0001654954-19-010058.txt : 20190827
0001654954-19-010058.hdr.sgml : 20190827
20190827204027
ACCESSION NUMBER: 0001654954-19-010058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190823
FILED AS OF DATE: 20190827
DATE AS OF CHANGE: 20190827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Fuping
CENTRAL INDEX KEY: 0001729184
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38273
FILM NUMBER: 191058960
MAIL ADDRESS:
STREET 1: ACM RESEARCH, INC.
STREET 2: 42307 OSGOOD ROAD, SUITE I
CITY: FREMONT
STATE: CA
ZIP: 94539
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACM Research, Inc.
CENTRAL INDEX KEY: 0001680062
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 42307 OSGOOD ROAD, SUITE I
CITY: FREMONT
STATE: CA
ZIP: 94539
BUSINESS PHONE: 510-445-3700
MAIL ADDRESS:
STREET 1: 42307 OSGOOD ROAD, SUITE I
CITY: FREMONT
STATE: CA
ZIP: 94539
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2019-08-23
0001680062
ACM Research, Inc.
ACMR
0001729184
Chen Fuping
C/O ACM RESEARCH, INC.
42307 OSGOOD ROAD, SUITE I
FREMONT
CA
94539
true
See remarks
Class A Common Stock
2019-08-23
4
D
false
17946
13.195
D
0
D
In connection with a public offering of Class A Common Stock by the Issuer, the reporting person and certain other stockholders entered into an Equity Purchase Agreement dated August 4, 2019 pursuant to which the reporting person and such stockholders agreed to sell, and the Issuer agreed to purchase, shares of the Issuer's Common Stock funded by the net proceeds, if any, from the Issuer's sale of Class A Common Stock pursuant to an exercise of the underwriters' over-allotment option. The transaction being reported relates to the reporting person's sale under the Equity Purchase Agreement. The obligations of the parties to the Equity Purchase Agreement became fixed and irrevocable as of the transaction date, which is the date of the closing of the underwriters' over-allotment option.
The reporting person did not own any outstanding shares of Class A Common Stock as of the transaction date. In order to meet his obligations under the Equity Purchase Agreement, the reporting person expects to exercise, effective as of the date on which he is obligated to sell 17,946 shares of Class A Common Stock to the Issuer under the Equity Purchase Agreement, outstanding options to acquire such 17,946 shares. The reporting person expects to file a subsequent Form 4 in connection with such option exercise.
Vice President, Sales-China of ACM Research (Shanghai), Inc., a subsidiary of the Issuer
/s/ Mark L. Johnson, Attorney-in-fact for Fuping Chen
2019-08-27