0000894189-21-006237.txt : 20210830 0000894189-21-006237.hdr.sgml : 20210830 20210830141155 ACCESSION NUMBER: 0000894189-21-006237 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 EFFECTIVENESS DATE: 20210830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 211222643 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000072266 Alexis Practical Tactical ETF C000228353 Alexis Practical Tactical ETF LEXI N-PX 1 lift-alexis_npx.htm ANNUAL REPORT OF PROXY VOTING



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

Investment Company Act file number 811-23226


Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202


Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
811 East Wisconsin Avenue
Milwaukee, Wisconsin 53202

Registrant's telephone number, including area code: (414) 765-4711


Date of fiscal year end: 05/31


Date of reporting period: July 1, 2020 – June 30, 2021

Item 1. Proxy Voting Record.

The Alexis Practical Tactical ETF held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Listed Funds Trust

By (Signature and Title)*   /s/ Gregory Bakken                                        
Gregory Bakken
President/Principal Executive Officer


Date:                  8/27/2021                                                                                        

* Print the name and title of each signing officer under his or her signature.