EX-1.01 2 tm2021613d1_ex1-01.htm EXHIBIT 1.01

 

Exhibit 1.01

 

Varex Imaging Corporation

CONFLICT MINERALS REPORT

FOR THE YEAR ENDED DECEMBER 31, 2019

 

This report for the year ended December 31, 2019 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). 

 

  I. Overview

 

  a. Company Overview

 

Varex Imaging Corporation is a leading innovator, designer and manufacturer of X-ray imaging components including X-ray tubes, digital detectors, linear accelerators and other image processing solutions, which are key components of X-ray imaging systems. Our components are used in medical imaging as well as in industrial and security imaging applications. Global original equipment manufacturers (“OEM”) incorporate our X-ray imaging components in their systems to detect, diagnose, protect and inspect. For more information about us, visit vareximaging.com.

 

  b. Supply Chain Overview

 

The Company’s supply chain is complex, and there are multiple tiers between the Company and the mine. The Company relies on the Company’s vendors to provide information on the origin of the conflict minerals contained in components that are included in the Company’s products. The Company validates vendor’s information as complete and reasonable using a check sheet, and any concerns are sent back to the vendor to address.

 

  II. Reasonable Country of Origin Inquiry (RCOI) and Due Diligence Measures

 

For reporting year 2019, to identify and assess risk in the supply chain, the Company engaged those vendors who provide the substantial majority of the Company’s components and products, produced in calendar year 2019, of which the Company believes are likely to contain conflict minerals. The Company conducted a supply chain survey of these vendors, using the Responsible Minerals Initiative’s (RMI) Conflict Minerals Reporting Template (CMRT), to determine whether the necessary conflict minerals in components contained in the Company’s products were sourced responsibly, per the Company’s policy and OECD Guidance. The survey requested vendors to identify smelters or refiners (SORs) and country of origin of the conflict minerals they provide to the Company. The Company used LBMA Data, RJC Data, the RMI SOR Database and the RMI RCOI Database to establish country of origin. The Company found that a few of the SORs identified were sourcing from “conflict countries” (DRC and surrounding countries) but all these SORs were found to be conformant to the RMI Responsible Minerals Assurance Process (RMAP).

 

 

 

 

The Company’s due diligence measures have been designed to conform, in all material respects, to the framework in the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition (OECD 2016) and related Supplements for tantalum, tin, tungsten and gold (“3TG”). In accordance with the OECD 5 Step Framework, the Company’s due diligence exercise included: 

 

  (1) Establish strong company management systems

  

The Company’s Conflict Minerals Team includes key members of the Global Supply Chain Management team in each business unit worldwide. The Company’s requirements for vendor conflict minerals management are contained in the Company’s vendor training material and in the Conflict Minerals Policy. The Conflict Minerals Policy is posted on the Company’s external website (https://www.vareximaging.com/legal-information) and is referenced in POs and supplier contractual agreements. In short, the requirements are that suppliers follow the OECD Guidelines, provide a CMRT including smelter listing, follow up on risk concerns identified by the Company and aim toward becoming conflict free. The Conflict Minerals Team planned and executed the due diligence methods necessary to complete a RCOI, determined the risk associated with the use of conflict minerals, established steps to mitigate risks, and reported on supply chain due diligence. To assist in completing these due diligence actions, the Company became a member of the Responsible Minerals Initiative (RMI) which is a consortium of companies who are working together to achieve the objective “to help companies make sourcing decisions that improve regulatory compliance and support responsible sourcing from conflict-affected and high-risk areas.”.

 

A key element of the RMI RMAP is the research of known SORs, audits of SORs, and publishing the results of this activity in databases which the Company uses to determine country of origin and assess risk in the supply chain. Specifically, the Company looks up country of origin of SORs using the RMI RCOI Database and uses significant data from the RMI SOR Full Database to assess SOR risk. Risk associated with vendors are referred directly to each vendor. Risk associated with SORs are referred to the vendors using those SORs.

 

The Company uses the publicly available RMI Grievance Mechanism (GM). Vendors are informed of this GM in the Company’s Conflict Minerals Vendor Training. This GM may be used for complaints against the Company, the RMI, the RMI RMAP, auditors used by the RMI, or other grievances related to conflict minerals. The grievances including corrective action are tracked and monitored by the RMI. Following is a link to the GM. http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism/

 

  (2) Identify and assess risks in the supply chain

  

The Company identified 316 vendors to be in-scope, based on the probability of 3TG in their products. The Company requested a completed CMRT from all the in-scope vendors. The Company received 255 CMRTs, which represent approximately 81% of in-scope vendors, including the names and locations of SORs which process conflict minerals used in components provided by the Company’s vendors. The SORs information provided by the suppliers allowed the Company to determine the mine or country of origin of the conflict minerals. The Company evaluated the information collected, including subjecting the results to a detailed quality review check sheet. If discrepancies, errors, or omissions were identified, the response for that vendor was deemed unacceptable and was returned for correction by the vendor. Approximately 77% of the CMRTs collected were acceptable as received or successfully corrected by the vendor and accepted by the Company. The Company reviewed and compared the responses with other information in the Company’s possession and, where appropriate, made further inquiries of the Company’s vendors. The Company contacted vendors that did not respond by a specified date and sent reminder emails requesting their responses.

 

Appropriate risk was assigned to the 23% of vendors who did not make the corrections requested by the Company. The Company reviewed and compared the responses with other information (in-Company experts, etc.) in the Company’s possession and, where appropriate, made further inquiries of the Company’s vendors.

 

The Company followed a defined escalation process for vendors that did not respond to the request for CMRT data. All in-scope vendors received a CMRT Request email. Those not responding in one week received a Reminder email and those not responding in 2 weeks received a Final Reminder email.

 

 

 

 

Internal Company buyers were identified for each vendor. Any vendor not responding to the Final Reminder email were escalated to the buyer for further action.

 

The result of this CMRT data collection effort is that the Company received submittals from 81% of in-scope vendors. The resulting list of SORs in the Company’s supply chain are found in Appendix A at the end of this document. Since the Company requested Company Level CMRTs from its vendors, the resulting SOR list may contain SORs whose 3TG is not in Company’s products.

  

  (3) Design a Strategy to Respond to Identified Risk in the Supply Chain.

  

The Company completes a risk assessment after collecting data from the in-scope vendors to identify Supply Chain risks incurred during the current reporting year. The Company has a process for determining risk using a set of standard risk factors. Supply Chain risks include risk associated with each vendor and the risk associated with each SOR identified by the vendors. LBMA Data, RJC Data, RMI RCOI Data and RMI Smelter Database data is used extensively to determine appropriate risk mitigation factors.

 

Each vendor is assessed for risk factors that include whether they have conflict minerals policies, whether they have corrective management systems, whether they have overall conflict minerals management systems, and whether they have risky SORs in their supply chain. SOR risk falls primarily in 2 categories; 1) SORs without a valid RMI smelter ID who thus may not be a SOR and 2) SORs who are not conformant and not actively pursuing conformance to RMI RMAP.

 

For each risk factor a possible course of action is determined, and appropriate risk mitigation actions are provided to vendors. Generally, vendors are asked to identify real SORs and to pressure those SORs to pursue RMAP conformance. To mitigate risk factors the Company’s Procurement Organization puts pressure on vendors to make improvements, including the possibility of qualifying an alternate vendor for the material. The result of these efforts has been year-over-year improvement in vendors identifying actual smelters more accurately and percent of conformant smelters improving.

 

A summary of results and identified risks are published in a year-end report for the reporting year, which is presented to key members of the Global Supply Chain Management team. The risk factors identified during this process are subsequently managed by the Company Risk Management System, and appropriately acted upon.

 

  (4) Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain.

  

The RMI has a documented process called the RMAP which manages an independent, third-party audit to determine which SORs can be verified as having systems in place to responsibly source minerals in line with current global standards (OECD Guidance). The Company makes financial contributions (membership dues) to the RMI who manages an independent third-party audit program for 3TG SORs. The results of these audits are reviewed by the RMI and made publicly available for companies to reference. The Company uses the results of these independent third-party audits to determine the country of origin of SORs and identify which SORs have been audited and are conformant to RMI RMAP. In RY2019 the Company found that 66% of SORs were active. The Company also cooperates with other members of the RMI to identify SORs that require additional investigation to determine whether they are an eligible SOR for the audit program, to supplement RCOI data to determine the country of origin of conflict minerals processed by the SOR, and whether the SOR is RMI RMAP conformant.

  

 

 

 

  (5) Report on supply chain due diligence.

 

This Conflict Minerals Report constitutes the Company’s annual report on the Company’s 3TG due diligence, is filed with the SEC, and is available on the Company’s website at https://www.investors.vareximaging.com.

 

  III. Improvements Planned

 

  (1) Continue to communicate the Company’s expectation on conflict minerals to vendors based on identified risks. The Conflict Mineral Policy is publicly available on their website.

 

  (2) Work with vendors who distribute other company’s goods to obtain a list of manufacturers and CMRTs and improve the quality of RCOI data coming from those sources. During this reporting year (RY19) many of these manufacturers were identified. It is expected that this action will result in improved results next reporting year.

 

  (3) Work with vendors to improve the quality of data.

 

  (4) Continue to improve the response rate of vendors

  

  IV. Determination

 

The Company relies on its vendors to obtain complete and accurate conflict minerals information and cannot guarantee the complete accuracy of all data. However, the Company worked in good faith to achieve a reasonable level of accuracy and completeness.

 

The Company’s due diligence identified 418 SORs which have been identified as SORs per the Responsible Minerals Assurance Process (RMAP) definitions by the RMI (see Appendix A). The RMAP is a set of protocols maintained and used by the RMI and companies cooperating on due diligence and country of origin inquiry. The RMI has performed independent third-party audits on many of these SORs (64% are RMI RMAP Conformant) and is pursuing audits for the remaining SORs. The Company is working in coordination with other members of the RMI by providing the RMI the SORs used in the Company’s supply chain which require additional investigation or audit to confirm eligible SORs, country of origin, and conformance status.

 

Facilities Used to Process Necessary Conflict Minerals Used in In-Scope Products: While the Company has conducted thorough due diligence, and worked closely with its vendors to survey the conflict minerals supply chain (as described above), the Company is not able to identify with reasonable certainty all facilities used to process necessary conflict minerals used in in-scope products. However, based on the information acquired through the due diligence process, the Company believes that the facilities that may have been used to process the 3TG necessary to the functionality of production of in-scope products include the smelters and refiners listed in Appendix A. Since the Company requested Company Level CMRTs from its vendors, the resulting SOR list may contain SORs whose 3TG is not in Company’s products, i.e. the SOR list may be over-stated.

 

Information About Country of Origin of Necessary Conflict Minerals Used in In-Scope Products: While the Company has conducted a thorough due diligence and worked closely with its vendors to survey the supply chain (as described above), the Company is not able to determine with reasonable certainty the countries of origin of 3TGs used in all in-scope products or whether the 3TG in all in-scope products are from recycled or scrap sources.

 

 

 

 

However, the Company has so far identified the countries of origin shown in the following table:

 

Conflict
Mineral

   Countries of Origin
Gold   Argentina, Austria, Belgium, Benin, Bolivia (Plurinational State of), Brazil, Canada, Chile, China, Colombia, Czech Republic, Denmark, Ecuador, Eritrea, Estonia, Finland, France, Germany, Ghana, Guinea, Guyana, Hong Kong, Hungary, India, Indonesia, Ireland, Italy, Japan, Jordan, Lithuania, Luxembourg, Mali, Malta, Mauritania, Mexico, Monaco, Netherlands, Nicaragua, Niger, Norway, Panama, Peru, Philippines, Poland, Romania, Russian Federation, Rwanda, Saudi Arabia, Singapore, Slovakia, South Africa, South Korea, Swaziland, Sweden, Switzerland, Taiwan, Tanzania, Thailand, Togo, Turkey, Uganda, United Arab Emirates, United Kingdom, United States of America
     
Tantalum   Australia, Austria, Belarus, Bolivia, Bolivia (Plurinational State of), Brazil, Burundi, China, Colombia, Ethiopia, France, Germany, Guinea, India, Indonesia, Ireland, Israel, Japan, Madagascar, Malaysia, Mozambique, Namibia, Nigeria, Russian Federation, Rwanda, Sierra Leone, Somaliland, Spain, Switzerland, Thailand, United States of America, Zimbabwe, Democratic Republic of the Congo*

 

Tin   Angola, Australia, Austria, Belarus, Belgium, Benin, Bolivia (Plurinational State of), Brazil, Burundi, Canada, Chile, China, Colombia, Croatia, Czech Republic, Denmark, Egypt, El Salvador, Estonia, France, Gabon, Germany, Guinea, Hong Kong, Hungary, India, Indonesia, Israel, Italy, Japan, Kazakhstan, Laos, Lebanon, Malaysia, Mexico, Mongolia, Morocco, Myanmar, Netherlands, New Zealand, Nigeria, Pakistan, Peru, Philippines, Portugal, Qatar, Russian Federation, Rwanda, Saudi Arabia, Senegal, Singapore, Slovakia, Slovenia, South Africa, South Korea, Spain, Sudan, Switzerland, Taiwan, Tanzania, Thailand, Togo, Tunisia, Turkey, Uganda, Ukraine, United Arab Emirates, United Kingdom, United Kingdom of Great Britain and Northern Ireland, United States of America, Venezuela, Vietnam, Yemen, Democratic Republic of the Congo*
     
Tungsten  

Australia, Austria, Belgium, Bolivia, Brazil, Burundi, Canada, China, Columbia, Czech Republic, France, Germany, Guinea, Hong Kong, Indonesia, Japan, Laos, Latvia, Malaysia, Mongolia, Myanmar

Nigeria, Peru, Portugal, Russia, Russian Federation, Rwanda, Spain, Taiwan, Thailand, Uganda, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United States of America, Uzbekistan, Vietnam, Democratic Republic of the Congo*

 

*The reported tantalum from the DRC came from 7 smelters, reported tin from DRC came from 2 smelters, and reported tungsten from DRC came from 2 smelter all of which have been audited and validated as conformant by the RMI, which is internationally recognized for conflict free validation audits.

 

Information about Efforts to Determine Mine or Location of Origin: The description of Company’s due diligence exercise set forth above under the heading “Reasonable Country of Origin (RCOI) and Due Diligence Measures” covers Company’s efforts to determine the mine or location of origin with the greatest possible specificity.

 

 

 

 

 

 

 

Appendix A: Smelter and Refiner List

 

Metal Standard Smelter Name Country Smelter Id
Gold 8853 S.p.A. ITALY CID002763
Gold Abington Reldan Metals, LLC UNITED STATES OF AMERICA CID002708
Gold Advanced Chemical Company UNITED STATES OF AMERICA CID000015
Gold African Gold Refinery UGANDA CID003185
Gold Aida Chemical Industries Co., Ltd. JAPAN CID000019
Gold Al Etihad Gold Refinery DMCC UNITED ARAB EMIRATES CID002560
Gold Allgemeine Gold-und Silberscheideanstalt A.G. GERMANY CID000035
Gold Almalyk Mining and Metallurgical Complex (AMMC) UZBEKISTAN CID000041

 

 

 

 

Gold AngloGold Ashanti Corrego do Sitio Mineracao BRAZIL CID000058
Gold Argor-Heraeus S.A. SWITZERLAND CID000077
Gold Asahi Pretec Corp. JAPAN CID000082
Gold Asahi Refining Canada Ltd. CANADA CID000924
Gold Asahi Refining USA Inc. UNITED STATES OF AMERICA CID000920
Gold Asaka Riken Co., Ltd. JAPAN CID000090
Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. TURKEY CID000103
Gold AU Traders and Refiners SOUTH AFRICA CID002850
Gold Aurubis AG GERMANY CID000113
Gold Bangalore Refinery INDIA CID002863
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) PHILIPPINES CID000128
Gold Boliden AB SWEDEN CID000157
Gold C. Hafner GmbH + Co. KG GERMANY CID000176
Gold Caridad MEXICO CID000180
Gold CCR Refinery - Glencore Canada Corporation CANADA CID000185
Gold Cendres + Metaux S.A. SWITZERLAND CID000189
Gold CGR Metalloys Pvt Ltd. INDIA CID003382
Gold Chimet S.p.A. ITALY CID000233
Gold Chugai Mining JAPAN CID000264
Gold Daejin Indus Co., Ltd. KOREA, REPUBLIC OF CID000328
Gold Daye Non-Ferrous Metals Mining Ltd. CHINA CID000343
Gold Degussa Sonne / Mond Goldhandel GmbH GERMANY CID002867
Gold Dijllah Gold Refinery FZC UNITED ARAB EMIRATES CID003348
Gold DODUCO Contacts and Refining GmbH GERMANY CID000362
Gold Dowa JAPAN CID000401
Gold DS PRETECH Co., Ltd. KOREA, REPUBLIC OF CID003195
Gold DSC (Do Sung Corporation) KOREA, REPUBLIC OF CID000359
Gold Eco-System Recycling Co., Ltd. East Plant JAPAN CID000425
Gold Emirates Gold DMCC UNITED ARAB EMIRATES CID002561
Gold Fidelity Printers and Refiners Ltd. ZIMBABWE CID002515
Gold Fujairah Gold FZC UNITED ARAB EMIRATES CID002584
Gold GCC Gujrat Gold Centre Pvt. Ltd. INDIA CID002852
Gold Geib Refining Corporation UNITED STATES OF AMERICA CID002459
Gold Gold Refinery of Zijin Mining Group Co., Ltd. CHINA CID002243
Gold Great Wall Precious Metals Co., Ltd. of CBPM CHINA CID001909
Gold Guangdong Jinding Gold Limited CHINA CID002312

 

 

 

 

Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. CHINA CID000651
Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CHINA CID000671
Gold LT Metal Ltd. KOREA, REPUBLIC OF CID000689
Gold Heimerle + Meule GmbH GERMANY CID000694
Gold Heraeus Metals Hong Kong Ltd. CHINA CID000707
Gold Heraeus Precious Metals GmbH & Co. KG GERMANY CID000711
Gold Hunan Chenzhou Mining Co., Ltd. CHINA CID000767
Gold Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. CHINA CID000773
Gold HwaSeong CJ CO., LTD. KOREA, REPUBLIC OF CID000778
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CHINA CID000801
Gold International Precious Metal Refiners UNITED ARAB EMIRATES CID002562
Gold Ishifuku Metal Industry Co., Ltd. JAPAN CID000807
Gold Istanbul Gold Refinery TURKEY CID000814
Gold Italpreziosi ITALY CID002765
Gold Japan Mint JAPAN CID000823
Gold Jiangxi Copper Co., Ltd. CHINA CID000855
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant RUSSIAN FEDERATION CID000927
Gold JSC Uralelectromed RUSSIAN FEDERATION CID000929
Gold JX Nippon Mining & Metals Co., Ltd. JAPAN CID000937
Gold Kaloti Precious Metals UNITED ARAB EMIRATES CID002563
Gold Kazakhmys Smelting LLC KAZAKHSTAN CID000956
Gold Kazzinc KAZAKHSTAN CID000957
Gold Kennecott Utah Copper LLC UNITED STATES OF AMERICA CID000969
Gold KGHM Polska Miedz Spolka Akcyjna POLAND CID002511
Gold Kojima Chemicals Co., Ltd. JAPAN CID000981
Gold Korea Zinc Co., Ltd. KOREA, REPUBLIC OF CID002605
Gold Kyrgyzaltyn JSC KYRGYZSTAN CID001029
Gold Kyshtym Copper-Electrolytic Plant ZAO RUSSIAN FEDERATION CID002865
Gold L'azurde Company For Jewelry SAUDI ARABIA CID001032
Gold Lingbao Gold Co., Ltd. CHINA CID001056
Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. CHINA CID001058
Gold L'Orfebre S.A. ANDORRA CID002762
Gold LS-NIKKO Copper Inc. KOREA, REPUBLIC OF CID001078
Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CHINA CID001093
Gold Marsam Metals BRAZIL CID002606

 

 

 

 

Gold Materion UNITED STATES OF AMERICA CID001113
Gold Matsuda Sangyo Co., Ltd. JAPAN CID001119
Gold Metalor Technologies (Hong Kong) Ltd. CHINA CID001149
Gold Metalor Technologies (Singapore) Pte., Ltd. SINGAPORE CID001152
Gold Metalor Technologies (Suzhou) Ltd. CHINA CID001147
Gold Metalor Technologies S.A. SWITZERLAND CID001153
Gold Metalor USA Refining Corporation UNITED STATES OF AMERICA CID001157
Gold Metalurgica Met-Mex Penoles S.A. De C.V. MEXICO CID001161
Gold Mitsubishi Materials Corporation JAPAN CID001188
Gold Mitsui Mining and Smelting Co., Ltd. JAPAN CID001193
Gold MMTC-PAMP India Pvt., Ltd. INDIA CID002509
Gold Modeltech Sdn Bhd MALAYSIA CID002857
Gold Morris and Watson NEW ZEALAND CID002282
Gold Morris and Watson Gold Coast AUSTRALIA CID002866
Gold Moscow Special Alloys Processing Plant RUSSIAN FEDERATION CID001204
Gold Nadir Metal Rafineri San. Ve Tic. A.S. TURKEY CID001220
Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN CID001236
Gold NH Recytech Company KOREA, REPUBLIC OF CID003189
Gold Nihon Material Co., Ltd. JAPAN CID001259
Gold Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH AUSTRIA CID002779
Gold Ohura Precious Metal Industry Co., Ltd. JAPAN CID001325
Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) RUSSIAN FEDERATION CID001326
Gold OJSC Novosibirsk Refinery RUSSIAN FEDERATION CID000493
Gold PAMP S.A. SWITZERLAND CID001352
Gold Pease & Curren UNITED STATES OF AMERICA CID002872
Gold Penglai Penggang Gold Industry Co., Ltd. CHINA CID001362
Gold Planta Recuperadora de Metales SpA CHILE CID002919
Gold Prioksky Plant of Non-Ferrous Metals RUSSIAN FEDERATION CID001386
Gold PT Aneka Tambang (Persero) Tbk INDONESIA CID001397
Gold PX Precinox S.A. SWITZERLAND CID001498
Gold QG Refining, LLC UNITED STATES OF AMERICA CID003324
Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA CID001512
Gold Refinery of Seemine Gold Co., Ltd. CHINA CID000522
Gold REMONDIS PMR B.V. NETHERLANDS CID002582
Gold Royal Canadian Mint CANADA CID001534
Gold SAAMP FRANCE CID002761

 

 

 

 

Gold Sabin Metal Corp. UNITED STATES OF AMERICA CID001546
Gold Safimet S.p.A ITALY CID002973
Gold SAFINA A.S. CZECH REPUBLIC CID002290
Gold Sai Refinery INDIA CID002853
Gold Samduck Precious Metals KOREA, REPUBLIC OF CID001555
Gold Samwon Metals Corp. KOREA, REPUBLIC OF CID001562
Gold SAXONIA Edelmetalle GmbH GERMANY CID002777
Gold SEMPSA Joyeria Plateria S.A. SPAIN CID001585
Gold Shandong Humon Smelting Co., Ltd. CHINA CID002525
Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. CHINA CID001619
Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CHINA CID001622
Gold Sichuan Tianze Precious Metals Co., Ltd. CHINA CID001736
Gold Singway Technology Co., Ltd. TAIWAN, PROVINCE OF CHINA CID002516
Gold AURA-II UNITED STATES OF AMERICA CID002851
Gold Bauer Walser AG GERMANY CID000141
Gold C.I Metales Procesados Industriales SAS COLOMBIA CID003421
Gold Changsha South Tantalum Niobium Co., Ltd. China CID000211
Gold Eco-System Recycling Co., Ltd. North Plant JAPAN CID003424
Gold Eco-System Recycling Co., Ltd. West Plant JAPAN CID003425
Gold Elemetal Refining, LLC UNITED STATES OF AMERICA CID001322
Gold Faggi Enrico S.p.A. ITALY CID002355
Gold Gold Coast Refinery GHANA CID003186
Gold Henan Yuguang Gold & Lead Co., Ltd. CHINA CID002519
Gold HeTai Gold Mineral GuangDong Ltd. Co. China CID000718
Gold House of Currency of Brazil (Casa da Moeda do Brazil) Brazil CID002601
Gold JALAN & Company INDIA CID002893
Gold Jin Jinyin refining company limited China CID000884
Gold Korea Metal Co., Ltd. KOREA, REPUBLIC OF CID000988
Gold Kosak Seiren Japan CID000991
Gold Kundan Care Products Ltd. INDIA CID003463
Gold OJSC Kolyma Refinery RUSSIAN FEDERATION CID001328
Gold Republic Metals Corporation UNITED STATES OF AMERICA CID002510
Gold Schone Edelmetaal B.V. NETHERLANDS CID001573
Gold Shirpur Gold Refinery Ltd. INDIA CID002588
Gold Sino-Platinum Metals Co.,Ltd China CID001745

 

 

 

 

Gold So Accurate Group, Inc. UNITED STATES OF AMERICA CID001754
Gold SOE Shyolkovsky Factory of Secondary Precious Metals RUSSIAN FEDERATION CID001756
Gold Solar Applied Materials Technology Corp. TAIWAN, PROVINCE OF CHINA CID001761
Gold Sovereign Metals INDIA CID003383
Gold State Research Institute Center for Physical Sciences and Technology LITHUANIA CID003153
Gold Sudan Gold Refinery SUDAN CID002567
Gold Sumitomo Metal Mining Co., Ltd. JAPAN CID001798
Gold SungEel HiMetal Co., Ltd. KOREA, REPUBLIC OF CID002918
Gold T.C.A S.p.A ITALY CID002580
Gold Tanaka Kikinzoku Kogyo K.K. JAPAN CID001875
Gold The Refinery of Shandong Gold Mining Co., Ltd. CHINA CID001916
Gold Tokuriki Honten Co., Ltd. JAPAN CID001938
Gold Tongling Nonferrous Metals Group Co., Ltd. CHINA CID001947
Gold Tony Goetz NV BELGIUM CID002587
Gold TOO Tau-Ken-Altyn KAZAKHSTAN CID002615
Gold Torecom KOREA, REPUBLIC OF CID001955
Gold Umicore Brasil Ltda. BRAZIL CID001977
Gold Umicore Precious Metals Thailand THAILAND CID002314
Gold Umicore S.A. Business Unit Precious Metals Refining BELGIUM CID001980
Gold United Precious Metal Refining, Inc. UNITED STATES OF AMERICA CID001993
Gold Universal Precious Metals Refining Zambia ZAMBIA CID002854
Gold Valcambi S.A. SWITZERLAND CID002003
Gold Western Australian Mint (T/a The Perth Mint) AUSTRALIA CID002030
Gold WIELAND Edelmetalle GmbH GERMANY CID002778
Gold Yamakin Co., Ltd. JAPAN CID002100
Gold Yokohama Metal Co., Ltd. JAPAN CID002129
Gold Yunnan Copper Industry Co., Ltd. CHINA CID000197
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CHINA CID002224
Tantalum Asaka Riken Co., Ltd. JAPAN CID000092
Tantalum Changsha South Tantalum Niobium Co., Ltd. CHINA CID000211
Tantalum CP Metals Inc. UNITED STATES OF AMERICA CID003402
Tantalum D Block Metals, LLC UNITED STATES OF AMERICA CID002504
Tantalum Exotech Inc. UNITED STATES OF AMERICA CID000456
Tantalum F&X Electro-Materials Ltd. CHINA CID000460
Tantalum FIR Metals & Resource Ltd. CHINA CID002505
Tantalum Global Advanced Metals Aizu JAPAN CID002558

 

 

 

 

Tantalum Global Advanced Metals Boyertown UNITED STATES OF AMERICA CID002557
Tantalum Guangdong Rising Rare Metals-EO Materials Ltd. CHINA CID000291
Tantalum Guangdong Zhiyuan New Material Co., Ltd. CHINA CID000616
Tantalum H.C. Starck Co., Ltd. THAILAND CID002544
Tantalum H.C. Starck Hermsdorf GmbH GERMANY CID002547
Tantalum H.C. Starck Inc. UNITED STATES OF AMERICA CID002548
Tantalum H.C. Starck Ltd. JAPAN CID002549
Tantalum H.C. Starck Smelting GmbH & Co. KG GERMANY CID002550
Tantalum H.C. Starck Tantalum and Niobium GmbH GERMANY CID002545
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CHINA CID002492
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CHINA CID002512
Tantalum Jiangxi Tuohong New Raw Material CHINA CID002842
Tantalum Jiujiang Janny New Material Co., Ltd. CHINA CID003191
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA CID000914
Tantalum Jiujiang Tanbre Co., Ltd. CHINA CID000917
Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CHINA CID002506
Tantalum KEMET Blue Metals MEXICO CID002539
Tantalum KEMET Blue Powder UNITED STATES OF AMERICA CID002568
Tantalum LSM Brasil S.A. BRAZIL CID001076
Tantalum Metallurgical Products India Pvt., Ltd. INDIA CID001163
Tantalum Mineracao Taboca S.A. BRAZIL CID001175
Tantalum Mitsui Mining and Smelting Co., Ltd. JAPAN CID001192
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CHINA CID001277
Tantalum NPM Silmet AS ESTONIA CID001200
Tantalum PRG Dooel MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF CID002847
Tantalum QuantumClean UNITED STATES OF AMERICA CID001508
Tantalum Resind Industria e Comercio Ltda. BRAZIL CID002707
Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. CHINA CID001522
Tantalum Alpha United States of America CID000292
Tantalum Asia Tungsten Products Vietnam Ltd. Viet Nam CID002502
Tantalum Avon Specialty Metals Ltd. UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND CID002705
Tantalum Duoluoshan CHINA CID000410
Tantalum E.S.R. Electronics UNITED STATES OF AMERICA CID002590
Tantalum Ganzhou Jiangwu Ferrotungsten Co., Ltd. China CID002315
Tantalum Global Advanced Metals UNITED STATES OF AMERICA CID000564

 

 

 

 

Tantalum Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch CHINA CID002501
Tantalum H.C. Starck GmbH GERMANY CID000654
Tantalum H.C. Starck Surface Technology and Ceramic Powders GmbH GERMANY CID002546
Tantalum Hi-Temp Specialty Metals, Inc. UNITED STATES OF AMERICA CID000731
Tantalum King-Tan Tantalum Industry Ltd. CHINA CID000973
Tantalum Plansee SE AUSTRIA CID001368
Tantalum Plansee SE Liezen AUSTRIA CID002540
Tantalum Plansee SE Reutte AUSTRIA CID002556
Tantalum Tranzact, Inc. UNITED STATES OF AMERICA CID002571
Tantalum Vietnam Youngsun Tungsten Industry Co., Ltd.　 Viet Nam CID002011
Tantalum Yichun Jin Yang Rare Metal Co., Ltd. CHINA CID002307
Tantalum Zhuzhou Cemented Carbide Group Co., Ltd. CHINA CID002232
Tantalum Solikamsk Magnesium Works OAO RUSSIAN FEDERATION CID001769
Tantalum Taki Chemical Co., Ltd. JAPAN CID001869
Tantalum Telex Metals UNITED STATES OF AMERICA CID001891
Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN CID001969
Tantalum XinXing HaoRong Electronic Material Co., Ltd. CHINA CID002508
Tin Alpha UNITED STATES OF AMERICA CID000292
Tin An Vinh Joint Stock Mineral Processing Company VIET NAM CID002703
Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CHINA CID000228
Tin Chifeng Dajingzi Tin Industry Co., Ltd. CHINA CID003190
Tin China Tin Group Co., Ltd. CHINA CID001070
Tin CV Ayi Jaya INDONESIA CID002570
Tin CV Dua Sekawan INDONESIA CID002592
Tin CV Gita Pesona INDONESIA CID000306
Tin CV United Smelting INDONESIA CID000315
Tin CV Venus Inti Perkasa INDONESIA CID002455
Tin Dongguan CiEXPO Environmental Engineering Co., Ltd. CHINA CID003356
Tin Dowa JAPAN CID000402
Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company VIET NAM CID002572
Tin EM Vinto BOLIVIA (PLURINATIONAL STATE OF) CID000438
Tin Estanho de Rondonia S.A. BRAZIL CID000448
Tin Fenix Metals POLAND CID000468
Tin Gejiu City Fuxiang Industry and Trade Co., Ltd. CHINA CID003410
Tin Gejiu Fengming Metallurgy Chemical Plant CHINA CID002848

 

 

 

 

 

Tin Gejiu Kai Meng Industry and Trade LLC CHINA CID000942
Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CHINA CID000538
Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. CHINA CID001908
Tin Gejiu Zili Mining And Metallurgy Co., Ltd. CHINA CID000555
Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. CHINA CID003116
Tin Guanyang Guida Nonferrous Metal Smelting Plant CHINA CID002849
Tin HuiChang Hill Tin Industry Co., Ltd. CHINA CID002844
Tin Huichang Jinshunda Tin Co., Ltd. CHINA CID000760
Tin Jiangxi New Nanshan Technology Ltd. CHINA CID001231
Tin Ma'anshan Weitai Tin Co., Ltd. CHINA CID003379
Tin Magnu's Minerais Metais e Ligas Ltda. BRAZIL CID002468
Tin Malaysia Smelting Corporation (MSC) MALAYSIA CID001105
Tin Melt Metais e Ligas S.A. BRAZIL CID002500
Tin Metallic Resources, Inc. UNITED STATES OF AMERICA CID001142
Tin Metallo Belgium N.V. BELGIUM CID002773
Tin Metallo Spain S.L.U. SPAIN CID002774
Tin Mineracao Taboca S.A. BRAZIL CID001173
Tin Minsur PERU CID001182
Tin Mitsubishi Materials Corporation JAPAN CID001191
Tin Modeltech Sdn Bhd MALAYSIA CID002858
Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company VIET NAM CID002573
Tin O.M. Manufacturing (Thailand) Co., Ltd. THAILAND CID001314
Tin O.M. Manufacturing Philippines, Inc. PHILIPPINES CID002517
Tin Operaciones Metalurgicas S.A. BOLIVIA (PLURINATIONAL STATE OF) CID001337
Tin Pongpipat Company Limited MYANMAR CID003208
Tin Precious Minerals and Smelting Limited INDIA CID003409
Tin PT Aries Kencana Sejahtera INDONESIA CID000309
Tin PT Artha Cipta Langgeng INDONESIA CID001399
Tin PT ATD Makmur Mandiri Jaya INDONESIA CID002503
Tin PT Babel Inti Perkasa INDONESIA CID001402
Tin PT Babel Surya Alam Lestari INDONESIA CID001406
Tin PT Bangka Prima Tin INDONESIA CID002776
Tin PT Bangka Serumpun INDONESIA CID003205
Tin PT Bangka Tin Industry INDONESIA CID001419
Tin PT Belitung Industri Sejahtera INDONESIA CID001421
Tin PT Bukit Timah INDONESIA CID001428
Tin PT DS Jaya Abadi INDONESIA CID001434
Tin PT Inti Stania Prima INDONESIA CID002530
Tin PT Karimun Mining INDONESIA CID001448
Tin PT Kijang Jaya Mandiri INDONESIA CID002829

 

 

 

 

Tin PT Menara Cipta Mulia INDONESIA CID002835
Tin PT Mitra Stania Prima INDONESIA CID001453
Tin PT Panca Mega Persada INDONESIA CID001457
Tin PT Premium Tin Indonesia INDONESIA CID000313
Tin PT Prima Timah Utama INDONESIA CID001458
Tin PT Rajawali Rimba Perkasa INDONESIA CID003381
Tin PT Rajehan Ariq INDONESIA CID002593
Tin PT Refined Bangka Tin INDONESIA CID001460
Tin PT Sariwiguna Binasentosa INDONESIA CID001463
Tin PT Stanindo Inti Perkasa INDONESIA CID001468
Tin PT Sukses Inti Makmur INDONESIA CID002816
Tin PT Sumber Jaya Indah INDONESIA CID001471
Tin PT Timah Tbk Kundur INDONESIA CID001477
Tin PT Timah Tbk Mentok INDONESIA CID001482
Tin PT Tinindo Inter Nusa INDONESIA CID001490
Tin PT Tirus Putra Mandiri INDONESIA CID002478
Tin PT Tommy Utama INDONESIA CID001493
Tin Resind Industria e Comercio Ltda. BRAZIL CID002706
Tin Rui Da Hung TAIWAN, PROVINCE OF CHINA CID001539
Tin Allgemeine Gold-und Silberscheideanstalt A.G. Germany CID000035
Tin An Thai Minerals Co., Ltd. VIET NAM CID002825
Tin CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda. BRAZIL CID000196
Tin CNMC (Guangxi) PGMA Co., Ltd. CHINA CID000278
Tin Cooperativa Metalurgica de Rondonia Ltda. BRAZIL CID000295
Tin Feinhutte Halsbrucke GmbH GERMANY CID000466
Tin Ganzhou Jiangwu Ferrotungsten Co., Ltd. China CID002315
Tin Gejiu Jinye Mineral Company CHINA CID002859
Tin Jiangxi Ketai Advanced Material Co., Ltd. CHINA CID000244
Tin Linqu Xianggui Smelter Co., Ltd. CHINA CID001063
Tin Luna Smelter, Ltd. RWANDA CID003387
Tin Metallum Group Holding NV BELGIUM CID001143
Tin Metalor Technologies (Hong Kong) Ltd. China CID001149
Tin Metalor Technologies S.A. SWITZERLAND CID001153
Tin MITSUI MINING & SMELTING CO.,LTD.　(Mitsui Kinzoku Co., Ltd.) Japan    CID001193
Tin Novosibirsk Processing Plant Ltd. RUSSIAN FEDERATION CID001305
Tin Phoenix Metal Ltd. RWANDA CID002507
Tin PT Alam Lestari Kencana INDONESIA CID001393
Tin PT Bangka Kudai Tin INDONESIA CID001409
Tin PT Bangka Putra Karya INDONESIA CID001412

 

 

 

 

Tin PT Bangka Timah Utama Sejahtera INDONESIA CID001416
Tin PT BilliTin Makmur Lestari INDONESIA CID001424
Tin PT Cipta Persada Mulia INDONESIA CID002696
Tin PT Eunindo Usaha Mandiri INDONESIA CID001438
Tin PT Fang Di MulTindo INDONESIA CID001442
Tin PT Justindo INDONESIA CID000307
Tin PT Lautan Harmonis Sejahtera INDONESIA CID002870
Tin PT O.M. Indonesia INDONESIA CID002757
Tin PT Seirama Tin Investment INDONESIA CID001466
Tin PT Timah Nusantara INDONESIA CID001486
Tin PT Wahana Perkit Jaya INDONESIA CID002479
Tin Vietnam Youngsun Tungsten Industry Co., Ltd. VIET NAM CID002011
Tin VQB Mineral and Trading Group JSC VIET NAM CID002015
Tin Soft Metais Ltda. BRAZIL CID001758
Tin Super Ligas BRAZIL CID002756
Tin Thai Nguyen Mining and Metallurgy Co., Ltd. VIET NAM CID002834
Tin Thaisarco THAILAND CID001898
Tin Tin Technology & Refining UNITED STATES OF AMERICA CID003325
Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company VIET NAM CID002574
Tin White Solder Metalurgia e Mineracao Ltda. BRAZIL CID002036
Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CHINA CID002158
Tin Yunnan Tin Company Limited CHINA CID002180
Tin Yunnan Yunfan Non-ferrous Metals Co., Ltd. CHINA CID003397
Tungsten A.L.M.T. Corp. JAPAN CID000004
Tungsten ACL Metais Eireli BRAZIL CID002833
Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. CHINA CID002513
Tungsten China Molybdenum Co., Ltd. CHINA CID002641
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CHINA CID000258
Tungsten CNMC (Guangxi) PGMA Co., Ltd. CHINA CID000281
Tungsten Fujian Ganmin RareMetal Co., Ltd. CHINA CID003401
Tungsten Fujian Jinxin Tungsten Co., Ltd. CHINA CID000499
Tungsten Ganzhou Haichuang Tungsten Co., Ltd. CHINA CID002645
Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CHINA CID000875
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA CID002315
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CHINA CID002494
Tungsten Global Tungsten & Powders Corp. UNITED STATES OF AMERICA CID000568
Tungsten Guangdong Xianglu Tungsten Co., Ltd. CHINA CID000218
Tungsten H.C. Starck Smelting GmbH & Co. KG GERMANY CID002542
Tungsten H.C. Starck Tungsten GmbH GERMANY CID002541
Tungsten Hunan Chenzhou Mining Co., Ltd. CHINA CID000766

 

 

 

 

Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji CHINA CID002579
Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CHINA CID000769
Tungsten Hunan Litian Tungsten Industry Co., Ltd. CHINA CID003182
Tungsten Hydrometallurg, JSC RUSSIAN FEDERATION CID002649
Tungsten Japan New Metals Co., Ltd. JAPAN CID000825
Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CHINA CID002551
Tungsten Jiangxi Xianglu Tungsten Co., Ltd. CHINA CID002647
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CHINA CID002321
Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. CHINA CID002313
Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CHINA CID002318
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CHINA CID002317
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CHINA CID002316
Tungsten JSC "Kirovgrad Hard Alloys Plant" RUSSIAN FEDERATION CID003408
Tungsten Kennametal Fallon UNITED STATES OF AMERICA CID000966
Tungsten Kennametal Huntsville UNITED STATES OF AMERICA CID000105
Tungsten KGETS Co., Ltd. KOREA, REPUBLIC OF CID003388
Tungsten Lianyou Metals Co., Ltd. TAIWAN, PROVINCE OF CHINA CID003407
Tungsten Malipo Haiyu Tungsten Co., Ltd. CHINA CID002319
Tungsten Masan Tungsten Chemical LLC (MTC) VIET NAM CID002543
Tungsten Moliren Ltd. RUSSIAN FEDERATION CID002845
Tungsten Niagara Refining LLC UNITED STATES OF AMERICA CID002589
Tungsten Philippine Chuangxin Industrial Co., Inc. PHILIPPINES CID002827
Tungsten Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. BRAZIL CID003427
Tungsten Asia Tungsten Products Vietnam Ltd. VIET NAM CID002502
Tungsten CP Metals Inc. UNITED STATES OF AMERICA CID003448
Tungsten Dayu Jincheng Tungsten Industry Co., Ltd. CHINA CID002518
Tungsten Dayu Weiliang Tungsten Co., Ltd. CHINA CID000345
Tungsten Ganxian Shirui New Material Co., Ltd. CHINA CID002531
Tungsten Ganzhou Yatai Tungsten Co., Ltd. CHINA CID002536
Tungsten GEM Co., Ltd. CHINA CID003417
Tungsten Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. CHINA CID002535
Tungsten NPP Tyazhmetprom LLC RUSSIAN FEDERATION CID003416
Tungsten Pobedit, JSC RUSSIAN FEDERATION CID002532
Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd. VIET NAM CID002011

 

 

 

 

Tungsten South-East Nonferrous Metal Company Limited of Hengyang City CHINA CID002815
Tungsten Tejing (Vietnam) Tungsten Co., Ltd. VIET NAM CID001889
Tungsten Unecha Refractory metals plant RUSSIAN FEDERATION CID002724
Tungsten Wolfram Bergbau und Hutten AG AUSTRIA CID002044
Tungsten Woltech Korea Co., Ltd. KOREA, REPUBLIC OF CID002843
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CHINA CID002320
Tungsten Xiamen Tungsten Co., Ltd. CHINA CID002082
Tungsten Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. CHINA CID002830
Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CHINA CID002095