0000894189-22-006178.txt : 20220825 0000894189-22-006178.hdr.sgml : 20220825 20220825140337 ACCESSION NUMBER: 0000894189-22-006178 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220825 DATE AS OF CHANGE: 20220825 EFFECTIVENESS DATE: 20220825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 221196326 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000069997 Changebridge Capital Long/Short Equity ETF C000222872 Changebridge Capital Long/Short Equity ETF CBLS 0001683471 S000069998 Changebridge Capital Sustainable Equity ETF C000222873 Changebridge Capital Sustainable Equity ETF CBSE N-PX 1 lift-changebridge2_npx.txt ANNUAL REPORT FOR N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23226 NAME OF REGISTRANT: Listed Funds Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President/Principal Executive Officer Listed Funds Trust c/o U.S. Bank Global Fund Services 811 E. Wisconsin Ave, 8th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-4711 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 Changebridge Capital Long/Short Equity ETF -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935609288 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Andrew R. Jassy Mgmt For For 1c. Election of Director: Keith B. Alexander Mgmt For For 1d. Election of Director: Edith W. Cooper Mgmt For For 1e. Election of Director: Jamie S. Gorelick Mgmt For For 1f. Election of Director: Daniel P. Mgmt For For Huttenlocher 1g. Election of Director: Judith A. McGrath Mgmt For For 1h. Election of Director: Indra K. Nooyi Mgmt For For 1i. Election of Director: Jonathan J. Mgmt For For Rubinstein 1j. Election of Director: Patricia Q. Mgmt For For Stonesifer 1k. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For RETIREMENT PLAN OPTIONS 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER DUE DILIGENCE 7. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE DIRECTOR CANDIDATE POLICY 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PACKAGING MATERIALS 9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For WORKER HEALTH AND SAFETY DIFFERENCES 10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CHARITABLE CONTRIBUTIONS 12. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For TAX REPORTING 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON FREEDOM OF ASSOCIATION 14. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON LOBBYING 15. SHAREHOLDER PROPOSAL REQUESTING A POLICY Shr Against For REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS 16. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For WAREHOUSE WORKING CONDITIONS 17. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON GENDER/RACIAL PAY 18. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For AND EQUITY AUDIT 19. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES -------------------------------------------------------------------------------------------------------------------------- ARCOS DORADOS HOLDINGS INC Agenda Number: 935595390 -------------------------------------------------------------------------------------------------------------------------- Security: G0457F107 Meeting Type: Annual Meeting Date: 29-Apr-2022 Ticker: ARCO ISIN: VGG0457F1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Consideration and approval of the Financial Mgmt For For Statements of the Company corresponding to the fiscal year ended December 31, 2021, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2021. 2. Appointment and remuneration of EY Mgmt For For (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2022. 3. DIRECTOR Ms. Annette Franqui Mgmt For For Ms. Cristina Palmaka Mgmt For For Mr. C Hernandez-Artigas Mgmt For For Mr. Marcelo Rabach Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ASTRONICS CORPORATION Agenda Number: 935601799 -------------------------------------------------------------------------------------------------------------------------- Security: 046433108 Meeting Type: Annual Meeting Date: 23-May-2022 Ticker: ATRO ISIN: US0464331083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond W. Boushie Mgmt For For Robert T. Brady Mgmt For For Jeffry D. Frisby Mgmt For For Peter J. Gundermann Mgmt For For Warren C. Johnson Mgmt For For Robert S. Keane Mgmt For For Neil Y. Kim Mgmt For For Mark Moran Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- BRIGHTVIEW HOLDINGS, INC. Agenda Number: 935543593 -------------------------------------------------------------------------------------------------------------------------- Security: 10948C107 Meeting Type: Annual Meeting Date: 08-Mar-2022 Ticker: BV ISIN: US10948C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Abrahamson Mgmt For For Jane Okun Bomba Mgmt For For Frank Lopez Mgmt For For Andrew V. Masterman Mgmt For For Paul E. Raether Mgmt For For Richard W. Roedel Mgmt For For Mara Swan Mgmt For For Joshua T. Weisenbeck Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as BrightView Holdings, Inc.'s independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Agenda Number: 935603856 -------------------------------------------------------------------------------------------------------------------------- Security: 16115Q308 Meeting Type: Annual Meeting Date: 13-May-2022 Ticker: GTLS ISIN: US16115Q3083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Jillian C. Evanko Mgmt For For 1.2 Election of Director: Paula M. Harris Mgmt For For 1.3 Election of Director: Linda A. Harty Mgmt For For 1.4 Election of Director: Singleton B. Mgmt For For McAllister 1.5 Election of Director: Michael L. Molinini Mgmt For For 1.6 Election of Director: David M. Sagehorn Mgmt For For 1.7 Election of Director: Roger A. Strauch Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP, an independent registered public accounting firm, to examine the financial statements of the Company for the year ending December 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Agenda Number: 935626171 -------------------------------------------------------------------------------------------------------------------------- Security: 165167735 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: CHK ISIN: US1651677353 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For Jr. 1b. Election of Director: Timothy S. Duncan Mgmt For For 1c. Election of Director: Benjamin C. Duster, Mgmt For For IV 1d. Election of Director: Sarah A. Emerson Mgmt For For 1e. Election of Director: Matthew Gallagher Mgmt For For 1f. Election of Director: Brian Steck Mgmt For For 1g. Election of Director: Michael Wichterich Mgmt For For 2. To approve on an advisory basis our named Mgmt For For executive officer compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- CIVEO CORPORATION Agenda Number: 935611865 -------------------------------------------------------------------------------------------------------------------------- Security: 17878Y207 Meeting Type: Annual Meeting Date: 18-May-2022 Ticker: CVEO ISIN: CA17878Y2078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Martin A. Lambert Mgmt For For 1B. Election of Director: Constance B. Moore Mgmt For For 1C. Election of Director: Richard A. Navarre Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation: We are asking that you approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in this proxy statement, commonly referred to as a "Say-on-Pay" proposal. 3. Appointment of Auditors: Appointment of Mgmt For For Ernst & Young LLP as Auditors of Civeo Corporation for the ensuing year and authorization of the directors of Civeo Corporation, acting through the Audit Committee, to determine their remuneration. -------------------------------------------------------------------------------------------------------------------------- CRISPR THERAPEUTICS AG Agenda Number: 935633974 -------------------------------------------------------------------------------------------------------------------------- Security: H17182108 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: CRSP ISIN: CH0334081137 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the Swiss statutory annual Mgmt No vote report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2021. 2. The approval of the appropriation of Mgmt No vote financial results. 3. The discharge of the members of the Board Mgmt No vote of Directors and Executive Committee. 4a. Re-election of Rodger Novak, M.D., as Mgmt No vote member and Chairman 4b. Re-election of Samarth Kulkami, Ph.D. as Mgmt No vote the member to the Board of Director. 4c. Re-election of Ali Behbahani, M.D. as the Mgmt No vote member to the Board of Director. 4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt No vote member to the Board of Director. 4e. Re-election of H. Edward Fleming, Jr. M.D. Mgmt No vote as the member to the Board of Director. 4f. Re-election of Simeon J. George, M.D. as Mgmt No vote the member to the Board of Director. 4g. Re-election of John T. Greene as the member Mgmt No vote to the Board of Director. 4h. Re-election of Katherine A. High, M.D. as Mgmt No vote the member to the Board of Director. 4i. Re-election of Douglas A. Treco, Ph.D. as Mgmt No vote the member to the Board of Director. 4j. Election of Maria Fardis, Ph.D. as the Mgmt No vote member to the Board of Director. 5a. Re-election of the member of the Mgmt No vote Compensation Committee: Ali Behbahani, M.D. 5b. Re-election of the member of the Mgmt No vote Compensation Committee: Simeon J. George, M.D. 5c. Re-election of the member of the Mgmt No vote Compensation Committee: John T. Greene 6a. Binding vote on total Mgmt No vote non-performance-related compensation for members of the Board of Directors from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders. 6b. Binding vote on equity for members of the Mgmt No vote Board of Directors from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders. 6c. Binding vote on total Mgmt No vote non-performance-related compensation for members of the Executive Committee from July 1, 2022 to June 30, 2023. 6d. Binding vote on total variable compensation Mgmt No vote for members of the Executive Committee for the current year ending December 31, 2022. 6e. Binding vote on equity for members of the Mgmt No vote Executive Committee from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders. 7. Non-binding advisory vote to approve the Mgmt No vote compensation paid to the Company's named executive officers under U.S. securities law requirements. 8. Non-binding advisory vote on the frequency Mgmt No vote of future shareholder advisory votes on the compensation paid to the Company's named executive officers under U.S. securities law requirements. 9. The approval of increasing the maximum size Mgmt No vote of the Board of Directors. 10. The approval of an adjustment of the Mgmt No vote maximum number of authorized share capital and extending the date by which the Board of Directors may increase the share capital. 11. The approval of an adjustment of the Mgmt No vote conditional share capital for the conversion of bonds and similar debt instruments. 12. The approval of an increase in the Mgmt No vote conditional share capital for employee equity plans. 13. The approval of an Amendment to the CRISPR Mgmt No vote Therapeutics AG 2018 Stock Option and Incentive Plan. 14. The re-election of the independent voting Mgmt No vote rights representative. 15. The re-election of the auditors. Mgmt No vote 16. The transaction of any other business that Mgmt No vote may properly come before the 2022 Annual General Meeting or any adjournment or postponement thereof. -------------------------------------------------------------------------------------------------------------------------- CRITEO SA Agenda Number: 935627375 -------------------------------------------------------------------------------------------------------------------------- Security: 226718104 Meeting Type: Annual Meeting Date: 15-Jun-2022 Ticker: CRTO ISIN: US2267181046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Renewal of the term of office of Ms. Megan Mgmt For For Clarken as Director. O2 Renewal of the term of office of Ms. Marie Mgmt For For Lalleman as Director. O3 Renewal of the term of office of Mr. Edmond Mgmt For For Mesrobian as Director. O4 Renewal of the term of office of Mr. James Mgmt For For Warner as Director. O5 Non-binding advisory vote to approve the Mgmt For For compensation for the named executive officers of the Company. O6 Non-binding advisory vote to hold a Mgmt For For non-binding advisory vote on the compensation for the named executive officers of the Company every year. O7 Non-binding advisory vote to hold a Mgmt Against For non-binding advisory vote on the compensation for the named executive officers of the Company every two years. O8 Non-binding advisory vote to hold a Mgmt Against For non-binding advisory vote on the compensation for the named executive officers of the Company every three years. O9 Approval of the statutory financial Mgmt For For statements for the fiscal year ended December 31, 2021. O10 Approval of the consolidated financial Mgmt For For statements for the fiscal year ended December 31, 2021. O11 Approval of the allocation of profits for Mgmt For For the fiscal year ended December 31, 2021. O12 Authorization to be given to the Board of Mgmt For For Directors to execute a buyback of Company stock in accordance with the provisions of Article L. 225-209-2 of the French Commercial Code. E13 Authorization to be given to the Board of Mgmt For For Directors to reduce ...(due to space limits, see proxy material for full proposal). E14 Authorization to be given to the Board of Mgmt For For Directors to reduce ...(due to space limits, see proxy material for full proposal). E15 Delegation of authority to the Board of Mgmt For For Directors to reduce the ...(due to space limits, see proxy material for full proposal). E16 Determination of the maximum number of Mgmt For For shares that may be issued ...(due to space limits, see proxy material for full proposal). E17 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E18 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E19 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E20 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E21 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E22 Approval of the overall limits on the Mgmt For For amount of Ordinary Shares ...(due to space limits, see proxy material for full proposal). E23 Delegation of authority to the Board of Mgmt For For Directors to decide on ...(due to space limits, see proxy material for full proposal). E24 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- EVERQUOTE, INC. Agenda Number: 935624153 -------------------------------------------------------------------------------------------------------------------------- Security: 30041R108 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: EVER ISIN: US30041R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darryl Auguste Mgmt For For David Blundin Mgmt For For Sanju Bansal Mgmt For For Paul Deninger Mgmt For For John Lunny Mgmt For For Jayme Mendal Mgmt For For George Neble Mgmt For For John Shields Mgmt For For Mira Wilczek Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Agenda Number: 935626462 -------------------------------------------------------------------------------------------------------------------------- Security: 30212P303 Meeting Type: Annual Meeting Date: 16-Jun-2022 Ticker: EXPE ISIN: US30212P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Samuel Altman Mgmt For For 1b. Election of Director: Beverly Anderson (To Mgmt For For be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 1c. Election of Director: Susan Athey Mgmt For For 1d. Election of Director: Chelsea Clinton Mgmt For For 1e. Election of Director: Barry Diller Mgmt For For 1f. Election of Director: Craig Jacobson Mgmt For For 1g. Election of Director: Peter Kern Mgmt For For 1h. Election of Director: Dara Khosrowshahi Mgmt For For 1i. Election of Director: Patricia Menendez Mgmt For For Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 1j. Election of Director: Alex von Furstenberg Mgmt For For 1k. Election of Director: Julie Whalen (To be Mgmt For For voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 2. Ratification of appointment of Ernst & Mgmt For For Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- FIRST REPUBLIC BANK Agenda Number: 935584892 -------------------------------------------------------------------------------------------------------------------------- Security: 33616C100 Meeting Type: Annual Meeting Date: 17-May-2022 Ticker: FRC ISIN: US33616C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James H. Herbert, II Mgmt For For 1B. Election of Director: Katherine Mgmt For For August-deWilde 1C. Election of Director: Frank J. Fahrenkopf, Mgmt For For Jr. 1D. Election of Director: Boris Groysberg Mgmt For For 1E. Election of Director: Sandra R. Hernandez Mgmt For For 1F. Election of Director: Pamela J. Joyner Mgmt For For 1G. Election of Director: Shilla Kim-Parker Mgmt For For 1H. Election of Director: Reynold Levy Mgmt For For 1I. Election of Director: George G.C. Parker Mgmt For For 1J. Election of Director: Michael J. Roffler Mgmt For For 2. To ratify KPMG LLP as the independent Mgmt For For registered public accounting firm of First Republic Bank for the fiscal year ending December 31, 2022. 3. To approve the amendments to the First Mgmt For For Republic Bank 2017 Omnibus Award Plan. 4. To approve, by advisory (non-binding) vote, Mgmt For For the compensation of our executive officers ("say on pay") vote. -------------------------------------------------------------------------------------------------------------------------- H&R BLOCK, INC. Agenda Number: 935477542 -------------------------------------------------------------------------------------------------------------------------- Security: 093671105 Meeting Type: Annual Meeting Date: 09-Sep-2021 Ticker: HRB ISIN: US0936711052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sean H. Cohan Mgmt For For 1B. Election of Director: Robert A. Gerard Mgmt For For 1C. Election of Director: Anuradha (Anu) Gupta Mgmt For For 1D. Election of Director: Richard A. Johnson Mgmt For For 1E. Election of Director: Jeffrey J. Jones II Mgmt For For 1F. Election of Director: Mia F. Mends Mgmt For For 1G. Election of Director: Yolande G. Piazza Mgmt For For 1H. Election of Director: Victoria J. Reich Mgmt For For 1I. Election of Director: Matthew E. Winter Mgmt For For 1J. Election of Director: Christianna Wood Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2022. 3. Advisory approval of the Company's named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- HONEST COMPANY INC Agenda Number: 935605266 -------------------------------------------------------------------------------------------------------------------------- Security: 438333106 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: HNST ISIN: US4383331067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Julia M. Brown Mgmt For For John R. (Jack) Hartung Mgmt For For Eric Liaw Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as The Honest Company, Inc.'s independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Agenda Number: 935612805 -------------------------------------------------------------------------------------------------------------------------- Security: 44925C103 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: ICFI ISIN: US44925C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Srikant Datar Mgmt For For Mr. John Wasson Mgmt For For 2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For OVERALL PAY-FOR- PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM Approve, by non-binding vote, the Company's overall pay-for- performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. 3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM - Ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- LIVERAMP HOLDINGS, INC. Agenda Number: 935466006 -------------------------------------------------------------------------------------------------------------------------- Security: 53815P108 Meeting Type: Annual Meeting Date: 10-Aug-2021 Ticker: RAMP ISIN: US53815P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John L. Battelle Mgmt For For 1B. Election of Director: Debora B. Tomlin Mgmt For For 1C. Election of Director: Omar Tawakol Mgmt For For 2. Approval of amendment and restatement of Mgmt For For the LiveRamp Holdings, Inc. Employee Stock Purchase Plan. 3. Advisory (non-binding) vote to approve the Mgmt For For compensation of the Company's named executive officers. 4. Ratification of KPMG LLP as the Company's Mgmt For For independent registered public accountant for Fiscal Year 2022. -------------------------------------------------------------------------------------------------------------------------- MAGNITE, INC. Agenda Number: 935627185 -------------------------------------------------------------------------------------------------------------------------- Security: 55955D100 Meeting Type: Annual Meeting Date: 07-Jun-2022 Ticker: MGNI ISIN: US55955D1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael Barrett Mgmt For For 1b. Election of Director: Rachel Lam Mgmt For For 1c. Election of Director: Robert Spillane Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the company's independent registered public accounting firm for the current fiscal year. 3. To approve, on an advisory basis, of the Mgmt For For compensation of the company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- NATURA &CO HOLDING S A Agenda Number: 935600191 -------------------------------------------------------------------------------------------------------------------------- Security: 63884N108 Meeting Type: Annual Meeting Date: 20-Apr-2022 Ticker: NTCO ISIN: US63884N1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 Review the managers' accounts, examine, Mgmt For For discuss and vote the financial statements, together with the independent auditors' report, for the fiscal year ended on December 31, 2021. A2 Examine, discuss and vote the capital Mgmt For For budget proposal for the fiscal year ending on December 31, 2022. A3 Examine, discuss and vote on the proposed Mgmt For For allocation of the net profits for the fiscal year ended on December 31, 2021, and the distribution of dividends. A4 Define that members for the Company's Board Mgmt For For of Directors is composed of thirteen (13) members. A5 Resolve on the independence of Carla Mgmt For For Schmitzberger, Gilberto Mifano, Fabio Colletti Barbosa, Jessica DiLullo Herrin, Ian Martin Bickley, Nancy Killefer, W. Don Cornwell, Andrew George McMaster Jr., and Georgia Melenikiotou as candidates for the positions of independent members of the Company's Board of Directors. A6 Election of Director: Antonio Luiz da Cunha Mgmt For For Seabra, Guilherme Peirao Leal, Pedro Luiz Barreiros Passos, Roberto de Oliveira Marques, Carla Schmitzberger (independent member), Gilberto Mifano (independent member), Fabio Colletti Barbosa (independent member), Jessica DiLullo Herrin (independent member), Ian Martin Bickley (independent member), Nancy Killefer (independent member), W. Don Cornwell (independent member), Andrew George McMaster Jr. (independent member), Georgia Melenikiotou (independent member). A7 If one of the candidates that compose the Mgmt For For chosen slate leaves it, do the votes corresponding to their shares may keep being attributed to the chosen slate. A8 In case of the adoption of multiple voting, Mgmt For For should the votes regarding your shares be equally distributed for all the members of the slate you have chosen. A9 Do you wish to request a separate election Mgmt For For of a member of the board of directors, under the terms of article 141, paragraph 4, I, of Law 6,404, of 1976. A10 Do you wish to request the instalment of a Mgmt For For fiscal council, under the terms of article 161 of Law 6,404, of 1976. A11 Elect candidates to the Fiscal Council by Mgmt For For minority shareholders: Cynthia Mey Hobbs Pinho (Effective) / Andrea Maria Ramos Leonel (Alternate) A12 Define the global compensation of the Mgmt For For Company's managers, to be paid by the date of the annual general meeting at which the Company's shareholders will vote on the financial statements for the fiscal year ending on December 31, 2022. E1 Resolve on the rectification and Mgmt For For ratification of the global compensation of the Company's managers relating to the period from May 2021 to April 2022, fixed at the Company's Annual General Meeting held on April 16, 2021. E2 Resolve on the amendment to article 5 and Mgmt For For the consolidation of the Company's Bylaws, so as to reflect the amount of the capital stock confirmed at the Board of Directors' Meeting held on March 18, 2022. -------------------------------------------------------------------------------------------------------------------------- NEW FORTRESS ENERGY INC Agenda Number: 935632340 -------------------------------------------------------------------------------------------------------------------------- Security: 644393100 Meeting Type: Annual Meeting Date: 15-Jun-2022 Ticker: NFE ISIN: US6443931000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Desmond Iain Catterall Mgmt For For Wesley R. Edens Mgmt For For Randal A. Nardone Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for New Fortress Energy Inc. for fiscal year 2022. -------------------------------------------------------------------------------------------------------------------------- PROGYNY, INC. Agenda Number: 935605393 -------------------------------------------------------------------------------------------------------------------------- Security: 74340E103 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: PGNY ISIN: US74340E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Dr. Fred Cohen Mgmt For For 1.2 Election of Director: Dr. Norman Payson Mgmt For For 1.3 Election of Director: Dr. Beth Seidenberg Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of Progyny, Inc.'s named executive officers -------------------------------------------------------------------------------------------------------------------------- SEMLER SCIENTIFIC, INC. Agenda Number: 935495487 -------------------------------------------------------------------------------------------------------------------------- Security: 81684M104 Meeting Type: Annual Meeting Date: 21-Oct-2021 Ticker: SMLR ISIN: US81684M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR D. Murphy-Chutorian M.D Mgmt For For Daniel Messina Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. 3. To ratify the selection by the Audit Mgmt For For Committee of the board of directors of BDO USA, LLP as the independent registered public accounting firm of the Company for its year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SHARPS COMPLIANCE CORP. Agenda Number: 935505276 -------------------------------------------------------------------------------------------------------------------------- Security: 820017101 Meeting Type: Annual Meeting Date: 18-Nov-2021 Ticker: SMED ISIN: US8200171010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SHARON R. GABRIELSON Mgmt For For PARRIS H. HOLMES Mgmt For For W. PATRICK MULLOY II Mgmt For For DAVID P. TUSA Mgmt For For SUSAN N. VOGT Mgmt For For 2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION ON AN ADVISORY BASIS. 3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Agenda Number: 935607260 -------------------------------------------------------------------------------------------------------------------------- Security: 830566105 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: SKX ISIN: US8305661055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Greenberg Mgmt For For David Weinberg Mgmt For For Zulema Garcia Mgmt For For 2. Stockholder proposal requesting the Board Shr Against For of Directors to issue a report for Skechers' net zero climate transition plan, including its interim and long term greenhouse gas targets, and progress made in achieving those targets. -------------------------------------------------------------------------------------------------------------------------- SKYLINE CHAMPION Agenda Number: 935460092 -------------------------------------------------------------------------------------------------------------------------- Security: 830830105 Meeting Type: Annual Meeting Date: 03-Aug-2021 Ticker: SKY ISIN: US8308301055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith Anderson Mgmt For For Michael Berman Mgmt For For Timothy Bernlohr Mgmt For For Eddie Capel Mgmt For For John C. Firth Mgmt For For Michael Kaufman Mgmt For For Erin Mulligan Nelson Mgmt For For Gary E. Robinette Mgmt For For Mark Yost Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Skyline Champion's independent registered public accounting firm. 3. To consider a non-binding advisory vote on Mgmt For For fiscal 2021 compensation paid to Skyline Champion's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SONY GROUP CORPORATION Agenda Number: 935660185 -------------------------------------------------------------------------------------------------------------------------- Security: 835699307 Meeting Type: Annual Meeting Date: 28-Jun-2022 Ticker: SONY ISIN: US8356993076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To amend a part of the Articles of Mgmt For For Incorporation. 2a. Election of Director: Kenichiro Yoshida Mgmt For For 2b. Election of Director: Hiroki Totoki Mgmt For For 2c. Election of Director: Shuzo Sumi Mgmt For For 2d. Election of Director: Tim Schaaff Mgmt For For 2e. Election of Director: Toshiko Oka Mgmt For For 2f. Election of Director: Sakie Akiyama Mgmt For For 2g. Election of Director: Wendy Becker Mgmt For For 2h. Election of Director: Yoshihiko Hatanaka Mgmt For For 2i. Election of Director: Keiko Kishigami Mgmt For For 2j. Election of Director: Joseph A. Kraft Jr. Mgmt For For 3. To issue Stock Acquisition Rights for the Mgmt For For purpose of granting stock options. -------------------------------------------------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935565626 -------------------------------------------------------------------------------------------------------------------------- Security: 859241101 Meeting Type: Annual Meeting Date: 04-May-2022 Ticker: STRL ISIN: US8592411016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Roger A. Cregg Mgmt For For 1B. Election of Director: Joseph A. Cutillo Mgmt For For 1C. Election of Director: Julie A. Dill Mgmt For For 1D. Election of Director: Dana C. O'Brien Mgmt For For 1E. Election of Director: Charles R. Patton Mgmt For For 1F. Election of Director: Thomas M. White Mgmt For For 1G. Election of Director: Dwayne A. Wilson Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- THE JOINT CORP. Agenda Number: 935636780 -------------------------------------------------------------------------------------------------------------------------- Security: 47973J102 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: JYNT ISIN: US47973J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Matthew E. Rubel Mgmt For For 1.2 Election of Director: James H. Amos, Jr. Mgmt For For 1.3 Election of Director: Ronald V. DaVella Mgmt For For 1.4 Election of Director: Suzanne M. Decker Mgmt For For 1.5 Election of Director: Peter D. Holt Mgmt For For 1.6 Election of Director: Abe Hong Mgmt For For 1.7 Election of Director: Glenn J. Krevlin Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of BDO USA, Mgmt For For LLP as our independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- TRANSACT TECHNOLOGIES INCORPORATED Agenda Number: 935614645 -------------------------------------------------------------------------------------------------------------------------- Security: 892918103 Meeting Type: Annual Meeting Date: 31-May-2022 Ticker: TACT ISIN: US8929181035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Haydee Ortiz Olinger Mgmt For For 1.2 Election of Director: Emanuel P.N. Hilario Mgmt For For 2. RATIFICATION OF THE SELECTION OF MARCUM LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2022. 3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS OF THE COMPANY. -------------------------------------------------------------------------------------------------------------------------- TRANSMEDICS GROUP, INC. Agenda Number: 935615318 -------------------------------------------------------------------------------------------------------------------------- Security: 89377M109 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: TMDX ISIN: US89377M1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Waleed Hassanein, Mgmt For For M.D. 1b. Election of Director: James R. Tobin Mgmt For For 1c. Election of Director: Edward M. Basile Mgmt For For 1d. Election of Director: Thomas J. Gunderson Mgmt For For 1e. Election of Director: Edwin M. Kania, Jr. Mgmt For For 1f. Election of Director: Stephanie Lovell Mgmt For For 1g. Election of Director: Merilee Raines Mgmt For For 1h. Election of Director: David Weill, M.D. Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation paid to TransMedics' named executive officers. 3. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of TransMedics' future "say on pay" votes. 4. To approve an amendment to the TransMedics Mgmt For For Group, Inc. 2019 Stock Incentive Plan to increase the maximum aggregate number of shares of common stock that may be issued pursuant to awards granted under the TransMedics Group, Inc. 2019 Stock Incentive Plan by 1,500,000 shares. 5. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as TransMedics Group, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. Agenda Number: 935543202 -------------------------------------------------------------------------------------------------------------------------- Security: 934550203 Meeting Type: Annual Meeting Date: 28-Feb-2022 Ticker: WMG ISIN: US9345502036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Stephen Cooper 1B. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Lincoln Benet 1C. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Alex Blavatnik 1D. Election of Director for a one-year term Mgmt Against Against ending at the 2023 Annual Meeting: Len Blavatnik 1E. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Mathias Dopfner 1F. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Nancy Dubuc 1G. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Noreena Hertz 1H. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Ynon Kreiz 1I. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Ceci Kurzman 1J. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Michael Lynton 1K. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Donald A. Wagner 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2022. Changebridge Capital Sustainable Equity ETF -------------------------------------------------------------------------------------------------------------------------- ARCOS DORADOS HOLDINGS INC Agenda Number: 935595390 -------------------------------------------------------------------------------------------------------------------------- Security: G0457F107 Meeting Type: Annual Meeting Date: 29-Apr-2022 Ticker: ARCO ISIN: VGG0457F1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Consideration and approval of the Financial Mgmt For For Statements of the Company corresponding to the fiscal year ended December 31, 2021, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2021. 2. Appointment and remuneration of EY Mgmt For For (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2022. 3. DIRECTOR Ms. Annette Franqui Mgmt For For Ms. Cristina Palmaka Mgmt For For Mr. C Hernandez-Artigas Mgmt For For Mr. Marcelo Rabach Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ASTRONICS CORPORATION Agenda Number: 935601799 -------------------------------------------------------------------------------------------------------------------------- Security: 046433108 Meeting Type: Annual Meeting Date: 23-May-2022 Ticker: ATRO ISIN: US0464331083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raymond W. Boushie Mgmt For For Robert T. Brady Mgmt For For Jeffry D. Frisby Mgmt For For Peter J. Gundermann Mgmt For For Warren C. Johnson Mgmt For For Robert S. Keane Mgmt For For Neil Y. Kim Mgmt For For Mark Moran Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- BRIGHTVIEW HOLDINGS, INC. Agenda Number: 935543593 -------------------------------------------------------------------------------------------------------------------------- Security: 10948C107 Meeting Type: Annual Meeting Date: 08-Mar-2022 Ticker: BV ISIN: US10948C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Abrahamson Mgmt For For Jane Okun Bomba Mgmt For For Frank Lopez Mgmt For For Andrew V. Masterman Mgmt For For Paul E. Raether Mgmt For For Richard W. Roedel Mgmt For For Mara Swan Mgmt For For Joshua T. Weisenbeck Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as BrightView Holdings, Inc.'s independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Agenda Number: 935603856 -------------------------------------------------------------------------------------------------------------------------- Security: 16115Q308 Meeting Type: Annual Meeting Date: 13-May-2022 Ticker: GTLS ISIN: US16115Q3083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Jillian C. Evanko Mgmt For For 1.2 Election of Director: Paula M. Harris Mgmt For For 1.3 Election of Director: Linda A. Harty Mgmt For For 1.4 Election of Director: Singleton B. Mgmt For For McAllister 1.5 Election of Director: Michael L. Molinini Mgmt For For 1.6 Election of Director: David M. Sagehorn Mgmt For For 1.7 Election of Director: Roger A. Strauch Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP, an independent registered public accounting firm, to examine the financial statements of the Company for the year ending December 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Agenda Number: 935626171 -------------------------------------------------------------------------------------------------------------------------- Security: 165167735 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: CHK ISIN: US1651677353 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For Jr. 1b. Election of Director: Timothy S. Duncan Mgmt For For 1c. Election of Director: Benjamin C. Duster, Mgmt For For IV 1d. Election of Director: Sarah A. Emerson Mgmt For For 1e. Election of Director: Matthew Gallagher Mgmt For For 1f. Election of Director: Brian Steck Mgmt For For 1g. Election of Director: Michael Wichterich Mgmt For For 2. To approve on an advisory basis our named Mgmt For For executive officer compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- CIVEO CORPORATION Agenda Number: 935611865 -------------------------------------------------------------------------------------------------------------------------- Security: 17878Y207 Meeting Type: Annual Meeting Date: 18-May-2022 Ticker: CVEO ISIN: CA17878Y2078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Martin A. Lambert Mgmt For For 1B. Election of Director: Constance B. Moore Mgmt For For 1C. Election of Director: Richard A. Navarre Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation: We are asking that you approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in this proxy statement, commonly referred to as a "Say-on-Pay" proposal. 3. Appointment of Auditors: Appointment of Mgmt For For Ernst & Young LLP as Auditors of Civeo Corporation for the ensuing year and authorization of the directors of Civeo Corporation, acting through the Audit Committee, to determine their remuneration. -------------------------------------------------------------------------------------------------------------------------- CRISPR THERAPEUTICS AG Agenda Number: 935633974 -------------------------------------------------------------------------------------------------------------------------- Security: H17182108 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: CRSP ISIN: CH0334081137 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The approval of the Swiss statutory annual Mgmt No vote report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2021. 2. The approval of the appropriation of Mgmt No vote financial results. 3. The discharge of the members of the Board Mgmt No vote of Directors and Executive Committee. 4a. Re-election of Rodger Novak, M.D., as Mgmt No vote member and Chairman 4b. Re-election of Samarth Kulkami, Ph.D. as Mgmt No vote the member to the Board of Director. 4c. Re-election of Ali Behbahani, M.D. as the Mgmt No vote member to the Board of Director. 4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt No vote member to the Board of Director. 4e. Re-election of H. Edward Fleming, Jr. M.D. Mgmt No vote as the member to the Board of Director. 4f. Re-election of Simeon J. George, M.D. as Mgmt No vote the member to the Board of Director. 4g. Re-election of John T. Greene as the member Mgmt No vote to the Board of Director. 4h. Re-election of Katherine A. High, M.D. as Mgmt No vote the member to the Board of Director. 4i. Re-election of Douglas A. Treco, Ph.D. as Mgmt No vote the member to the Board of Director. 4j. Election of Maria Fardis, Ph.D. as the Mgmt No vote member to the Board of Director. 5a. Re-election of the member of the Mgmt No vote Compensation Committee: Ali Behbahani, M.D. 5b. Re-election of the member of the Mgmt No vote Compensation Committee: Simeon J. George, M.D. 5c. Re-election of the member of the Mgmt No vote Compensation Committee: John T. Greene 6a. Binding vote on total Mgmt No vote non-performance-related compensation for members of the Board of Directors from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders. 6b. Binding vote on equity for members of the Mgmt No vote Board of Directors from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders. 6c. Binding vote on total Mgmt No vote non-performance-related compensation for members of the Executive Committee from July 1, 2022 to June 30, 2023. 6d. Binding vote on total variable compensation Mgmt No vote for members of the Executive Committee for the current year ending December 31, 2022. 6e. Binding vote on equity for members of the Mgmt No vote Executive Committee from the 2022 Annual General Meeting to the 2023 annual general meeting of shareholders. 7. Non-binding advisory vote to approve the Mgmt No vote compensation paid to the Company's named executive officers under U.S. securities law requirements. 8. Non-binding advisory vote on the frequency Mgmt No vote of future shareholder advisory votes on the compensation paid to the Company's named executive officers under U.S. securities law requirements. 9. The approval of increasing the maximum size Mgmt No vote of the Board of Directors. 10. The approval of an adjustment of the Mgmt No vote maximum number of authorized share capital and extending the date by which the Board of Directors may increase the share capital. 11. The approval of an adjustment of the Mgmt No vote conditional share capital for the conversion of bonds and similar debt instruments. 12. The approval of an increase in the Mgmt No vote conditional share capital for employee equity plans. 13. The approval of an Amendment to the CRISPR Mgmt No vote Therapeutics AG 2018 Stock Option and Incentive Plan. 14. The re-election of the independent voting Mgmt No vote rights representative. 15. The re-election of the auditors. Mgmt No vote 16. The transaction of any other business that Mgmt No vote may properly come before the 2022 Annual General Meeting or any adjournment or postponement thereof. -------------------------------------------------------------------------------------------------------------------------- CRITEO SA Agenda Number: 935627375 -------------------------------------------------------------------------------------------------------------------------- Security: 226718104 Meeting Type: Annual Meeting Date: 15-Jun-2022 Ticker: CRTO ISIN: US2267181046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Renewal of the term of office of Ms. Megan Mgmt For For Clarken as Director. O2 Renewal of the term of office of Ms. Marie Mgmt For For Lalleman as Director. O3 Renewal of the term of office of Mr. Edmond Mgmt For For Mesrobian as Director. O4 Renewal of the term of office of Mr. James Mgmt For For Warner as Director. O5 Non-binding advisory vote to approve the Mgmt For For compensation for the named executive officers of the Company. O6 Non-binding advisory vote to hold a Mgmt For For non-binding advisory vote on the compensation for the named executive officers of the Company every year. O7 Non-binding advisory vote to hold a Mgmt Against For non-binding advisory vote on the compensation for the named executive officers of the Company every two years. O8 Non-binding advisory vote to hold a Mgmt Against For non-binding advisory vote on the compensation for the named executive officers of the Company every three years. O9 Approval of the statutory financial Mgmt For For statements for the fiscal year ended December 31, 2021. O10 Approval of the consolidated financial Mgmt For For statements for the fiscal year ended December 31, 2021. O11 Approval of the allocation of profits for Mgmt For For the fiscal year ended December 31, 2021. O12 Authorization to be given to the Board of Mgmt For For Directors to execute a buyback of Company stock in accordance with the provisions of Article L. 225-209-2 of the French Commercial Code. E13 Authorization to be given to the Board of Mgmt For For Directors to reduce ...(due to space limits, see proxy material for full proposal). E14 Authorization to be given to the Board of Mgmt For For Directors to reduce ...(due to space limits, see proxy material for full proposal). E15 Delegation of authority to the Board of Mgmt For For Directors to reduce the ...(due to space limits, see proxy material for full proposal). E16 Determination of the maximum number of Mgmt For For shares that may be issued ...(due to space limits, see proxy material for full proposal). E17 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E18 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E19 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E20 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E21 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). E22 Approval of the overall limits on the Mgmt For For amount of Ordinary Shares ...(due to space limits, see proxy material for full proposal). E23 Delegation of authority to the Board of Mgmt For For Directors to decide on ...(due to space limits, see proxy material for full proposal). E24 Delegation of authority to the Board of Mgmt For For Directors to increase ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- EVERQUOTE, INC. Agenda Number: 935624153 -------------------------------------------------------------------------------------------------------------------------- Security: 30041R108 Meeting Type: Annual Meeting Date: 09-Jun-2022 Ticker: EVER ISIN: US30041R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darryl Auguste Mgmt For For David Blundin Mgmt For For Sanju Bansal Mgmt For For Paul Deninger Mgmt For For John Lunny Mgmt For For Jayme Mendal Mgmt For For George Neble Mgmt For For John Shields Mgmt For For Mira Wilczek Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Agenda Number: 935626462 -------------------------------------------------------------------------------------------------------------------------- Security: 30212P303 Meeting Type: Annual Meeting Date: 16-Jun-2022 Ticker: EXPE ISIN: US30212P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Samuel Altman Mgmt For For 1b. Election of Director: Beverly Anderson (To Mgmt For For be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 1c. Election of Director: Susan Athey Mgmt For For 1d. Election of Director: Chelsea Clinton Mgmt For For 1e. Election of Director: Barry Diller Mgmt For For 1f. Election of Director: Craig Jacobson Mgmt For For 1g. Election of Director: Peter Kern Mgmt For For 1h. Election of Director: Dara Khosrowshahi Mgmt For For 1i. Election of Director: Patricia Menendez Mgmt For For Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 1j. Election of Director: Alex von Furstenberg Mgmt For For 1k. Election of Director: Julie Whalen (To be Mgmt For For voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 2. Ratification of appointment of Ernst & Mgmt For For Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- FIRST REPUBLIC BANK Agenda Number: 935584892 -------------------------------------------------------------------------------------------------------------------------- Security: 33616C100 Meeting Type: Annual Meeting Date: 17-May-2022 Ticker: FRC ISIN: US33616C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James H. Herbert, II Mgmt For For 1B. Election of Director: Katherine Mgmt For For August-deWilde 1C. Election of Director: Frank J. Fahrenkopf, Mgmt For For Jr. 1D. Election of Director: Boris Groysberg Mgmt For For 1E. Election of Director: Sandra R. Hernandez Mgmt For For 1F. Election of Director: Pamela J. Joyner Mgmt For For 1G. Election of Director: Shilla Kim-Parker Mgmt For For 1H. Election of Director: Reynold Levy Mgmt For For 1I. Election of Director: George G.C. Parker Mgmt For For 1J. Election of Director: Michael J. Roffler Mgmt For For 2. To ratify KPMG LLP as the independent Mgmt For For registered public accounting firm of First Republic Bank for the fiscal year ending December 31, 2022. 3. To approve the amendments to the First Mgmt For For Republic Bank 2017 Omnibus Award Plan. 4. To approve, by advisory (non-binding) vote, Mgmt For For the compensation of our executive officers ("say on pay") vote. -------------------------------------------------------------------------------------------------------------------------- H&R BLOCK, INC. Agenda Number: 935477542 -------------------------------------------------------------------------------------------------------------------------- Security: 093671105 Meeting Type: Annual Meeting Date: 09-Sep-2021 Ticker: HRB ISIN: US0936711052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sean H. Cohan Mgmt For For 1B. Election of Director: Robert A. Gerard Mgmt For For 1C. Election of Director: Anuradha (Anu) Gupta Mgmt For For 1D. Election of Director: Richard A. Johnson Mgmt For For 1E. Election of Director: Jeffrey J. Jones II Mgmt For For 1F. Election of Director: Mia F. Mends Mgmt For For 1G. Election of Director: Yolande G. Piazza Mgmt For For 1H. Election of Director: Victoria J. Reich Mgmt For For 1I. Election of Director: Matthew E. Winter Mgmt For For 1J. Election of Director: Christianna Wood Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2022. 3. Advisory approval of the Company's named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- HONEST COMPANY INC Agenda Number: 935605266 -------------------------------------------------------------------------------------------------------------------------- Security: 438333106 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: HNST ISIN: US4383331067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Julia M. Brown Mgmt For For John R. (Jack) Hartung Mgmt For For Eric Liaw Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as The Honest Company, Inc.'s independent registered public accounting firm for the year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Agenda Number: 935612805 -------------------------------------------------------------------------------------------------------------------------- Security: 44925C103 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: ICFI ISIN: US44925C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Srikant Datar Mgmt For For Mr. John Wasson Mgmt For For 2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For OVERALL PAY-FOR- PERFORMANCE NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM Approve, by non-binding vote, the Company's overall pay-for- performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. 3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM - Ratify the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- LIVERAMP HOLDINGS, INC. Agenda Number: 935466006 -------------------------------------------------------------------------------------------------------------------------- Security: 53815P108 Meeting Type: Annual Meeting Date: 10-Aug-2021 Ticker: RAMP ISIN: US53815P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John L. Battelle Mgmt For For 1B. Election of Director: Debora B. Tomlin Mgmt For For 1C. Election of Director: Omar Tawakol Mgmt For For 2. Approval of amendment and restatement of Mgmt For For the LiveRamp Holdings, Inc. Employee Stock Purchase Plan. 3. Advisory (non-binding) vote to approve the Mgmt For For compensation of the Company's named executive officers. 4. Ratification of KPMG LLP as the Company's Mgmt For For independent registered public accountant for Fiscal Year 2022. -------------------------------------------------------------------------------------------------------------------------- MAGNITE, INC. Agenda Number: 935627185 -------------------------------------------------------------------------------------------------------------------------- Security: 55955D100 Meeting Type: Annual Meeting Date: 07-Jun-2022 Ticker: MGNI ISIN: US55955D1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Michael Barrett Mgmt For For 1b. Election of Director: Rachel Lam Mgmt For For 1c. Election of Director: Robert Spillane Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the company's independent registered public accounting firm for the current fiscal year. 3. To approve, on an advisory basis, of the Mgmt For For compensation of the company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MODIVCARE INC Agenda Number: 935629646 -------------------------------------------------------------------------------------------------------------------------- Security: 60783X104 Meeting Type: Annual Meeting Date: 14-Jun-2022 Ticker: MODV ISIN: US60783X1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Richard A. Mgmt For For Kerley 1b. Election of Class I Director: Stacy Saal Mgmt For For 1c. Election of Class I Director: Christopher Mgmt For For S. Shackelton 2. A non-binding advisory vote to approve Mgmt For For named executive officer compensation. 3. To approve an Employee Stock Purchase Plan Mgmt For For of the Company. 4. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm of the Company to serve for the 2022 fiscal year. -------------------------------------------------------------------------------------------------------------------------- NATURA &CO HOLDING S A Agenda Number: 935600191 -------------------------------------------------------------------------------------------------------------------------- Security: 63884N108 Meeting Type: Annual Meeting Date: 20-Apr-2022 Ticker: NTCO ISIN: US63884N1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 Review the managers' accounts, examine, Mgmt For For discuss and vote the financial statements, together with the independent auditors' report, for the fiscal year ended on December 31, 2021. A2 Examine, discuss and vote the capital Mgmt For For budget proposal for the fiscal year ending on December 31, 2022. A3 Examine, discuss and vote on the proposed Mgmt For For allocation of the net profits for the fiscal year ended on December 31, 2021, and the distribution of dividends. A4 Define that members for the Company's Board Mgmt For For of Directors is composed of thirteen (13) members. A5 Resolve on the independence of Carla Mgmt For For Schmitzberger, Gilberto Mifano, Fabio Colletti Barbosa, Jessica DiLullo Herrin, Ian Martin Bickley, Nancy Killefer, W. Don Cornwell, Andrew George McMaster Jr., and Georgia Melenikiotou as candidates for the positions of independent members of the Company's Board of Directors. A6 Election of Director: Antonio Luiz da Cunha Mgmt For For Seabra, Guilherme Peirao Leal, Pedro Luiz Barreiros Passos, Roberto de Oliveira Marques, Carla Schmitzberger (independent member), Gilberto Mifano (independent member), Fabio Colletti Barbosa (independent member), Jessica DiLullo Herrin (independent member), Ian Martin Bickley (independent member), Nancy Killefer (independent member), W. Don Cornwell (independent member), Andrew George McMaster Jr. (independent member), Georgia Melenikiotou (independent member). A7 If one of the candidates that compose the Mgmt For For chosen slate leaves it, do the votes corresponding to their shares may keep being attributed to the chosen slate. A8 In case of the adoption of multiple voting, Mgmt For For should the votes regarding your shares be equally distributed for all the members of the slate you have chosen. A9 Do you wish to request a separate election Mgmt For For of a member of the board of directors, under the terms of article 141, paragraph 4, I, of Law 6,404, of 1976. A10 Do you wish to request the instalment of a Mgmt For For fiscal council, under the terms of article 161 of Law 6,404, of 1976. A11 Elect candidates to the Fiscal Council by Mgmt For For minority shareholders: Cynthia Mey Hobbs Pinho (Effective) / Andrea Maria Ramos Leonel (Alternate) A12 Define the global compensation of the Mgmt For For Company's managers, to be paid by the date of the annual general meeting at which the Company's shareholders will vote on the financial statements for the fiscal year ending on December 31, 2022. E1 Resolve on the rectification and Mgmt For For ratification of the global compensation of the Company's managers relating to the period from May 2021 to April 2022, fixed at the Company's Annual General Meeting held on April 16, 2021. E2 Resolve on the amendment to article 5 and Mgmt For For the consolidation of the Company's Bylaws, so as to reflect the amount of the capital stock confirmed at the Board of Directors' Meeting held on March 18, 2022. -------------------------------------------------------------------------------------------------------------------------- NEW FORTRESS ENERGY INC Agenda Number: 935632340 -------------------------------------------------------------------------------------------------------------------------- Security: 644393100 Meeting Type: Annual Meeting Date: 15-Jun-2022 Ticker: NFE ISIN: US6443931000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Desmond Iain Catterall Mgmt For For Wesley R. Edens Mgmt For For Randal A. Nardone Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for New Fortress Energy Inc. for fiscal year 2022. -------------------------------------------------------------------------------------------------------------------------- PROGYNY, INC. Agenda Number: 935605393 -------------------------------------------------------------------------------------------------------------------------- Security: 74340E103 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: PGNY ISIN: US74340E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Dr. Fred Cohen Mgmt For For 1.2 Election of Director: Dr. Norman Payson Mgmt For For 1.3 Election of Director: Dr. Beth Seidenberg Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of Progyny, Inc.'s named executive officers -------------------------------------------------------------------------------------------------------------------------- SEMLER SCIENTIFIC, INC. Agenda Number: 935495487 -------------------------------------------------------------------------------------------------------------------------- Security: 81684M104 Meeting Type: Annual Meeting Date: 21-Oct-2021 Ticker: SMLR ISIN: US81684M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR D. Murphy-Chutorian M.D Mgmt For For Daniel Messina Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. 3. To ratify the selection by the Audit Mgmt For For Committee of the board of directors of BDO USA, LLP as the independent registered public accounting firm of the Company for its year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SERVICE CORPORATION INTERNATIONAL Agenda Number: 935571237 -------------------------------------------------------------------------------------------------------------------------- Security: 817565104 Meeting Type: Annual Meeting Date: 04-May-2022 Ticker: SCI ISIN: US8175651046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alan R. Buckwalter Mgmt For For 1B. Election of Director: Anthony L. Coelho Mgmt For For 1C. Election of Director: Jakki L. Haussler Mgmt For For 1D. Election of Director: Victor L. Lund Mgmt For For 1E. Election of Director: Ellen Ochoa Mgmt For For 1F. Election of Director: Thomas L. Ryan Mgmt For For 1G. Election of Director: C. Park Shaper Mgmt For For 1H. Election of Director: Sara Martinez Tucker Mgmt For For 1I. Election of Director: W. Blair Waltrip Mgmt For For 1J. Election of Director: Marcus A. Watts Mgmt For For 2. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. To approve, by advisory vote, named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- SHARPS COMPLIANCE CORP. Agenda Number: 935505276 -------------------------------------------------------------------------------------------------------------------------- Security: 820017101 Meeting Type: Annual Meeting Date: 18-Nov-2021 Ticker: SMED ISIN: US8200171010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SHARON R. GABRIELSON Mgmt For For PARRIS H. HOLMES Mgmt For For W. PATRICK MULLOY II Mgmt For For DAVID P. TUSA Mgmt For For SUSAN N. VOGT Mgmt For For 2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION ON AN ADVISORY BASIS. 3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Agenda Number: 935607260 -------------------------------------------------------------------------------------------------------------------------- Security: 830566105 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: SKX ISIN: US8305661055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Greenberg Mgmt For For David Weinberg Mgmt For For Zulema Garcia Mgmt For For 2. Stockholder proposal requesting the Board Shr Against For of Directors to issue a report for Skechers' net zero climate transition plan, including its interim and long term greenhouse gas targets, and progress made in achieving those targets. -------------------------------------------------------------------------------------------------------------------------- SKYLINE CHAMPION Agenda Number: 935460092 -------------------------------------------------------------------------------------------------------------------------- Security: 830830105 Meeting Type: Annual Meeting Date: 03-Aug-2021 Ticker: SKY ISIN: US8308301055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith Anderson Mgmt For For Michael Berman Mgmt For For Timothy Bernlohr Mgmt For For Eddie Capel Mgmt For For John C. Firth Mgmt For For Michael Kaufman Mgmt For For Erin Mulligan Nelson Mgmt For For Gary E. Robinette Mgmt For For Mark Yost Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Skyline Champion's independent registered public accounting firm. 3. To consider a non-binding advisory vote on Mgmt For For fiscal 2021 compensation paid to Skyline Champion's named executive officers. -------------------------------------------------------------------------------------------------------------------------- SONY GROUP CORPORATION Agenda Number: 935660185 -------------------------------------------------------------------------------------------------------------------------- Security: 835699307 Meeting Type: Annual Meeting Date: 28-Jun-2022 Ticker: SONY ISIN: US8356993076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To amend a part of the Articles of Mgmt For For Incorporation. 2a. Election of Director: Kenichiro Yoshida Mgmt For For 2b. Election of Director: Hiroki Totoki Mgmt For For 2c. Election of Director: Shuzo Sumi Mgmt For For 2d. Election of Director: Tim Schaaff Mgmt For For 2e. Election of Director: Toshiko Oka Mgmt For For 2f. Election of Director: Sakie Akiyama Mgmt For For 2g. Election of Director: Wendy Becker Mgmt For For 2h. Election of Director: Yoshihiko Hatanaka Mgmt For For 2i. Election of Director: Keiko Kishigami Mgmt For For 2j. Election of Director: Joseph A. Kraft Jr. Mgmt For For 3. To issue Stock Acquisition Rights for the Mgmt For For purpose of granting stock options. -------------------------------------------------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935565626 -------------------------------------------------------------------------------------------------------------------------- Security: 859241101 Meeting Type: Annual Meeting Date: 04-May-2022 Ticker: STRL ISIN: US8592411016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Roger A. Cregg Mgmt For For 1B. Election of Director: Joseph A. Cutillo Mgmt For For 1C. Election of Director: Julie A. Dill Mgmt For For 1D. Election of Director: Dana C. O'Brien Mgmt For For 1E. Election of Director: Charles R. Patton Mgmt For For 1F. Election of Director: Thomas M. White Mgmt For For 1G. Election of Director: Dwayne A. Wilson Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935498558 -------------------------------------------------------------------------------------------------------------------------- Security: 518439104 Meeting Type: Annual Meeting Date: 12-Nov-2021 Ticker: EL ISIN: US5184391044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: Rose Marie Mgmt For For Bravo 1B. Election of Class I Director: Paul J. Mgmt For For Fribourg 1C. Election of Class I Director: Jennifer Mgmt For For Hyman 1D. Election of Class I Director: Barry S. Mgmt For For Sternlicht 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as independent auditors for the 2022 fiscal year. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- THE JOINT CORP. Agenda Number: 935636780 -------------------------------------------------------------------------------------------------------------------------- Security: 47973J102 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: JYNT ISIN: US47973J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Matthew E. Rubel Mgmt For For 1.2 Election of Director: James H. Amos, Jr. Mgmt For For 1.3 Election of Director: Ronald V. DaVella Mgmt For For 1.4 Election of Director: Suzanne M. Decker Mgmt For For 1.5 Election of Director: Peter D. Holt Mgmt For For 1.6 Election of Director: Abe Hong Mgmt For For 1.7 Election of Director: Glenn J. Krevlin Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of BDO USA, Mgmt For For LLP as our independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- TRANSMEDICS GROUP, INC. Agenda Number: 935615318 -------------------------------------------------------------------------------------------------------------------------- Security: 89377M109 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: TMDX ISIN: US89377M1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Waleed Hassanein, Mgmt For For M.D. 1b. Election of Director: James R. Tobin Mgmt For For 1c. Election of Director: Edward M. Basile Mgmt For For 1d. Election of Director: Thomas J. Gunderson Mgmt For For 1e. Election of Director: Edwin M. Kania, Jr. Mgmt For For 1f. Election of Director: Stephanie Lovell Mgmt For For 1g. Election of Director: Merilee Raines Mgmt For For 1h. Election of Director: David Weill, M.D. Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation paid to TransMedics' named executive officers. 3. To approve, on a non-binding advisory Mgmt 1 Year For basis, the frequency of TransMedics' future "say on pay" votes. 4. To approve an amendment to the TransMedics Mgmt For For Group, Inc. 2019 Stock Incentive Plan to increase the maximum aggregate number of shares of common stock that may be issued pursuant to awards granted under the TransMedics Group, Inc. 2019 Stock Incentive Plan by 1,500,000 shares. 5. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as TransMedics Group, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- WARNER MUSIC GROUP CORP. Agenda Number: 935543202 -------------------------------------------------------------------------------------------------------------------------- Security: 934550203 Meeting Type: Annual Meeting Date: 28-Feb-2022 Ticker: WMG ISIN: US9345502036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Stephen Cooper 1B. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Lincoln Benet 1C. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Alex Blavatnik 1D. Election of Director for a one-year term Mgmt Against Against ending at the 2023 Annual Meeting: Len Blavatnik 1E. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Mathias Dopfner 1F. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Nancy Dubuc 1G. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Noreena Hertz 1H. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Ynon Kreiz 1I. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Ceci Kurzman 1J. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Michael Lynton 1K. Election of Director for a one-year term Mgmt For For ending at the 2023 Annual Meeting: Donald A. Wagner 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal year 2022. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Listed Funds Trust By (Signature) /s/ Gregory C. Bakken Name Gregory C. Bakken Title President Date 08/24/2022