0001104659-20-116359.txt : 20201020 0001104659-20-116359.hdr.sgml : 20201020 20201020124345 ACCESSION NUMBER: 0001104659-20-116359 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201020 FILED AS OF DATE: 20201020 DATE AS OF CHANGE: 20201020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Jerry A. CENTRAL INDEX KEY: 0001681451 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39619 FILM NUMBER: 201247842 MAIL ADDRESS: STREET 1: ONE VISION DRIVE CITY: NATICK STATE: MA ZIP: 01760 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kiromic Biopharma, Inc. CENTRAL INDEX KEY: 0001792581 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 464762913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7707 FANNIN ST. STREET 2: SUITE 140 CITY: HOUSTON STATE: TX ZIP: 77054 BUSINESS PHONE: 832-968-4888 MAIL ADDRESS: STREET 1: 7707 FANNIN ST. STREET 2: SUITE 140 CITY: HOUSTON STATE: TX ZIP: 77054 FORMER COMPANY: FORMER CONFORMED NAME: Kiromic, Inc. DATE OF NAME CHANGE: 20191029 3 1 a3.xml 3 X0206 3 2020-10-20 0 0001792581 Kiromic Biopharma, Inc. KRBP 0001681451 Schneider Jerry A. 7707 FANNIN, SUITE 140 HOUSTON TX 77054 1 0 0 0 Stock Options 14.21 2030-08-20 Common Stock 5278 D The options vest will vest with respect to 1,320 Shares on 9/30/2020 and the remainder will vest at a rate of 1/3rd every three months for the next nine months, upon which they will become fully vested on 6/30/2021. /s/ Jerry Schneider 2020-10-20