0001679788-24-000207.txt : 20241122 0001679788-24-000207.hdr.sgml : 20241122 20241122164152 ACCESSION NUMBER: 0001679788-24-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241120 FILED AS OF DATE: 20241122 DATE AS OF CHANGE: 20241122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brock Lawrence J CENTRAL INDEX KEY: 0001963975 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40289 FILM NUMBER: 241490453 MAIL ADDRESS: STREET 1: C/O COINBASE GLOBAL, INC. STREET 2: ONE MADISON AVENUE, SUITE 2400 CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Coinbase Global, Inc. CENTRAL INDEX KEY: 0001679788 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464707224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MADISON AVENUE STREET 2: SUITE 2400 CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 3026365401 MAIL ADDRESS: STREET 1: C/O CORPORATION SERVICE COMPANY STREET 2: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 4 1 wk-form4_1732311705.xml FORM 4 X0508 4 2024-11-20 0 0001679788 Coinbase Global, Inc. COIN 0001963975 Brock Lawrence J C/O COINBASE GLOBAL, INC. ONE MADISON AVENUE, SUITE 2400 NEW YORK NY 10010 0 1 0 0 Chief People Officer 1 Class A Common Stock 2024-11-20 4 M 0 19563 214.50 A 56440 D Class A Common Stock 2024-11-20 4 M 0 4635 74.63 A 61075 D Class A Common Stock 2024-11-20 4 S 0 100 305.66 D 60975 D Class A Common Stock 2024-11-20 4 S 0 100 310.04 D 60875 D Class A Common Stock 2024-11-20 4 S 0 500 312.84 D 60375 D Class A Common Stock 2024-11-20 4 S 0 600 313.875 D 59775 D Class A Common Stock 2024-11-20 4 S 0 709 315.6598 D 59066 D Class A Common Stock 2024-11-20 4 S 0 400 316.4125 D 58666 D Class A Common Stock 2024-11-20 4 S 0 200 318.175 D 58466 D Class A Common Stock 2024-11-20 4 S 0 400 319.165 D 58066 D Class A Common Stock 2024-11-20 4 S 0 726 320.4515 D 57340 D Class A Common Stock 2024-11-20 4 S 0 500 321.432 D 56840 D Class A Common Stock 2024-11-20 4 S 0 100 328.76 D 56740 D Class A Common Stock 2024-11-20 4 S 0 100 330.46 D 56640 D Class A Common Stock 2024-11-20 4 S 0 100 332.11 D 56540 D Class A Common Stock 2024-11-20 4 S 0 19563 335 D 36977 D Class A Common Stock 2024-11-20 4 S 0 100 339.72 D 36877 D Employee Stock Option (right to buy) 214.50 2024-11-20 4 M 0 19563 0 D 2032-02-09 Class A Common Stock 19563 20498 D Employee Stock Option (right to buy) 74.63 2024-11-20 4 M 0 4635 0 D 2033-02-05 Class A Common Stock 4635 19878 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2023, during an open trading window. Represents the weighted average sale price. The lowest price at which shares were sold was $312.52 and the highest price at which shares were sold was $313.32. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4. Represents the weighted average sale price. The lowest price at which shares were sold was $313.55 and the highest price at which shares were sold was $314.32. Represents the weighted average sale price. The lowest price at which shares were sold was $314.96 and the highest price at which shares were sold was $315.94. Represents the weighted average sale price. The lowest price at which shares were sold was $316.07 and the highest price at which shares were sold was $316.88. Represents the weighted average sale price. The lowest price at which shares were sold was $317.78 and the highest price at which shares were sold was $318.57. Represents the weighted average sale price. The lowest price at which shares were sold was $318.89 and the highest price at which shares were sold was $319.33. Represents the weighted average sale price. The lowest price at which shares were sold was $320.03 and the highest price at which shares were sold was $320.83. Represents the weighted average sale price. The lowest price at which shares were sold was $321.03 and the highest price at which shares were sold was $321.71. The options vested with respect to 1/12th of the total shares on February 20, 2022, and the remaining options vest in equal monthly installments thereafter until the options are fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. The options vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2023, until the award is fully vested on November 20, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. /s/ Lawrence J. Brock, by Lailey Rezai, Attorney-in-Fact 2024-11-22