0001104659-22-069052.txt : 20220607 0001104659-22-069052.hdr.sgml : 20220607 20220607182801 ACCESSION NUMBER: 0001104659-22-069052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20220607 DATE AS OF CHANGE: 20220607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knott Karen CENTRAL INDEX KEY: 0001886835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38290 FILM NUMBER: 221002214 MAIL ADDRESS: STREET 1: ONE TOWNE SQUARE STREET 2: SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sterling Bancorp, Inc. CENTRAL INDEX KEY: 0001680379 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 382424834 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE TOWNE SQUARE STREET 2: SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 BUSINESS PHONE: 248-351-3495 MAIL ADDRESS: STREET 1: ONE TOWNE SQUARE STREET 2: SUITE 1900 CITY: SOUTHFIELD STATE: MI ZIP: 48076 4 1 tm2217957-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-02 0 0001680379 Sterling Bancorp, Inc. SBT 0001886835 Knott Karen C/O STERLING BANCORP, INC. ONE TOWNE SQUARE, SUITE 1900 SOUTHFIELD MI 48076 0 1 0 0 EVP and CFO Common Stock 2021-03-02 4 F 0 656 5.39 D 17917 D Common Stock 2021-03-21 4 F 0 257 5.69 D 17660 D Common Stock 2022-03-01 4 F 0 503 6.09 D 17157 D Common Stock 2022-03-02 4 F 0 597 6.27 D 16560 D Common Stock 2022-03-21 4 F 0 233 6.85 D 16327 D Common Stock 2022-04-23 4 F 0 890 6.88 D 15437 D Common Stock 2022-05-17 4 A 0 14926 0 A 30363 D Common Stock 1506 I 401(k) Plan Represents the withholding of shares of common stock by Sterling Bancorp, Inc. in satisfaction of tax withholding obligations in connection with the vesting of restricted stock previously granted to the reporting person. Represents award of restricted stock pursuant to the Sterling Bancorp, Inc. 2020 Omnibus Equity Incentive Plan ("Plan"). The restricted stock will vest over a three-year period as follows: 4,925 shares on May 17, 2023, an additional 4,925 shares on May 17, 2024, and the remaining 5,075 shares on May 17, 2025 subject to continued Service on each such date, or, if earlier, upon death or Disability or a Change of Control, all as specified in the Plan. /s/ Karen Knott by Colleen Kimmel, attorney-in-fact 2022-06-07