S-8 1 vpip20230727_s8.htm FORM S-8 vpip20230727_s8.htm

 

As filed with the Securities and Exchange Commission on July 28, 2023

 

Registration No. 333-

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

VIVOPOWER INTERNATIONAL PLC

(Exact name of registrant as specified in its charter)

 


 

England and Wales

Not applicable

(State or other jurisdiction of

incorporation or organization)

(I.R.S. Employer

Identification No.)

 

The Scalpel, 18th Floor, 52 Lime Street

London EC3M 7AF
United Kingdom

Telephone: +44 7941 166 696

(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)

VivoPower International PLC 2017 Omnibus Equity Incentive Plan
(Full title of the plan)

 

Corporation Service Company

251 Little Falls Drive Wilmington, DE 19808

United States
+1 302 636 5400

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See definition of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer         ☐

Accelerated filer                         ☐

Non-accelerated filer           ☒ 

Smaller reporting company        ☒

 

Emerging growth company        ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

EXPLANATORY NOTE

 

On July 6, 2023, the shareholders of VivoPower International PLC (the “Registrant”) approved an amendment to the VivoPower International PLC 2017 Omnibus Incentive Plan (“OIP”) allowing the number of ordinary shares, nominal value $0.012 per share (the “Ordinary Shares”), reserved under the OIP to automatically increase each July 1, beginning on July 1, 2023, and ending on July 2, 2032, by 5.0% of the outstanding number of Ordinary Shares of the Registrant on the immediately preceding June 30, or such lesser amount as determined by the Registrant’s Remuneration Committee (the “Evergreen Provision”).

 

This Registration Statement on Form S-8 (the “Registration Statement”) is being filed to register an additional 1,282,557 Ordinary Shares of the Registrant to be issued pursuant to the Registrant’s OIP as a result of the Evergreen Provision. This Registration Statement registers additional securities of the same class as other securities for which the registration statements filed on Form S-8 on December 8, 2022, December 21, 2020 and October 12, 2018 (File Nos. 333-268720, 333-227810 and 333-251546) are effective (collectively, the “Previous Registration Statements”). The information contained in the Previous Registration Statements is hereby incorporated by reference pursuant to General Instruction E of Form S-8.

 

In accordance with the instructional Note to Part I of Form S-8 as promulgated by the Securities and Exchange Commission, the information specified by Part I of Form S-8 has been omitted from this Registration Statement on Form S-8 with respect to the Ordinary Shares.

 

PART II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 8. Exhibits.

 

Exhibit

Number

 

Exhibit Description

 

Filed

Herewith

 

Incorporated by

Reference herein from

Form or Schedule

 

Filing Date

 

SEC File/

Reg.

Number

3.1

 

Articles of Association of the Registrant.

     

Form F-4

(Exhibit 3.1)

 

8/24/2016

 

333-213297

                     

4.1

 

Form of Certificate Evidencing Ordinary Shares.

     

Form F-4/A

(Exhibit 4.1)

 

11/16/2016

 

333-213297

                     

5.1

 

Opinion of Shoosmiths LLP.

 

X

           
                     

23.1

 

Consent of Independent Registered Public Accounting Firm.

 

X

           
                     

23.2

 

Consent of Shoosmiths LLP (included in Exhibit 5.1).

 

X

           
                     

24.1

 

Power of Attorney (included on the signature page hereof).

 

X

           
                     

99.1+

 

Amended and Restated VivoPower International PLC 2017 Omnibus Incentive Plan (including appendix Sub-Plan for Non-Employees).

 

X

           
                     

107

 

Filing Fee Table.

 

X

           

 

+ Denotes management contract or compensatory plan or arrangement

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of London, United Kingdom, on July 28, 2023.

 

  VIVOPOWER INTERNATIONAL PLC
   
  By: /s/ Kevin Chin  
   

Kevin Chin

Chief Executive Officer, Executive Chairman and Director

 

KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Kevin Chin and James Tindal-Robertson, and each or any one of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his or her substitutes or substitute, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

         

/s/ Kevin Chin

 

Chief Executive Officer, Executive Chairman and Director

 

July 28, 2023

Kevin Chin

  (Principal Executive Officer)    
         

/s/ James Tindal-Robertson

 

Group Finance Director

 

July 28, 2023

James Tindal-Robertson

  (Principal Financial and Accounting Officer)    
         

/s/ Gemma Godfrey

 

Director

 

July 28, 2023

Gemma Godfrey

       
         

/s/ Michael Hui

 

Director

 

July 28, 2023

Michael Hui

       
         

/s/ Peter Jeavons

 

Director

 

July 28, 2023

Peter Jeavons

       
         

/s/ William Langdon

 

Director

 

 July 28, 2023

William Langdon

       

 

 

 

SIGNATURE OF AUTHORIZED U.S. REPRESENTATIVE OF THE REGISTRANT

 

Pursuant to the Securities Act of 1933, the undersigned, the duly authorized representative in the United States of VivoPower International PLC has signed this registration statement on July 28, 2023.

 

   

VIVOPOWER INTERNATIONAL PLC

     
 

By:

/s/ William Langdon

   

Name: William Langdon

   

Title: Director