0000894189-19-004208.txt : 20190716 0000894189-19-004208.hdr.sgml : 20190716 20190716162843 ACCESSION NUMBER: 0000894189-19-004208 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190716 DATE AS OF CHANGE: 20190716 EFFECTIVENESS DATE: 20190716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Listed Funds Trust CENTRAL INDEX KEY: 0001683471 IRS NUMBER: 826272597 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23226 FILM NUMBER: 19957429 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5144 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Active Weighting Funds ETF Trust DATE OF NAME CHANGE: 20160830 0001683471 S000065499 Innovation Alpha United States ETF C000211804 Innovation Alpha United States ETF INAU 0001683471 S000065500 Innovation Alpha Global ETF C000211805 Innovation Alpha Global ETF INAG 0001683471 S000065501 Innovation Alpha Trade War ETF C000211806 Innovation Alpha Trade War ETF TWAR N-PX 1 lift-mcam_npx.htm ANNUAL REPORT OF PROXY VOTING


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

Investment Company Act file number 811-23226


Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202


Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
811 East Wisconsin Avenue
Milwaukee, Wisconsin 53202

Registrant's telephone number, including area code: (414) 765-4711


Date of fiscal year end: 04/30


Date of reporting period: July 1, 2018 – June 30, 2019
Item 1. Proxy Voting Record.

The Innovation α® Trade War ETF, Innovation α® Global ETF and Innovation α® United States ETF held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period.
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Listed Funds Trust

By (Signature and Title)*   /s/ Gregory Bakken                                                 
Gregory Bakken
President/Principal Executive Officer

Date: 7/10/2019                                                                                                  

* Print the name and title of each signing officer under his or her signature.