SC 13G 1 sc13ga.htm AMENDMENT NO. 1
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
  



 
SCHEDULE 13G
 
  
 
Under the Securities Exchange Act of 1934
 
  
 
(Amendment No. 1)*
  

 
Summit Wireless Technologies, Inc.
  
 
(Name of Issuer)
  

 
Common Stock, par value $.0001 per share.
  
 
(Title of Class of Securities)
  

 
86633R203
  
 
(CUSIP Number)
  

 
December 31, 2020
  
 
(Date of Event which Requires Filing of this Statement)
  


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[ ]
Rule 13d-1(b)
 
[x]
Rule 13d-1(c)
 
[ ]
Rule 13d-1(d)
 




________________________________
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Macro Fund, LP
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
838,955
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
838,955
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
 838,955(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
9.9%(2)
12
Type of Reporting Person (See Instructions)

PN
(1) The reporting persons’ ownership consists of (a) 768,955 common shares and (b) warrants to purchase 1,057,679 common shares (the “Warrants”), however, due to the exercise limitations of the Warrants, the reporting persons’ beneficial ownership of the Warrants is currently limited to 70,000 Warrants.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company.

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

Lind Global Partners LLC
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
Delaware
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
838,955
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
838,955
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
 838,955(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
9.9%(2)
12
Type of Reporting Person (See Instructions)

OO
(1) The reporting persons’ ownership consists of (a) 768,955 common shares and (b) the “Warrants, however, due to the exercise limitations of the Warrants, the reporting persons’ beneficial ownership of the Warrants is currently limited to 70,000 Warrants.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company.

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Jeff Easton
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
 
(b) [x]
3
SEC Use Only
4
Citizenship or Place of Organization.
 
United States
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
 
838,955
6 Shared Voting Power
 
0
7 Sole Dispositive Power
 
838,955
8 Shared Dispositive Power
 
0
9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
838,955(1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11
Percent of Class Represented by Amount in Row (9)*
 
9.9%(2)
12
Type of Reporting Person (See Instructions)
 
IN
(1) The reporting persons’ ownership consists of (a) 768,955 common shares and (b) the Warrants, however, due to the exercise limitations of the Warrants, the reporting persons’ beneficial ownership of the Warrants is currently limited to 70,000 Warrants.
(2) Each of the Warrants includes a provision limiting the holder’s ability to exercise the Warrants if such exercise would cause the holder to beneficially own greater than 9.99% of the Company.

Item 1.
 
 
(a)
Name of Issuer
   
 
Summit Wireless Technologies, Inc.
 
 
(b)
Address of Issuer’s Principal Executive Offices
   
 
6840 Via Del Oro, Ste. 280
San Jose, CA 95119
 

Item 2.
 
 
(a)
Name of Person Filing
   
 
This amendment is filed by the following entities and individuals (collectively, referred to as the “Reporting Persons”):
 
• Lind Global Macro Fund LP, a Delaware limited partnership;
• Lind Global Partners LLC, a Delaware limited liability company; and
• Jeff Easton, an individual and a citizen of the United States of America.
 
Lind Global Partners LLC, the general partner of Lind Global Macro Fund, LP, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Macro Fund, LP.
 
Jeff Easton, the managing member of Lind Global Partners LLC, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Macro Fund, LP.
 
 
(b)
Address of Principal Business Office or, if none, Residence
   
 
The address of the principal business office for each of the Reporting Persons is:
 
444 Madison Ave, Floor 41
New York, NY 10022
 
 
(c)
Citizenship
   
 
See Row 4 of cover page for each Reporting Person.
 
 
(d)
Title of Class of Securities
     
   
Common Stock, par value $.0001 per share
 
 
(e)
CUSIP Number
   
 
86633R203

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
Not applicable.
 
Item 4.
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
(a)
Amount Beneficially Owned
   
 
 See Row 9 of cover page for each Reporting Person.
 
 
(b)
Percent of Class
   
 
See Row 11 of cover page for each Reporting Person.

 
(c)
Number of shares as to which such person has:
 
   
(i)
sole power to vote or to direct the vote
     

See Row 5 of cover page for each Reporting Person.
 
   
(ii)
shared power to vote or to direct the vote
     
 
See Row 6 of cover page for each Reporting Person.
 
   
(iii)
sole power to dispose or to direct the disposition of
     

See Row 7 of cover page for each Reporting Person.
 
   
(iv)
shared power to dispose or to direct the disposition of
     
 
See Row 8 of cover page for each Reporting Person.
 
 
 
Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
 

Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
Not Applicable.
 
Item 9.
Notice of Dissolution of Group
 
Not Applicable.
 
Item 10.
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.







SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
January 7, 2021
 
   
LIND GLOBAL MACRO FUND, LP
   
By:
Lind Global Partners LLC
 
its General Partner
   
By:
/s/ Jeff Easton
Name:
Jeff Easton
Title:
Managing Member
 
LIND GLOBAL PARTNERS LLC
   
By:
/s/ Jeff Easton
Name:
Jeff Easton
Title:
Managing Member
 
JEFF EASTON
 
By:
/s/ Jeff Easton
Name:
Jeff Easton