0001104659-23-081349.txt : 20230714 0001104659-23-081349.hdr.sgml : 20230714 20230714195631 ACCESSION NUMBER: 0001104659-23-081349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230712 FILED AS OF DATE: 20230714 DATE AS OF CHANGE: 20230714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kristensen Helge CENTRAL INDEX KEY: 0001748045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38608 FILM NUMBER: 231090271 MAIL ADDRESS: STREET 1: 6840 VIA DEL ORO STE. 280 CITY: SAN JOSE STATE: CA ZIP: 95119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WISA TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001682149 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 301135279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15268 NW GREENBRIER PKWY CITY: BEAVERTON STATE: OR ZIP: 97006 BUSINESS PHONE: 408-627-4716 MAIL ADDRESS: STREET 1: 15268 NW GREENBRIER PKWY CITY: BEAVERTON STATE: OR ZIP: 97006 FORMER COMPANY: FORMER CONFORMED NAME: Summit Wireless Technologies, Inc. DATE OF NAME CHANGE: 20180914 FORMER COMPANY: FORMER CONFORMED NAME: Summit Semiconductor Inc. DATE OF NAME CHANGE: 20180501 FORMER COMPANY: FORMER CONFORMED NAME: SUMMIT SEMICONDUCTOR DATE OF NAME CHANGE: 20180416 4 1 tm2321316-10_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-07-12 0 0001682149 WISA TECHNOLOGIES, INC. WISA 0001748045 Kristensen Helge C/O WISA TECHNOLOGIES, INC. 15268 NW GREENBRIER PKWY BEAVERTON OR 97006 1 0 0 0 0 Common Stock 2023-07-12 4 A 0 11000 0 A 11449 D 11,000 shares (the "LTIP Shares") of common stock, par value $0.0001 per share, of the issuer (the "Common Stock") were received as compensation for the reporting person's service as a member of the issuer's board of directors pursuant to the issuer's 2018 Long-Term Stock Incentive Plan (the "Grant"). The LTIP Shares associated with the Grant are scheduled to vest in equal installments, commencing on November 15, 2023 and every six (6) months thereafter until May 15, 2026, so long as the reporting person remains in the service of the issuer on each such date. On January 26, 2023, the issuer effected a 1-for-100 reverse stock split (the "Reverse Split"). The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split as the split pertained to the number of securities of the issuer that the reporting person held prior to the grant of the LTIP Shares. Since the reporting person's last Form 4, but prior to the Reverse Split, the economic interests in an aggregate of 7,232 shares of Common Stock, previously reported as indirectly owned, held by Inizio Capital and Hanson (Nanjing) Technology Ltd. were transferred to the reporting person. This transfer reflects a change in the reporting person's form of beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. /s/ Helge Kristensen 2023-07-14