0001104659-23-081357.txt : 20230714 0001104659-23-081357.hdr.sgml : 20230714 20230714203754 ACCESSION NUMBER: 0001104659-23-081357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230712 FILED AS OF DATE: 20230714 DATE AS OF CHANGE: 20230714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oliva George CENTRAL INDEX KEY: 0001788460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38608 FILM NUMBER: 231090313 MAIL ADDRESS: STREET 1: 5429 BLACKBIRD DRIVE CITY: PLEASANTON STATE: CA ZIP: 94566 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WISA TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001682149 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 301135279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15268 NW GREENBRIER PKWY CITY: BEAVERTON STATE: OR ZIP: 97006 BUSINESS PHONE: 408-627-4716 MAIL ADDRESS: STREET 1: 15268 NW GREENBRIER PKWY CITY: BEAVERTON STATE: OR ZIP: 97006 FORMER COMPANY: FORMER CONFORMED NAME: Summit Wireless Technologies, Inc. DATE OF NAME CHANGE: 20180914 FORMER COMPANY: FORMER CONFORMED NAME: Summit Semiconductor Inc. DATE OF NAME CHANGE: 20180501 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR DATE OF NAME CHANGE: 20180416 4 1 tm2321316-3_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-07-12 0 0001682149 WISA TECHNOLOGIES, INC. WISA 0001788460 Oliva George C/O WISA TECHNOLOGIES, INC. 15268 NW GREENBRIER PKWY BEAVERTON OR 97006 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-07-12 4 A 0 30000 0 A 32618 D 30,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer were received as compensation for the reporting person's service as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). Pursuant to a separation agreement entered into by the issuer and the reporting person on July 11, 2023 (the "Separation Agreement"), the LTIP Shares associated with the Grant will fully vest on December 20, 2023 (the "Separation Date"), or earlier pursuant to the terms of the Separation Agreement. All shares previously issued to the reporting person (other than the LTIP shares) will vest on the Separation Date. On January 26, 2023, the issuer effected a 1-for-100 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares. Effective as of July 11, 2023, the reporting person resigned as Chief Financial Officer. /s/ George Oliva 2023-07-14