0001213900-23-012521.txt : 20230216 0001213900-23-012521.hdr.sgml : 20230216 20230216181555 ACCESSION NUMBER: 0001213900-23-012521 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230216 DATE AS OF CHANGE: 20230216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Thomas Francis CENTRAL INDEX KEY: 0001966315 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41626 FILM NUMBER: 23639745 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYIAX, INC. CENTRAL INDEX KEY: 0001679379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 460547534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 4156027855 MAIL ADDRESS: STREET 1: 244 5TH AVENUE STREET 2: SUITE 2669 CITY: NEW YORK STATE: NY ZIP: 10001 3 1 ownership.xml X0206 3 2023-02-14 0 0001679379 NYIAX, INC. NYX 0001966315 O'Neill Thomas Francis C/O NYIAX, INC. 180 MAIDEN LANE, 11TH FLOOR NEW YORK NY 10005 1 0 0 0 Common Stock, par value $0.0001 per share 242770 D Stock Options 3.30 2026-10-14 Common Stock 113577 D Stock Options 5.00 2027-01-13 Common Stock 50000 D Stock Options 5.00 2027-01-13 Common Stock 50000 D On October 14, 2016, the Reporting Person was issued incentive stock options to purchase 113,577 shares of common stock of the Issuer vesting in 1/36 equal increments per month from October 14, 2016. These options are fully vested and exercisable. On January 13, 2022, the Reporting Person was issued stock options to purchase 50,000 shares of common stock of the Issuer with all 50,000 options vesting immediately as of January 13, 2022. On January 13, 2022, the Reporting Person was issued stock options to purchase 50,000 shares of common stock of the Issuer with all 50,000 options vesting immediately as of January 13, 2022. /s/ Thomas O'Neill 2023-02-14