0001596771-19-000144.txt : 20191206 0001596771-19-000144.hdr.sgml : 20191206 20191206160753 ACCESSION NUMBER: 0001596771-19-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191204 FILED AS OF DATE: 20191206 DATE AS OF CHANGE: 20191206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K.I.S.S. Dynasty Trust No. 9 CENTRAL INDEX KEY: 0001722644 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38290 FILM NUMBER: 191273183 BUSINESS ADDRESS: STREET 1: C/O STERLING BANCORP, INC. STREET 2: ONE TOWNE SQUARE, SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 BUSINESS PHONE: 248-355-2400 MAIL ADDRESS: STREET 1: C/O STERLING BANCORP, INC. STREET 2: ONE TOWNE SQUARE, SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubenstein Erwin A. CENTRAL INDEX KEY: 0001722614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38290 FILM NUMBER: 191273184 MAIL ADDRESS: STREET 1: C/O STERLING BANCORP, INC. STREET 2: ONE TOWNE SQUARE, SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Bancorp, Inc. CENTRAL INDEX KEY: 0001680379 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 382424834 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE TOWNE SQUARE STREET 2: SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 BUSINESS PHONE: 248-351-3495 MAIL ADDRESS: STREET 1: ONE TOWNE SQUARE STREET 2: SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-12-04 0 0001680379 Sterling Bancorp, Inc. SBT 0001722644 K.I.S.S. Dynasty Trust No. 9 C/O STERLING BANCORP, INC. ONE TOWNE SQUARE, SUITE 1900 SOUTHFIELD MI 48076 0 0 1 0 0001722614 Rubenstein Erwin A. C/O STERLING BANCORP, INC. ONE TOWNE SQUARE, SUITE 1900 SOUTHFIELD MI 48076 0 0 1 0 Common Stock 2019-12-04 4 S 0 400000 9.48 D 12107732 D The reporting person contributed the shares of common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $9.48 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. These shares are owned directly by the K.I.S.S. Dynasty Trust No. 9 and indirectly by Erwin A. Rubenstein as trustee of the trust. /s/ Jeffrey H. Kuras, by Power of Attorney for Erwin A. Rubenstein as Trustee of the K.I.S.S. Dynasty Trust No. 9 2019-12-06 /s/ Jeffrey H. Kuras, by Power of Attorney for Erwin A. Rubenstein, Individually 2019-12-06