0001213900-22-075499.txt : 20221128 0001213900-22-075499.hdr.sgml : 20221128 20221128160652 ACCESSION NUMBER: 0001213900-22-075499 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221128 FILED AS OF DATE: 20221128 DATE AS OF CHANGE: 20221128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Metalpha Technology Holding Ltd CENTRAL INDEX KEY: 0001682241 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38208 FILM NUMBER: 221425371 BUSINESS ADDRESS: STREET 1: SUITE 1508, CENTRAL PLAZA STREET 2: 18 HARBOUR ROAD CITY: WAN CHAI STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 35652920 MAIL ADDRESS: STREET 1: SUITE 1508, CENTRAL PLAZA STREET 2: 18 HARBOUR ROAD CITY: WAN CHAI STATE: K3 ZIP: 000000 FORMER COMPANY: FORMER CONFORMED NAME: Dragon Victory International Ltd DATE OF NAME CHANGE: 20160812 6-K 1 ea169343-6k_metalpha.htm REPORT OF FOREIGN PRIVATE ISSUER

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of November 2022

Commission File Number: 001-38208

Metalpha Technology Holding Limited

(formerly known as Dragon Victory International Limited)

Suite 1508, Central Plaza

18 Harbour Road, Wan Chai,

Hong Kong, China

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

Explanatory Note

This report of foreign private issuer on Form 6-K is being filed to clarify the home country rule exemption disclosure to be included in the next Form 20-F of Metalpha Technology Holding Limited, an exempted company incorporated and existing under the laws of the Cayman Islands (the “Company”), for the fiscal year ended March 31, 2023 to specifically reference Nasdaq Capital Market Listing Rule 5635.

Corporate Governance

Pursuant to the home country rule exemption set forth under Nasdaq Listing Rule 5615, the Board of Directors of the Company has elected to follow the Company’s home country rules for exemption from the requirement to obtain shareholder approval for the acquisition of stock or assets of another company under Nasdaq Listing Rule 5635(a).

Other than those described above, there are no significant differences between the Company’s corporate governance practices and those followed by U.S. domestic companies under Nasdaq Capital Market corporate governance listing standards.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	Metalpha Technology Holding Limited

	By:	/s/ Limin Liu
		Limin Liu
		Chief Executive Officer

Date: November 28, 2022