0001193125-23-156636.txt : 20230530 0001193125-23-156636.hdr.sgml : 20230530 20230530163059 ACCESSION NUMBER: 0001193125-23-156636 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20221231 1.02 20221231 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TechnipFMC plc CENTRAL INDEX KEY: 0001681459 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 981283037 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-37983 FILM NUMBER: 23976946 BUSINESS ADDRESS: STREET 1: HADRIAN HOUSE STREET 2: WINCOMBLEE ROAD CITY: NEWCASTLE UPON TYNE STATE: X0 ZIP: NE6 3PL BUSINESS PHONE: 44 191 295 0303 MAIL ADDRESS: STREET 1: HADRIAN HOUSE STREET 2: WINCOMBLEE ROAD CITY: NEWCASTLE UPON TYNE STATE: X0 ZIP: NE6 3PL FORMER COMPANY: FORMER CONFORMED NAME: TechnipFMC Ltd DATE OF NAME CHANGE: 20160803 SD 1 d503519dsd.htm SD SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM SD

SPECIALIZED DISCLOSURE REPORT

 

 

TechnipFMC plc

(Exact name of registrant as specified in its charter)

 

 

 

United Kingdom   001-37983   98-1283037
(State or other jurisdiction
of incorporation)
 

(Commission

File Number)

  (I.R.S. Employer
Identification No.)

 

One Subsea Lane

Houston, Texas

United States of America

  77044
(Address of Principal Executive Offices)   (Zip Code)

Davis Stewart

Legal Counsel, Anti-Bribery & Corruption and Supplier Integrity

(281) 591-4000

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022

 

 

 


Section 1 – Conflict Minerals Disclosure

 

Item 1.01

Conflict Minerals Disclosure and Report

In accordance with the requirements of Rule 13p-1 of the Securities Exchange Act of 1934, as amended, TechnipFMC plc (the “Company” and “TechnipFMC”), through a good faith, reasonable country of origin inquiry and subsequent due diligence, as further outlined in the Conflict Minerals Report attached hereto as Exhibit 1.01 for the year ended December 31, 2022 (the “CMR”), evaluated its product lines and determined that certain products that it manufactures or contracts to manufacture may contain tin, tungsten, tantalum, and/or gold originating in the Democratic Republic of the Congo or an adjoining country and are necessary to the functionality or production of such product(s).

A copy of this Form SD and CMR are publicly available on the Company’s website at www.technipfmc.com.

 

Item 1.02

Exhibit

TechnipFMC’s CMR is filed as Exhibit 1.01 hereto.

Section 2 – Exhibits

 

Item 2.01

Exhibits

 

Exhibit No.   

Description of Exhibit

1.01    Conflict Minerals Report.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    TechnipFMC plc
    By:  

/s/ Victoria Lazar

Date: May 30, 2023       Name: Victoria Lazar
      Title: Executive Vice President, Chief Legal Officer and Secretary

 

3

EX-1.01 2 d503519dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

TechnipFMC plc

Conflict Minerals Report

for the Year Ended December 31, 2022

 

1.

Company Overview and Applicability of Rule 13p-1

TechnipFMC (the “Company,” “TechnipFMC,” “we,” “us,” and “our”) is a public limited company incorporated and organized under the laws of England and Wales, with registered number 09909709, and with registered office at Hadrian House, Wincomblee Road, Newcastle Upon Tyne, NE6 3PL, United Kingdom. The Company has operational headquarters in Houston, Texas, United States.

TechnipFMC is a leading technology provider to the traditional and new energy industries, delivering fully integrated projects, products, and services. With our proprietary technologies and comprehensive solutions, we are transforming our clients’ project economics, helping them unlock new possibilities to develop energy resources while reducing carbon intensity, and supporting their energy transition ambitions.

We currently operate across two business segments: Subsea and Surface Technologies. Through these two segments, we advance the industry with our pioneering integrated ecosystems (such as iEPCI, iFEED, and iComplete), technology leadership, and digital innovation.

We have a unique and comprehensive set of capabilities to serve the oil and gas industry. We are also committed to the energy transition, including by delivering renewable energy infrastructure and sustainable energy solutions today.

After evaluating our product lines, we have determined that certain products that we manufacture or contract to manufacture contain tin, tungsten, tantalum, and/or gold (collectively, “3TG”) and that such 3TG are necessary to the functionality or production of such product(s). These products include, but are not limited to, subsea production and processing systems, surface wellhead production systems, high pressure fluid control equipment, measurement solutions, remotely operating vehicle systems, manipulator systems, subsea control systems, fracturing flowback services, and umbilical systems.

 

2.

Reasonable Country of Origin Inquiry

TechnipFMC is a global company with a complex and multi-tiered supply chain. Because of this complexity, we rely on those suppliers that deliver directly to TechnipFMC (the “Tier 1 Suppliers”) to provide input regarding the source of conflict minerals in both the raw materials and parts that we purchase to use in the manufacture of our products. We expect those Tier 1 Suppliers to implement policies and procedures comparable to ours in order to obtain thorough and accurate chain of custody information to inform this reporting.

With the assistance of the third-party vendor Source Intelligence (“SI”), TechnipFMC filters its product offerings to identify those offerings that are in-scope for the purposes of regulatory reporting, and then conducts a good faith, reasonable country of origin inquiry (“RCOI”) to establish a list of Tier 1 Suppliers that are in-scope for regulatory reporting purposes based on TechnipFMC’s influence over the manufacturing process and potential use of 3TG.

 

1


We then collect information from those suppliers regarding the presence and sourcing of 3TG used in the products and components they supplied to TechnipFMC.

The RCOI process is further detailed in Appendix “I” to this CMR.

Based on our RCOI inquiry, we believe that certain of our products may contain 3TG that originated in the Covered Countries and were not from recycled or scrap sources. As such, we then proceeded to exercise due diligence on the source and chain of custody of such 3TG.

 

3.

Due Diligence

For those supply chains with 3TG smelters or refiners (the “SOR”) that are known, or thought to be sourced from Covered Countries, additional investigation is needed to determine the source and chain-of-custody of the regulated metals.1

SI has become an official vendor member of the Responsible Minerals Initiative (“RMI”) to further facilitate the exchange of supply chain data and technical information in the quest for global ethical sourcing of materials. This membership provides SI access to the following working groups: Engage with the CMRT Development Team, Smelter Engagement Team, Smelter Data Management Team, RMI Stakeholders Call, and RMI Plenary.

If the SOR is not certified by these internationally-recognized schemes, SI attempts to contact the SOR to gain more information about their sourcing practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the SOR takes to track the chain-of-custody on the source of its mineral ores. Relevant information to review includes whether the SOR has any of the following: a documented, effective, and communicated conflict-free policy, an accounting system to support a mass balance of materials processed, and traceability documentation. Internet research is also performed to determine whether there are any outside sources of information regarding the SOR’s sourcing practices. Up to three contact attempts are made by SI to the SOR to gather information on mine country of origin and sourcing practices.

TechnipFMC’s due diligence measures can only provide a reasonable, and not absolute, assurance regarding the source and custody of conflict minerals. Our due diligence process is based on the necessity to obtain information from our Tier 1 Suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. Such sources of information may yield inaccurate or incomplete information, may not respond, and some may be subject to fraud. However, we have taken measures to verify responses and minimize these limitations but cannot guarantee the accuracy of the responses provided.

Appendix “II” to this CMR lists, as of April 14, 2023, the Company’s SORs with indications of certification status.

 

1 

Source Intelligence relies on the following internationally accepted audit standards to determine which SORs are considered “DRC Conflict Free”: the Responsible Minerals Assurance Process (RMAP), the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification.

 

2


APPENDIX “I”

TechnipFMC provided Source Intelligence with at least one method of contact for each Tier 1 Supplier designated as in-scope (e.g., email address or telephone number). Email was the preferred method of communication.

The RCOI began with an introductory email from SI to the in-scope suppliers containing a registration and survey request link for the on-line data collection platform. In an effort to increase awareness of the Conflict Minerals Compliance Program (the “CMCP”), supporting regulation, and frequently asked questions (FAQs) concerning 3TG mineral tracing, our suppliers were introduced to the SI Conflict Minerals Learning Center (https://www.sourceintelligence.com/what-are-conflict-minerals) in the initial registration step. The Conflict Minerals Learning Center was provided as an educational tool to facilitate a deeper understanding of the program and context as to why information is being requested. There were also opportunities to participate in webinars providing information on the Conflict Minerals Rule.

Subsequent engagement followed these steps:

 

   

Following the initial introduction and information request, up to four reminder emails were sent to each non-responsive supplier requesting completion of the survey.

 

   

Suppliers who remained non-responsive were contacted by telephone and offered assistance. This assistance included, but was not limited to, further information about the CMCP, an explanation of why the information was being collected, a review of how the information would be used, and clarification regarding how the information needed could be provided.

Deadline for Responses

In recognition that the information requested is time consuming to collect and aggregate, suppliers were given a firm deadline of April 14, 2023 to provide information about the metal processors present in their supply chains for the 2022 reporting year.

Information Requested

Suppliers were asked to provide information regarding the sourcing of their materials with the ultimate goal of identifying SORs and associated mine countries of origin. Suppliers who had already performed an RCOI through the use of the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template were asked to upload this document into the Source Intelligence system or to provide this information in the online survey version.

Where a supplier was unable to provide a CMRT, SI requested information on its suppliers of products or components that may require 3TG for their production or functionality. These Tier 2 suppliers, and subsequent tiers of suppliers as needed, were then engaged following the contact procedures explained above. When contact information was provided, Tier 2 and beyond suppliers were contacted via email or phone in order to build a chain-of-custody back to the 3TG SOR. Every effort was made to address and meet the concerns of suppliers regarding their need to maintain the confidentiality of their data. In order to address this concern, SI executed non-disclosure agreements with TechnipFMC suppliers when requested.

We chose to give our suppliers the ability to share information at a level with which they were most comfortable, (i.e., company, product, or user-defined, but the declaration scope had to be specified). Suppliers were asked to provide an electronic signature before submitting their data to verify that all responses submitted were accurate to the best of the supplier’s knowledge.

 

3


Quality Assurance

Supplier responses were evaluated for plausibility, consistency, and gaps. If any of the following quality control flags were raised, suppliers were automatically contacted by SI on a bi-weekly basis, up to three times:

 

   

One or more SORs were listed for an unused metal;

 

   

SOR information was not provided for a used metal, or SOR information provided was not a verified metal processor;

 

   

Supplier answered “yes” to sourcing from the Covered Countries, but none of the SORs listed were known to source from the region;

 

   

Supplier indicated that they have not received conflict minerals data for each metal from all relevant suppliers;

 

   

Supplier indicated they have not identified all of the SORs used for the products included in the declaration scope;

 

   

Supplier indicated they have not provided all applicable SOR information received; and/or

 

   

Supplier indicated 100% of the 3TG for products covered by the declaration originates from scrap/recycled sources, but one or more SORs listed are not known to be exclusive recyclers.

 

4


APPENDIX “II”

 

METAL

  

OFFICIAL SMELTER NAME

  

SMELTER

COUNTRY

  

CERTIFIED
SMELTER

Gold    8853 S.p.A.    Italy    NO
Gold    ABC Refinery Pty Ltd.    Australia    NO
Gold    Abington Reldan Metals, LLC    United States    YES
Gold    Advanced Chemical Company    United States    YES
Gold    African Gold Refinery    Uganda    NO
Gold    Aida Chemical Industries Co., Ltd.    Japan    YES
Gold    Al Etihad Gold Refinery DMCC    United Arab Emirates    YES
Gold    Albino Mountinho Lda.    Portugal    NO
Gold    Alexy Metals    United States    YES
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    Germany    YES
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan    YES
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    Brazil    YES
Gold    Argor-Heraeus S.A.    Switzerland    YES
Gold    Asahi Pretec Corp.    Japan    YES
Gold    Asahi Refining Canada Ltd.    Canada    YES
Gold    Asahi Refining USA Inc.    United States    YES
Gold    Asaka Riken Co., Ltd.    Japan    YES
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey    NO
Gold    AU Traders and Refiners    South Africa    NO
Gold    Augmont Enterprises Private Limited    India    YES
Gold    Aurubis AG    Germany    YES
Gold    Bangalore Refinery    India    YES
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines    YES
Gold    Boliden AB    Sweden    YES
Gold    C. Hafner GmbH + Co. KG    Germany    YES
Gold    C.I Metales Procesados Industriales SAS    Colombia    YES
Gold    Caridad    Mexico    NO
Gold    CCR Refinery - Glencore Canada Corporation    Canada    YES
Gold    Cendres + Metaux S.A.    Switzerland    NO
Gold    CGR Metalloys Pvt Ltd.    India    NO
Gold    Chimet S.p.A.    Italy    YES
Gold    Chugai Mining    Japan    YES

 

5


Gold    Daye Non-Ferrous Metals Mining Ltd.    China    YES
Gold    Degussa Sonne / Mond Goldhandel GmbH    Germany    NO
Gold    Dijllah Gold Refinery FZC    United Arab Emirates    NO
Gold    Dongwu Gold Group    China    NO
Gold    Dowa    Japan    YES
Gold    DSC (Do Sung Corporation)    Korea, Republic of    YES
Gold    Eco-System Recycling Co., Ltd. East Plant    Japan    YES
Gold    Eco-System Recycling Co., Ltd. West Plant    Japan    YES
Gold    Emerald Jewel Industry India Limited (Unit 1)    India    NO
Gold    Emirates Gold DMCC    United Arab Emirates    YES
Gold    Fidelity Printers and Refiners Ltd.    Zimbabwe    NO
Gold    Fujairah Gold FZC    United Arab Emirates    NO
Gold    Geib Refining Corporation    United States    YES
Gold    GGC Gujrat Gold Centre Pvt. Ltd.    India    YES
Gold    Gold by Gold Colombia    Colombia    YES
Gold    Gold Coast Refinery    Ghana    NO
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    China    YES
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    China    YES
Gold    Guangdong Jinding Gold Limited    China    NO
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China    NO
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    China    NO
Gold    Heimerle + Meule GmbH    Germany    YES
Gold    Heraeus Metals Hong Kong Ltd.    China    YES
Gold    Heraeus Precious Metals GmbH & Co. KG    Germany    YES
Gold    Hunan Chenzhou Mining Co., Ltd.    China    NO
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    China    NO
Gold    HwaSeong CJ CO., LTD.    Korea, Republic of    NO
Gold    Industrial Refining Company    Belgium    NO
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China    YES
Gold    International Precious Metal Refiners    United Arab Emirates    NO
Gold    Ishifuku Metal Industry Co., Ltd.    Japan    YES
Gold    Istanbul Gold Refinery    Turkey    YES
Gold    Italpreziosi    Italy    YES

 

6


Gold    JALAN & Company    India    NO
Gold    Japan Mint    Japan    YES
Gold    Jiangxi Copper Co., Ltd.    China    YES
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation    NO
Gold    JSC Uralelectromed    Russian Federation    NO
Gold    JX Nippon Mining & Metals Co., Ltd.    Japan    YES
Gold    K.A. Rasmussen    Norway    NO
Gold    Kaloti Precious Metals    United Arab Emirates    NO
Gold    Kazakhmys Smelting LLC    Kazakhstan    NO
Gold    Kazzinc    Kazakhstan    YES
Gold    Kennecott Utah Copper LLC    United States    YES
Gold    KGHM Polska Miedz Spolka Akcyjna    Poland    YES
Gold    Kojima Chemicals Co., Ltd.    Japan    YES
Gold    Korea Zinc Co., Ltd.    Korea, Republic of    YES
Gold    Kundan Care Products Ltd.    India    NO
Gold    Kyrgyzaltyn JSC    Kyrgyzstan    NO
Gold    Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation    NO
Gold    L’azurde Company For Jewelry    Saudi Arabia    NO
Gold    L’Orfebre S.A.    Andorra    YES
Gold    Lingbao Gold Co., Ltd.    China    NO
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China    NO
Gold    LS-NIKKO Copper Inc.    Korea, Republic of    YES
Gold    LT Metal Ltd.    Korea, Republic of    YES
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China    NO
Gold    Marsam Metals    Brazil    NO
Gold    Materion    United States    YES
Gold    Matsuda Sangyo Co., Ltd.    Japan    YES
Gold    MD Overseas    India    NO
Gold    Metal Concentrators SA (Pty) Ltd.    South Africa    YES
Gold    Metallix Refining Inc.    United States    NO
Gold    Metalor Technologies (Hong Kong) Ltd.    China    YES
Gold    Metalor Technologies (Singapore) Pte., Ltd.    Singapore    YES
Gold    Metalor Technologies (Suzhou) Ltd.    China    YES
Gold    Metalor Technologies S.A.    Switzerland    YES

 

7


Gold    Metalor USA Refining Corporation    United States    YES
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico    YES
Gold    Mitsubishi Materials Corporation    Japan    YES
Gold    Mitsui Mining and Smelting Co., Ltd.    Japan    YES
Gold    MMTC-PAMP India Pvt., Ltd.    India    YES
Gold    Modeltech Sdn Bhd    Malaysia    NO
Gold    Morris and Watson    New Zealand    NO
Gold    Moscow Special Alloys Processing Plant    Russian Federation    NO
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    Turkey    YES
Gold    Navoi Mining and Metallurgical Combinat    Uzbekistan    YES
Gold    NH Recytech Company    Korea, Republic of    YES
Gold    Nihon Material Co., Ltd.    Japan    YES
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    Austria    YES
Gold    Ohura Precious Metal Industry Co., Ltd.    Japan    YES
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation    NO
Gold    OJSC Novosibirsk Refinery    Russian Federation    NO
Gold    PAMP S.A.    Switzerland    YES
Gold    Pease & Curren    United States    NO
Gold    Penglai Penggang Gold Industry Co., Ltd.    China    NO
Gold    Planta Recuperadora de Metales SpA    Chile    YES
Gold    Prioksky Plant of Non-Ferrous Metals    Russian Federation    NO
Gold    PT Aneka Tambang (Persero) Tbk    Indonesia    YES
Gold    PX Precinox S.A.    Switzerland    YES
Gold    QG Refining, LLC    United States    NO
Gold    Rand Refinery (Pty) Ltd.    South Africa    YES
Gold    Refinery of Seemine Gold Co., Ltd.    China    NO
Gold    REMONDIS PMR B.V.    Netherlands    YES
Gold    Royal Canadian Mint    Canada    YES
Gold    SAAMP    France    YES
Gold    Sabin Metal Corp.    United States    NO
Gold    Safimet S.p.A    Italy    NO
Gold    SAFINA A.S.    Czech Republic    YES
Gold    Sai Refinery    India    NO

 

8


Gold    Samduck Precious Metals    Korea, Republic of    NO
Gold    SAMWON METALS Corp.    Korea, Republic of    NO
Gold    Sancus ZFS (L’Orfebre, SA)    Colombia    YES
Gold    Sellem Industries Ltd.    Mauritania    NO
Gold    SEMPSA Joyeria Plateria S.A.    Spain    YES
Gold    Shandong Gold Smelting Co., Ltd.    China    YES
Gold    Shandong Humon Smelting Co., Ltd.    China    NO
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China    NO
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    YES
Gold    Shenzhen CuiLu Gold Co., Ltd.    China    NO
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    China    NO
Gold    Shirpur Gold Refinery Ltd.    India    NO
Gold    Sichuan Tianze Precious Metals Co., Ltd.    China    YES
Gold    Singway Technology Co., Ltd.    Taiwan    NO
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation    NO
Gold    Solar Applied Materials Technology Corp.    Taiwan    YES
Gold    Sovereign Metals    India    NO
Gold    State Research Institute Center for Physical Sciences and Technology    Lithuania    NO
Gold    Sudan Gold Refinery    Sudan    NO
Gold    Sumitomo Metal Mining Co., Ltd.    Japan    YES
Gold    SungEel HiMetal Co., Ltd.    Korea, Republic of    YES
Gold    Super Dragon Technology Co., Ltd.    Taiwan    NO
Gold    T.C.A S.p.A    Italy    YES
Gold    Tanaka Kikinzoku Kogyo K.K.    Japan    YES
Gold    Tokuriki Honten Co., Ltd.    Japan    YES
Gold    Tongling Nonferrous Metals Group Co., Ltd.    China    NO
Gold    TOO Tau-Ken-Altyn    Kazakhstan    YES
Gold    Torecom    Korea, Republic of    YES
Gold    Umicore Precious Metals Thailand    Thailand    NO
Gold    Umicore S.A. Business Unit Precious Metals Refining    Belgium    YES
Gold    United Precious Metal Refining, Inc.    United States    YES
Gold    Valcambi S.A.    Switzerland    YES
Gold    WEEEREFINING    France    YES
Gold    Western Australian Mint (T/a The Perth Mint)    Australia    YES

 

9


Gold    WIELAND Edelmetalle GmbH    Germany    YES
Gold    Yamakin Co., Ltd.    Japan    YES
Gold    Yokohama Metal Co., Ltd.    Japan    YES
Gold    Yunnan Copper Industry Co., Ltd.    China    NO
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China    YES
Tantalum    5D Production OU    Estonia    NO
Tantalum    AMG Brasil    Brazil    YES
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    China    YES
Tantalum    D Block Metals, LLC    United States    YES
Tantalum    F&X Electro-Materials Ltd.    China    YES
Tantalum    FIR Metals & Resource Ltd.    China    YES
Tantalum    Global Advanced Metals Aizu    Japan    YES
Tantalum    Global Advanced Metals Boyertown    United States    YES
Tantalum    H.C. Starck Inc.    United States    YES
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    China    YES
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China    YES
Tantalum    Jiangxi Tuohong New Raw Material    China    YES
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    YES
Tantalum    Jiujiang Tanbre Co., Ltd.    China    YES
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China    YES
Tantalum    KEMET de Mexico    Mexico    YES
Tantalum    Metallurgical Products India Pvt., Ltd.    India    YES
Tantalum    Mineracao Taboca S.A.    Brazil    YES
Tantalum    Mitsui Mining and Smelting Co., Ltd.    Japan    YES
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China    YES
Tantalum    NPM Silmet AS    Estonia    YES
Tantalum    QuantumClean    United States    YES
Tantalum    Resind Industria e Comercio Ltda.    Brazil    YES
Tantalum    RFH Yancheng Jinye New Material Technology Co., Ltd.    China    YES
Tantalum    Solikamsk Magnesium Works OAO    Russian Federation    NO
Tantalum    Taki Chemical Co., Ltd.    Japan    YES
Tantalum    TANIOBIS Co., Ltd.    Thailand    YES
Tantalum    TANIOBIS GmbH    Germany    YES
Tantalum    TANIOBIS Japan Co., Ltd.    Japan    YES
Tantalum    TANIOBIS Smelting GmbH & Co. KG    Germany    YES
Tantalum    Telex Metals    United States    YES
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan    YES

 

10


Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED    China    YES
Tantalum    XinXing Haorong Electronic Material Co., Ltd.    China    YES
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    China    YES
Tin    Alpha    United States    YES
Tin    An Vinh Joint Stock Mineral Processing Company    Viet Nam    NO
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    YES
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    China    YES
Tin    China Tin Group Co., Ltd.    China    YES
Tin    CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    Brazil    YES
Tin    CRM Synergies    Spain    YES
Tin    CV Ayi Jaya    Indonesia    YES
Tin    CV Venus Inti Perkasa    Indonesia    YES
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd.    China    NO
Tin    Dowa    Japan    YES
Tin    DS Myanmar    Myanmar    YES
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Viet Nam    NO
Tin    EM Vinto    Bolivia    YES
Tin    Estanho de Rondonia S.A.    Brazil    YES
Tin    Fabrica Auricchio Industria e Comercio Ltda.    Brazil    YES
Tin    Fenix Metals    Poland    YES
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd.    China    NO
Tin    Gejiu Kai Meng Industry and Trade LLC    China    NO
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    YES
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    NO
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    China    NO
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    China    YES
Tin    Jiangxi New Nanshan Technology Ltd.    China    YES
Tin    Luna Smelter, Ltd.    Rwanda    YES
Tin    Magnu’s Minerais Metais e Ligas Ltda.    Brazil    YES
Tin    Malaysia Smelting Corporation (MSC)    Malaysia    YES
Tin    Melt Metais e Ligas S.A.    Brazil    NO
Tin    Metallic Resources, Inc.    United States    YES
Tin    Metallo Belgium N.V.    Belgium    YES
Tin    Metallo Spain S.L.U.    Spain    YES
Tin    Mineracao Taboca S.A.    Brazil    YES
Tin    Minsur    Peru    YES
Tin    Mitsubishi Materials Corporation    Japan    YES

 

11


Tin    Modeltech Sdn Bhd    Malaysia    NO
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    Viet Nam    NO
Tin    Novosibirsk Processing Plant Ltd.    Russian Federation    NO
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    YES
Tin    O.M. Manufacturing Philippines, Inc.    Philippines    YES
Tin    Operaciones Metalurgicas S.A.    Bolivia    YES
Tin    Pongpipat Company Limited    Myanmar    NO
Tin    Precious Minerals and Smelting Limited    India    NO
Tin    PT Aries Kencana Sejahtera    Indonesia    YES
Tin    PT Artha Cipta Langgeng    Indonesia    YES
Tin    PT ATD Makmur Mandiri Jaya    Indonesia    YES
Tin    PT Babel Inti Perkasa    Indonesia    YES
Tin    PT Babel Surya Alam Lestari    Indonesia    YES
Tin    PT Bangka Prima Tin    Indonesia    YES
Tin    PT Bangka Serumpun    Indonesia    YES
Tin    PT Bangka Tin Industry    Indonesia    YES
Tin    PT Belitung Industri Sejahtera    Indonesia    YES
Tin    PT Bukit Timah    Indonesia    YES
Tin    PT Cipta Persada Mulia    Indonesia    YES
Tin    PT Menara Cipta Mulia    Indonesia    YES
Tin    PT Mitra Stania Prima    Indonesia    YES
Tin    PT Mitra Sukses Globalindo    Indonesia    YES
Tin    PT Panca Mega Persada    Indonesia    NO
Tin    PT Premium Tin Indonesia    Indonesia    YES
Tin    PT Prima Timah Utama    Indonesia    YES
Tin    PT Putera Sarana Shakti (PT PSS)    Indonesia    YES
Tin    PT Rajawali Rimba Perkasa    Indonesia    YES
Tin    PT Refined Bangka Tin    Indonesia    YES
Tin    PT Sariwiguna Binasentosa    Indonesia    YES
Tin    PT Stanindo Inti Perkasa    Indonesia    YES
Tin    PT Sukses Inti Makmur    Indonesia    YES
Tin    PT Timah Nusantara    Indonesia    YES
Tin    PT Timah Tbk Kundur    Indonesia    YES
Tin    PT Timah Tbk Mentok    Indonesia    YES
Tin    PT Tinindo Inter Nusa    Indonesia    NO
Tin    PT Tirus Putra Mandiri    Indonesia    NO
Tin    PT Tommy Utama    Indonesia    YES
Tin    Resind Industria e Comercio Ltda.    Brazil    YES

 

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Tin    Rui Da Hung    Taiwan    YES
Tin    Super Ligas    Brazil    YES
Tin    Thaisarco    Thailand    YES
Tin    Tin Technology & Refining    United States    YES
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    Viet Nam    NO
Tin    VQB Mineral and Trading Group JSC    Viet Nam    NO
Tin    White Solder Metalurgia e Mineracao Ltda.    Brazil    YES
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    YES
Tin    Yunnan Tin Company Limited    China    YES
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    China    NO
Tungsten    A.L.M.T. TUNGSTEN Corp.    Japan    YES
Tungsten    ACL Metais Eireli    Brazil    NO
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    Brazil    NO
Tungsten    Artek LLC    Russian Federation    NO
Tungsten    Asia Tungsten Products Vietnam Ltd.    Viet Nam    YES
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    China    YES
Tungsten    China Molybdenum Co., Ltd.    China    YES
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    China    YES
Tungsten    CNMC (Guangxi) PGMA Co., Ltd.    China    NO
Tungsten    Cronimet Brasil Ltda    Brazil    YES
Tungsten    DONGKUK INDUSTRIES CO., LTD.    Korea, Republic of    YES
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    China    YES
Tungsten    Fujian Xinlu Tungsten    China    YES
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    China    YES
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    China    YES
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    YES
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    China    YES
Tungsten    Global Tungsten & Powders Corp.    United States    YES
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    China    YES
Tungsten    H.C. Starck Tungsten GmbH    Germany    YES
Tungsten    HANNAE FOR T Co., Ltd.    Korea, Republic of    NO
Tungsten    Hunan Chenzhou Mining Co., Ltd.    China    YES
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    China    YES
Tungsten    Hydrometallurg, JSC    Russian Federation    NO

 

13


Tungsten    Japan New Metals Co., Ltd.    Japan    YES
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    YES
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    China    YES
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China    NO
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China    YES
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    YES
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    China    YES
Tungsten    Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.    China    YES
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    Russian Federation    NO
Tungsten    Kennametal Fallon    United States    YES
Tungsten    Kennametal Huntsville    United States    YES
Tungsten    Lianyou Metals Co., Ltd.    Taiwan    YES
Tungsten    LLC Vostok    Russian Federation    NO
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    China    YES
Tungsten    Masan High-Tech Materials    Viet Nam    YES
Tungsten    Moliren Ltd.    Russian Federation    NO
Tungsten    Niagara Refining LLC    United States    YES
Tungsten    NPP Tyazhmetprom LLC    Russian Federation    NO
Tungsten    OOO “Technolom” 1    Russian Federation    NO
Tungsten    OOO “Technolom” 2    Russian Federation    NO
Tungsten    Philippine Chuangxin Industrial Co., Inc.    Philippines    YES
Tungsten    TANIOBIS Smelting GmbH & Co. KG    Germany    YES
Tungsten    Unecha Refractory Metals Plant    Russian Federation    NO
Tungsten    Wolfram Bergbau und Hutten AG    Austria    YES
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    China    YES
Tungsten    Xiamen Tungsten Co., Ltd.    China    YES
Tungsten    YUDU ANSHENG TUNGSTEN CO., LTD.    China    NO

 

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