0001415889-22-002798.txt : 20220309 0001415889-22-002798.hdr.sgml : 20220309 20220309163103 ACCESSION NUMBER: 0001415889-22-002798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220307 FILED AS OF DATE: 20220309 DATE AS OF CHANGE: 20220309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrell David M CENTRAL INDEX KEY: 0001793761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37931 FILM NUMBER: 22725775 MAIL ADDRESS: STREET 1: GTY TECHNOLOGY HOLDINGS INC. STREET 2: 1180 NORTH TOWN CENTER DRIVE, SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89144 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTY Technology Holdings Inc. CENTRAL INDEX KEY: 0001682325 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 832860149 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON STREET STREET 2: 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 8774653200 MAIL ADDRESS: STREET 1: 800 BOYLSTON STREET STREET 2: 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 4 1 form4-03092022_010338.xml X0306 4 2022-03-07 0001682325 GTY Technology Holdings Inc. GTYH 0001793761 Farrell David M C/O GTY TECHNOLOGY HOLDINGS INC. 800 BOYLSTON STREET, 16TH FLOOR BOSTON MA 02199 false true false false COO OF GTY AND CEO OF SHERPA Common Stock 2022-03-07 4 M 0 54000 A 463074 D Common Stock 2022-03-07 4 F 0 17050 3.6994 D 446024 D Common Stock 2022-03-08 4 M 0 41799 A 487823 D Common Stock 2022-03-08 4 F 0 12174 3.6119 D 475649 D Common Stock 2022-03-08 4 M 0 15724 A 491373 D Common Stock 2022-03-08 4 F 0 4582 3.6101 D 486791 D Restricted Stock Units 2022-03-07 4 M 0 54000 D Common Stock 54000 311799 D Restricted Stock Units 2022-03-08 4 M 0 41799 D Common Stock 41799 270000 D Performance Restricted Stock Units 2022-03-08 4 M 0 15724 D Common Stock 15724 31698 D 54,000 restricted stock units vested on January 1, 2022. Common stock resulting from the vesting of these restricted stock units was issued on March 7, 2022. Restricted stock units convert into common stock on a one-for-one basis. 17,050 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units. This transaction was executed in multiple trades at prices ranging from $3.59 to $3.78. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected. 41,799 restricted stock units vested on February 19, 2022. 31,799 were granted on February 10, 2022. 10,000 were granted on April 30, 2021. Common stock resulting from the vesting of all of these restricted stock units was issued on March 8, 2022. Restricted stock units convert into common stock on a one-for-one basis. 12,174 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units. This transaction was executed in multiple trades at prices ranging from $3.54 to $3.72. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected. 15,724 performance-based restricted stock units vested on February 19, 2022. Common stock resulting from the vesting of these performance-based restricted stock units was issued on March 8, 2022. Performance-based restricted stock units convert on a one-for-one basis into common stock or the cash equivalent. 4,582 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units. This transaction was executed in multiple trades at prices ranging from $3.54 to $3.72. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Jon C. Bourne, Attorney-in-Fact 2022-03-09