, INC. Agenda Number: 935615318
--------------------------------------------------------------------------------------------------------------------------
Security: 89377M109
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: TMDX
ISIN: US89377M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Waleed Hassanein, Mgmt For For
M.D.
1b. Election of Director: James R. Tobin Mgmt For For
1c. Election of Director: Edward M. Basile Mgmt For For
1d. Election of Director: Thomas J. Gunderson Mgmt For For
1e. Election of Director: Edwin M. Kania, Jr. Mgmt For For
1f. Election of Director: Stephanie Lovell Mgmt For For
1g. Election of Director: Merilee Raines Mgmt For For
1h. Election of Director: David Weill, M.D. Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to
TransMedics' named executive officers.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of TransMedics' future
"say on pay" votes.
4. To approve an amendment to the TransMedics Mgmt For For
Group, Inc. 2019 Stock Incentive Plan to
increase the maximum aggregate number of
shares of common stock that may be issued
pursuant to awards granted under the
TransMedics Group, Inc. 2019 Stock
Incentive Plan by 1,500,000 shares.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransMedics
Group, Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WARNER MUSIC GROUP CORP. Agenda Number: 935543202
--------------------------------------------------------------------------------------------------------------------------
Security: 934550203
Meeting Type: Annual
Meeting Date: 28-Feb-2022
Ticker: WMG
ISIN: US9345502036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Stephen
Cooper
1B. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Lincoln
Benet
1C. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Alex
Blavatnik
1D. Election of Director for a one-year term Mgmt Against Against
ending at the 2023 Annual Meeting: Len
Blavatnik
1E. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Mathias
Dopfner
1F. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Nancy
Dubuc
1G. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Noreena
Hertz
1H. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Ynon
Kreiz
1I. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Ceci
Kurzman
1J. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Michael
Lynton
1K. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Donald
A. Wagner
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2022.
Changebridge Capital Sustainable Equity ETF
--------------------------------------------------------------------------------------------------------------------------
ARCOS DORADOS HOLDINGS INC Agenda Number: 935595390
--------------------------------------------------------------------------------------------------------------------------
Security: G0457F107
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: ARCO
ISIN: VGG0457F1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration and approval of the Financial Mgmt For For
Statements of the Company corresponding to
the fiscal year ended December 31, 2021,
the Independent Report of the External
Auditors EY (Pistrelli, Henry Martin y
Asociados S.R.L., member firm of Ernst &
Young Global), and the Notes corresponding
to the fiscal year ended December 31, 2021.
2. Appointment and remuneration of EY Mgmt For For
(Pistrelli, Henry Martin y Asociados
S.R.L., member firm of Ernst & Young
Global), as the Company's independent
auditors for the fiscal year ending
December 31, 2022.
3. DIRECTOR
Ms. Annette Franqui Mgmt For For
Ms. Cristina Palmaka Mgmt For For
Mr. C Hernandez-Artigas Mgmt For For
Mr. Marcelo Rabach Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION Agenda Number: 935601799
--------------------------------------------------------------------------------------------------------------------------
Security: 046433108
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: ATRO
ISIN: US0464331083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond W. Boushie Mgmt For For
Robert T. Brady Mgmt For For
Jeffry D. Frisby Mgmt For For
Peter J. Gundermann Mgmt For For
Warren C. Johnson Mgmt For For
Robert S. Keane Mgmt For For
Neil Y. Kim Mgmt For For
Mark Moran Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTVIEW HOLDINGS, INC. Agenda Number: 935543593
--------------------------------------------------------------------------------------------------------------------------
Security: 10948C107
Meeting Type: Annual
Meeting Date: 08-Mar-2022
Ticker: BV
ISIN: US10948C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Abrahamson Mgmt For For
Jane Okun Bomba Mgmt For For
Frank Lopez Mgmt For For
Andrew V. Masterman Mgmt For For
Paul E. Raether Mgmt For For
Richard W. Roedel Mgmt For For
Mara Swan Mgmt For For
Joshua T. Weisenbeck Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as BrightView Holdings, Inc.'s
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 935603856
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jillian C. Evanko Mgmt For For
1.2 Election of Director: Paula M. Harris Mgmt For For
1.3 Election of Director: Linda A. Harty Mgmt For For
1.4 Election of Director: Singleton B. Mgmt For For
McAllister
1.5 Election of Director: Michael L. Molinini Mgmt For For
1.6 Election of Director: David M. Sagehorn Mgmt For For
1.7 Election of Director: Roger A. Strauch Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, an independent registered
public accounting firm, to examine the
financial statements of the Company for the
year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 935626171
--------------------------------------------------------------------------------------------------------------------------
Security: 165167735
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CHK
ISIN: US1651677353
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For
Jr.
1b. Election of Director: Timothy S. Duncan Mgmt For For
1c. Election of Director: Benjamin C. Duster, Mgmt For For
IV
1d. Election of Director: Sarah A. Emerson Mgmt For For
1e. Election of Director: Matthew Gallagher Mgmt For For
1f. Election of Director: Brian Steck Mgmt For For
1g. Election of Director: Michael Wichterich Mgmt For For
2. To approve on an advisory basis our named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CIVEO CORPORATION Agenda Number: 935611865
--------------------------------------------------------------------------------------------------------------------------
Security: 17878Y207
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CVEO
ISIN: CA17878Y2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin A. Lambert Mgmt For For
1B. Election of Director: Constance B. Moore Mgmt For For
1C. Election of Director: Richard A. Navarre Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation: We are asking that you
approve, on a non-binding advisory basis,
the compensation of our named executive
officers as disclosed in this proxy
statement, commonly referred to as a
"Say-on-Pay" proposal.
3. Appointment of Auditors: Appointment of Mgmt For For
Ernst & Young LLP as Auditors of Civeo
Corporation for the ensuing year and
authorization of the directors of Civeo
Corporation, acting through the Audit
Committee, to determine their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935633974
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the Swiss statutory annual Mgmt No vote
report, the consolidated financial
statements and the statutory financial
statements of the Company for the year
ended December 31, 2021.
2. The approval of the appropriation of Mgmt No vote
financial results.
3. The discharge of the members of the Board Mgmt No vote
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt No vote
member and Chairman
4b. Re-election of Samarth Kulkami, Ph.D. as Mgmt No vote
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt No vote
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt No vote
member to the Board of Director.
4e. Re-election of H. Edward Fleming, Jr. M.D. Mgmt No vote
as the member to the Board of Director.
4f. Re-election of Simeon J. George, M.D. as Mgmt No vote
the member to the Board of Director.
4g. Re-election of John T. Greene as the member Mgmt No vote
to the Board of Director.
4h. Re-election of Katherine A. High, M.D. as Mgmt No vote
the member to the Board of Director.
4i. Re-election of Douglas A. Treco, Ph.D. as Mgmt No vote
the member to the Board of Director.
4j. Election of Maria Fardis, Ph.D. as the Mgmt No vote
member to the Board of Director.
5a. Re-election of the member of the Mgmt No vote
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt No vote
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt No vote
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt No vote
non-performance-related compensation for
members of the Board of Directors from the
2022 Annual General Meeting to the 2023
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt No vote
Board of Directors from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt No vote
non-performance-related compensation for
members of the Executive Committee from
July 1, 2022 to June 30, 2023.
6d. Binding vote on total variable compensation Mgmt No vote
for members of the Executive Committee for
the current year ending December 31, 2022.
6e. Binding vote on equity for members of the Mgmt No vote
Executive Committee from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
7. Non-binding advisory vote to approve the Mgmt No vote
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
8. Non-binding advisory vote on the frequency Mgmt No vote
of future shareholder advisory votes on the
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
9. The approval of increasing the maximum size Mgmt No vote
of the Board of Directors.
10. The approval of an adjustment of the Mgmt No vote
maximum number of authorized share capital
and extending the date by which the Board
of Directors may increase the share
capital.
11. The approval of an adjustment of the Mgmt No vote
conditional share capital for the
conversion of bonds and similar debt
instruments.
12. The approval of an increase in the Mgmt No vote
conditional share capital for employee
equity plans.
13. The approval of an Amendment to the CRISPR Mgmt No vote
Therapeutics AG 2018 Stock Option and
Incentive Plan.
14. The re-election of the independent voting Mgmt No vote
rights representative.
15. The re-election of the auditors. Mgmt No vote
16. The transaction of any other business that Mgmt No vote
may properly come before the 2022 Annual
General Meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
CRITEO SA Agenda Number: 935627375
--------------------------------------------------------------------------------------------------------------------------
Security: 226718104
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: CRTO
ISIN: US2267181046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Renewal of the term of office of Ms. Megan Mgmt For For
Clarken as Director.
O2 Renewal of the term of office of Ms. Marie Mgmt For For
Lalleman as Director.
O3 Renewal of the term of office of Mr. Edmond Mgmt For For
Mesrobian as Director.
O4 Renewal of the term of office of Mr. James Mgmt For For
Warner as Director.
O5 Non-binding advisory vote to approve the Mgmt For For
compensation for the named executive
officers of the Company.
O6 Non-binding advisory vote to hold a Mgmt For For
non-binding advisory vote on the
compensation for the named executive
officers of the Company every year.
O7 Non-binding advisory vote to hold a Mgmt Against For
non-binding advisory vote on the
compensation for the named executive
officers of the Company every two years.
O8 Non-binding advisory vote to hold a Mgmt Against For
non-binding advisory vote on the
compensation for the named executive
officers of the Company every three years.
O9 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2021.
O10 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2021.
O11 Approval of the allocation of profits for Mgmt For For
the fiscal year ended December 31, 2021.
O12 Authorization to be given to the Board of Mgmt For For
Directors to execute a buyback of Company
stock in accordance with the provisions of
Article L. 225-209-2 of the French
Commercial Code.
E13 Authorization to be given to the Board of Mgmt For For
Directors to reduce ...(due to space
limits, see proxy material for full
proposal).
E14 Authorization to be given to the Board of Mgmt For For
Directors to reduce ...(due to space
limits, see proxy material for full
proposal).
E15 Delegation of authority to the Board of Mgmt For For
Directors to reduce the ...(due to space
limits, see proxy material for full
proposal).
E16 Determination of the maximum number of Mgmt For For
shares that may be issued ...(due to space
limits, see proxy material for full
proposal).
E17 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E18 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E19 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E20 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E21 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
E22 Approval of the overall limits on the Mgmt For For
amount of Ordinary Shares ...(due to space
limits, see proxy material for full
proposal).
E23 Delegation of authority to the Board of Mgmt For For
Directors to decide on ...(due to space
limits, see proxy material for full
proposal).
E24 Delegation of authority to the Board of Mgmt For For
Directors to increase ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
EVERQUOTE, INC. Agenda Number: 935624153
--------------------------------------------------------------------------------------------------------------------------
Security: 30041R108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: EVER
ISIN: US30041R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darryl Auguste Mgmt For For
David Blundin Mgmt For For
Sanju Bansal Mgmt For For
Paul Deninger Mgmt For For
John Lunny Mgmt For For
Jayme Mendal Mgmt For For
George Neble Mgmt For For
John Shields Mgmt For For
Mira Wilczek Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935626462
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel Altman Mgmt For For
1b. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1c. Election of Director: Susan Athey Mgmt For For
1d. Election of Director: Chelsea Clinton Mgmt For For
1e. Election of Director: Barry Diller Mgmt For For
1f. Election of Director: Craig Jacobson Mgmt For For
1g. Election of Director: Peter Kern Mgmt For For
1h. Election of Director: Dara Khosrowshahi Mgmt For For
1i. Election of Director: Patricia Menendez Mgmt For For
Cambo (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class.)
1j. Election of Director: Alex von Furstenberg Mgmt For For
1k. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935584892
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1D. Election of Director: Boris Groysberg Mgmt For For
1E. Election of Director: Sandra R. Hernandez Mgmt For For
1F. Election of Director: Pamela J. Joyner Mgmt For For
1G. Election of Director: Shilla Kim-Parker Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: George G.C. Parker Mgmt For For
1J. Election of Director: Michael J. Roffler Mgmt For For
2. To ratify KPMG LLP as the independent Mgmt For For
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2022.
3. To approve the amendments to the First Mgmt For For
Republic Bank 2017 Omnibus Award Plan.
4. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay") vote.
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 935477542
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 09-Sep-2021
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sean H. Cohan Mgmt For For
1B. Election of Director: Robert A. Gerard Mgmt For For
1C. Election of Director: Anuradha (Anu) Gupta Mgmt For For
1D. Election of Director: Richard A. Johnson Mgmt For For
1E. Election of Director: Jeffrey J. Jones II Mgmt For For
1F. Election of Director: Mia F. Mends Mgmt For For
1G. Election of Director: Yolande G. Piazza Mgmt For For
1H. Election of Director: Victoria J. Reich Mgmt For For
1I. Election of Director: Matthew E. Winter Mgmt For For
1J. Election of Director: Christianna Wood Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2022.
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HONEST COMPANY INC Agenda Number: 935605266
--------------------------------------------------------------------------------------------------------------------------
Security: 438333106
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: HNST
ISIN: US4383331067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julia M. Brown Mgmt For For
John R. (Jack) Hartung Mgmt For For
Eric Liaw Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as The Honest
Company, Inc.'s independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935612805
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Srikant Datar Mgmt For For
Mr. John Wasson Mgmt For For
2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For
OVERALL PAY-FOR- PERFORMANCE NAMED
EXECUTIVE OFFICER COMPENSATION PROGRAM
Approve, by non-binding vote, the Company's
overall pay-for- performance executive
compensation program, as described in the
Compensation Discussion and Analysis, the
compensation tables and the related
narratives and other materials in the Proxy
Statement.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM - Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LIVERAMP HOLDINGS, INC. Agenda Number: 935466006
--------------------------------------------------------------------------------------------------------------------------
Security: 53815P108
Meeting Type: Annual
Meeting Date: 10-Aug-2021
Ticker: RAMP
ISIN: US53815P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John L. Battelle Mgmt For For
1B. Election of Director: Debora B. Tomlin Mgmt For For
1C. Election of Director: Omar Tawakol Mgmt For For
2. Approval of amendment and restatement of Mgmt For For
the LiveRamp Holdings, Inc. Employee Stock
Purchase Plan.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
4. Ratification of KPMG LLP as the Company's Mgmt For For
independent registered public accountant
for Fiscal Year 2022.
--------------------------------------------------------------------------------------------------------------------------
MAGNITE, INC. Agenda Number: 935627185
--------------------------------------------------------------------------------------------------------------------------
Security: 55955D100
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: MGNI
ISIN: US55955D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Barrett Mgmt For For
1b. Election of Director: Rachel Lam Mgmt For For
1c. Election of Director: Robert Spillane Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on an advisory basis, of the Mgmt For For
compensation of the company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MODIVCARE INC Agenda Number: 935629646
--------------------------------------------------------------------------------------------------------------------------
Security: 60783X104
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: MODV
ISIN: US60783X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Richard A. Mgmt For For
Kerley
1b. Election of Class I Director: Stacy Saal Mgmt For For
1c. Election of Class I Director: Christopher Mgmt For For
S. Shackelton
2. A non-binding advisory vote to approve Mgmt For For
named executive officer compensation.
3. To approve an Employee Stock Purchase Plan Mgmt For For
of the Company.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company to serve for
the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
NATURA &CO HOLDING S A Agenda Number: 935600191
--------------------------------------------------------------------------------------------------------------------------
Security: 63884N108
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: NTCO
ISIN: US63884N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Review the managers' accounts, examine, Mgmt For For
discuss and vote the financial statements,
together with the independent auditors'
report, for the fiscal year ended on
December 31, 2021.
A2 Examine, discuss and vote the capital Mgmt For For
budget proposal for the fiscal year ending
on December 31, 2022.
A3 Examine, discuss and vote on the proposed Mgmt For For
allocation of the net profits for the
fiscal year ended on December 31, 2021, and
the distribution of dividends.
A4 Define that members for the Company's Board Mgmt For For
of Directors is composed of thirteen (13)
members.
A5 Resolve on the independence of Carla Mgmt For For
Schmitzberger, Gilberto Mifano, Fabio
Colletti Barbosa, Jessica DiLullo Herrin,
Ian Martin Bickley, Nancy Killefer, W. Don
Cornwell, Andrew George McMaster Jr., and
Georgia Melenikiotou as candidates for the
positions of independent members of the
Company's Board of Directors.
A6 Election of Director: Antonio Luiz da Cunha Mgmt For For
Seabra, Guilherme Peirao Leal, Pedro Luiz
Barreiros Passos, Roberto de Oliveira
Marques, Carla Schmitzberger (independent
member), Gilberto Mifano (independent
member), Fabio Colletti Barbosa
(independent member), Jessica DiLullo
Herrin (independent member), Ian Martin
Bickley (independent member), Nancy
Killefer (independent member), W. Don
Cornwell (independent member), Andrew
George McMaster Jr. (independent member),
Georgia Melenikiotou (independent member).
A7 If one of the candidates that compose the Mgmt For For
chosen slate leaves it, do the votes
corresponding to their shares may keep
being attributed to the chosen slate.
A8 In case of the adoption of multiple voting, Mgmt For For
should the votes regarding your shares be
equally distributed for all the members of
the slate you have chosen.
A9 Do you wish to request a separate election Mgmt For For
of a member of the board of directors,
under the terms of article 141, paragraph
4, I, of Law 6,404, of 1976.
A10 Do you wish to request the instalment of a Mgmt For For
fiscal council, under the terms of article
161 of Law 6,404, of 1976.
A11 Elect candidates to the Fiscal Council by Mgmt For For
minority shareholders: Cynthia Mey Hobbs
Pinho (Effective) / Andrea Maria Ramos
Leonel (Alternate)
A12 Define the global compensation of the Mgmt For For
Company's managers, to be paid by the date
of the annual general meeting at which the
Company's shareholders will vote on the
financial statements for the fiscal year
ending on December 31, 2022.
E1 Resolve on the rectification and Mgmt For For
ratification of the global compensation of
the Company's managers relating to the
period from May 2021 to April 2022, fixed
at the Company's Annual General Meeting
held on April 16, 2021.
E2 Resolve on the amendment to article 5 and Mgmt For For
the consolidation of the Company's Bylaws,
so as to reflect the amount of the capital
stock confirmed at the Board of Directors'
Meeting held on March 18, 2022.
--------------------------------------------------------------------------------------------------------------------------
NEW FORTRESS ENERGY INC Agenda Number: 935632340
--------------------------------------------------------------------------------------------------------------------------
Security: 644393100
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: NFE
ISIN: US6443931000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Desmond Iain Catterall Mgmt For For
Wesley R. Edens Mgmt For For
Randal A. Nardone Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for New Fortress Energy
Inc. for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
PROGYNY, INC. Agenda Number: 935605393
--------------------------------------------------------------------------------------------------------------------------
Security: 74340E103
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: PGNY
ISIN: US74340E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dr. Fred Cohen Mgmt For For
1.2 Election of Director: Dr. Norman Payson Mgmt For For
1.3 Election of Director: Dr. Beth Seidenberg Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Progyny, Inc.'s
named executive officers
--------------------------------------------------------------------------------------------------------------------------
SEMLER SCIENTIFIC, INC. Agenda Number: 935495487
--------------------------------------------------------------------------------------------------------------------------
Security: 81684M104
Meeting Type: Annual
Meeting Date: 21-Oct-2021
Ticker: SMLR
ISIN: US81684M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. Murphy-Chutorian M.D Mgmt For For
Daniel Messina Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the board of directors of BDO
USA, LLP as the independent registered
public accounting firm of the Company for
its year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 935571237
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan R. Buckwalter Mgmt For For
1B. Election of Director: Anthony L. Coelho Mgmt For For
1C. Election of Director: Jakki L. Haussler Mgmt For For
1D. Election of Director: Victor L. Lund Mgmt For For
1E. Election of Director: Ellen Ochoa Mgmt For For
1F. Election of Director: Thomas L. Ryan Mgmt For For
1G. Election of Director: C. Park Shaper Mgmt For For
1H. Election of Director: Sara Martinez Tucker Mgmt For For
1I. Election of Director: W. Blair Waltrip Mgmt For For
1J. Election of Director: Marcus A. Watts Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To approve, by advisory vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP. Agenda Number: 935505276
--------------------------------------------------------------------------------------------------------------------------
Security: 820017101
Meeting Type: Annual
Meeting Date: 18-Nov-2021
Ticker: SMED
ISIN: US8200171010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHARON R. GABRIELSON Mgmt For For
PARRIS H. HOLMES Mgmt For For
W. PATRICK MULLOY II Mgmt For For
DAVID P. TUSA Mgmt For For
SUSAN N. VOGT Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF BDO
USA, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 935607260
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Greenberg Mgmt For For
David Weinberg Mgmt For For
Zulema Garcia Mgmt For For
2. Stockholder proposal requesting the Board Shr Against For
of Directors to issue a report for
Skechers' net zero climate transition plan,
including its interim and long term
greenhouse gas targets, and progress made
in achieving those targets.
--------------------------------------------------------------------------------------------------------------------------
SKYLINE CHAMPION Agenda Number: 935460092
--------------------------------------------------------------------------------------------------------------------------
Security: 830830105
Meeting Type: Annual
Meeting Date: 03-Aug-2021
Ticker: SKY
ISIN: US8308301055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith Anderson Mgmt For For
Michael Berman Mgmt For For
Timothy Bernlohr Mgmt For For
Eddie Capel Mgmt For For
John C. Firth Mgmt For For
Michael Kaufman Mgmt For For
Erin Mulligan Nelson Mgmt For For
Gary E. Robinette Mgmt For For
Mark Yost Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Skyline Champion's independent
registered public accounting firm.
3. To consider a non-binding advisory vote on Mgmt For For
fiscal 2021 compensation paid to Skyline
Champion's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935660185
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend a part of the Articles of Mgmt For For
Incorporation.
2a. Election of Director: Kenichiro Yoshida Mgmt For For
2b. Election of Director: Hiroki Totoki Mgmt For For
2c. Election of Director: Shuzo Sumi Mgmt For For
2d. Election of Director: Tim Schaaff Mgmt For For
2e. Election of Director: Toshiko Oka Mgmt For For
2f. Election of Director: Sakie Akiyama Mgmt For For
2g. Election of Director: Wendy Becker Mgmt For For
2h. Election of Director: Yoshihiko Hatanaka Mgmt For For
2i. Election of Director: Keiko Kishigami Mgmt For For
2j. Election of Director: Joseph A. Kraft Jr. Mgmt For For
3. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935565626
--------------------------------------------------------------------------------------------------------------------------
Security: 859241101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: STRL
ISIN: US8592411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger A. Cregg Mgmt For For
1B. Election of Director: Joseph A. Cutillo Mgmt For For
1C. Election of Director: Julie A. Dill Mgmt For For
1D. Election of Director: Dana C. O'Brien Mgmt For For
1E. Election of Director: Charles R. Patton Mgmt For For
1F. Election of Director: Thomas M. White Mgmt For For
1G. Election of Director: Dwayne A. Wilson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935498558
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 12-Nov-2021
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Rose Marie Mgmt For For
Bravo
1B. Election of Class I Director: Paul J. Mgmt For For
Fribourg
1C. Election of Class I Director: Jennifer Mgmt For For
Hyman
1D. Election of Class I Director: Barry S. Mgmt For For
Sternlicht
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the 2022 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE JOINT CORP. Agenda Number: 935636780
--------------------------------------------------------------------------------------------------------------------------
Security: 47973J102
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: JYNT
ISIN: US47973J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Matthew E. Rubel Mgmt For For
1.2 Election of Director: James H. Amos, Jr. Mgmt For For
1.3 Election of Director: Ronald V. DaVella Mgmt For For
1.4 Election of Director: Suzanne M. Decker Mgmt For For
1.5 Election of Director: Peter D. Holt Mgmt For For
1.6 Election of Director: Abe Hong Mgmt For For
1.7 Election of Director: Glenn J. Krevlin Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDICS GROUP, INC. Agenda Number: 935615318
--------------------------------------------------------------------------------------------------------------------------
Security: 89377M109
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: TMDX
ISIN: US89377M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Waleed Hassanein, Mgmt For For
M.D.
1b. Election of Director: James R. Tobin Mgmt For For
1c. Election of Director: Edward M. Basile Mgmt For For
1d. Election of Director: Thomas J. Gunderson Mgmt For For
1e. Election of Director: Edwin M. Kania, Jr. Mgmt For For
1f. Election of Director: Stephanie Lovell Mgmt For For
1g. Election of Director: Merilee Raines Mgmt For For
1h. Election of Director: David Weill, M.D. Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to
TransMedics' named executive officers.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of TransMedics' future
"say on pay" votes.
4. To approve an amendment to the TransMedics Mgmt For For
Group, Inc. 2019 Stock Incentive Plan to
increase the maximum aggregate number of
shares of common stock that may be issued
pursuant to awards granted under the
TransMedics Group, Inc. 2019 Stock
Incentive Plan by 1,500,000 shares.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransMedics
Group, Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WARNER MUSIC GROUP CORP. Agenda Number: 935543202
--------------------------------------------------------------------------------------------------------------------------
Security: 934550203
Meeting Type: Annual
Meeting Date: 28-Feb-2022
Ticker: WMG
ISIN: US9345502036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Stephen
Cooper
1B. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Lincoln
Benet
1C. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Alex
Blavatnik
1D. Election of Director for a one-year term Mgmt Against Against
ending at the 2023 Annual Meeting: Len
Blavatnik
1E. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Mathias
Dopfner
1F. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Nancy
Dubuc
1G. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Noreena
Hertz
1H. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Ynon
Kreiz
1I. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Ceci
Kurzman
1J. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Michael
Lynton
1K. Election of Director for a one-year term Mgmt For For
ending at the 2023 Annual Meeting: Donald
A. Wagner
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2022.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory C. Bakken
Name Gregory C. Bakken
Title President
Date 08/24/2022