UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): March 25, 2019
GEX
MANAGEMENT INC.
(Exact
name of registrant as specified in its charter)
| Texas |
|
56-2428818 |
(State
or other jurisdiction of
incorporation
or organization) |
|
(I.R.S.
Employer
Identification
No.)
|
| 12001
N Central Expy, #825, Dallas, Texas 75243 |
|
(877)
210-4396 |
(Address
of principal executive offices, including zip code) |
|
(Registrant’s
telephone number, including area code) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.[ ]
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
| [ ] |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| [ ] |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| [ ] |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| [ ] |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item
4.01. Changes in Registrant’s Certifying Accountant.
On
March 25, 2019, the Board of Directors of GEX Management, Inc (the “Company”) approved the engagement of AJSH &Co
LLP (“AJSH”) as the Company’s new independent registered public accounting firm for the year ending December
31, 2018. In connection with the selection of AJSH, the Audit Committee dismissed Heaton & Company, PLLC, dba Pinnacle Accountancy
Group of Utah (“Heaton”) as the Company’s independent registered public accounting firm.
During
the years ended December 31, 2017 and 2016, and the subsequent interim period through September 30, 2018, there were no (1) disagreements
(as defined in Item 304(a)(1)(iv) of Regulation S-K and related instructions) with Heaton on any matter of accounting principles
or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction
of Heaton, would have caused Heaton to make reference to the subject matter of the disagreement in their reports, or (2) reportable
events (as defined in Item 304(a)(1)(v) of Regulation S-K).
The
audit reports of Heaton on the Company’s consolidated financial statements as of and for the years ended December 31, 2017
and 2016, did not contain any adverse opinion or disclaimer of opinion, nor were they qualified or modified as to uncertainty,
audit scope or accounting principles.
The
Company has provided Heaton with a copy of the disclosures it is making in this Current Report on Form 8-K prior to its filing
with the Securities and Exchange Commission (“SEC”), and has requested Heaton to furnish the Company with a letter
addressed to the SEC stating whether or not it agrees with the statements made herein, and if not, stating the reasons for their
disagreement. A copy of Heaton’s letter dated March 26, 2019 is attached as Exhibit 16.1 to this Current Report on Form
8-K.
During
the years ended December 31, 2017 and 2016, and the subsequent interim period through September 30, 2018, neither the Company
nor anyone on its behalf has consulted AJSH with respect to either (i) the application of accounting principles to a specified
transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company’s consolidated
financial statements or the effectiveness of internal control over financial reporting, where either a written report or oral
advice was provided to the Company that AJSH concluded was an important factor considered by the Company in reaching a decision
as to any accounting, auditing or financial reporting issue; or (ii) any matter that was either the subject of a disagreement
(as defined in Item 304(a)(1)(iv) of Regulation S-K and related instructions) or a reportable event (as defined in Item 304(a)(1)(v)
of Regulation S-K).
Item
9.01. Financial Statements and Exhibits.
(a)
Exhibits.
16.1 Letter from Heaton & Company, PLLC, dba Pinnacle Accountancy Group of Utah to the Securities and Exchange Commission dated March 26, 2019
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
| Date:
March 26, 2019 |
GEX Management, Inc |
| |
|
|
| |
By: |
/s/
Srikumar Vanamali |
| |
|
Srikumar
Vanamali |
| |
|
Executive
Vice President/Interim Chief Executive Officer |
